0000054480-12-000110.txt : 20120727
0000054480-12-000110.hdr.sgml : 20120727
20120727114238
ACCESSION NUMBER: 0000054480-12-000110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120726
FILED AS OF DATE: 20120727
DATE AS OF CHANGE: 20120727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ebbrecht David R
CENTRAL INDEX KEY: 0001512280
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 12989493
MAIL ADDRESS:
STREET 1: KANSAS CITY SOUTHERN
STREET 2: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831303
MAIL ADDRESS:
STREET 1: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-07-26
0000054480
KANSAS CITY SOUTHERN
KSU
0001512280
Ebbrecht David R
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121
0
1
0
0
Executive Vice President
Common Stock
2012-07-26
4
M
0
1660
52.62
A
28350
D
Common Stock
2012-07-26
4
S
0
1660
72.3495
D
26690
D
Common Stock
2012-07-26
4
S
0
3707
72.2086
D
22983
D
Common Stock
11.237
I
By 401(k) & Profit Sharing Plan
Employee Stock Option (Right to Buy)
35.41
2010-11-19
2020-02-29
Common Stock
1267
1267
D
Employee Stock Option (Right to Buy)
35.41
2010-12-08
2020-02-29
Common Stock
1267
1267
D
Employee Stock Option (Right to Buy)
35.41
2011-01-07
2020-02-29
Common Stock
1266
1266
D
Employee Stock Option (Right to Buy)
52.62
2012-07-26
4
M
0
1660
0
D
2021-02-22
Common Stock
1660
3320
D
Employee Stock Option (Right to Buy)
66.99
2022-02-21
Common Stock
3362
3362
D
2,541 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.341 to $72.393, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.20 to $72.233, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The amount of shares was reduced by 0.039 shares since the date of the reporting person's last ownership report due to an administrative fee that was charged to the account.
Options exercised in rule 16b-3 exempt transaction.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Brian P. Banks, Attorney-in-fact
2012-07-27