0000054480-12-000023.txt : 20120223
0000054480-12-000023.hdr.sgml : 20120223
20120223181219
ACCESSION NUMBER: 0000054480-12-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120222
FILED AS OF DATE: 20120223
DATE AS OF CHANGE: 20120223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Derry John E
CENTRAL INDEX KEY: 0001454127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04717
FILM NUMBER: 12635203
MAIL ADDRESS:
STREET 1: P.O. BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN
CENTRAL INDEX KEY: 0000054480
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 440663509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 427 W 12TH STREET
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8169831303
MAIL ADDRESS:
STREET 1: PO BOX 219335
CITY: KANSAS CITY
STATE: MO
ZIP: 64121
FORMER COMPANY:
FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-02-22
0000054480
KANSAS CITY SOUTHERN
KSU
0001454127
Derry John E
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY
MO
64121-9335
0
1
0
0
Sr. VP - Human Resources
Common Stock
2012-02-22
4
A
0
1517
0
A
13706
D
Employee Stock Option (Right to Buy)
39.53
2013-03-28
2018-03-27
Common Stock
200
200
D
LSAR
39.53
Common Stock
200
200
D
Employee Stock Option (Right to Buy)
35.41
2013-03-01
2020-02-29
Common Stock
3800
3800
D
Employee Stock Option (Right to Buy)
52.62
2021-02-22
Common Stock
1570
1570
D
Employee Stock Option (Right to Buy)
66.99
2012-02-22
4
A
0
1167
0
A
2022-02-21
Common Stock
1167
1167
D
804 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 1,267 of these options became exercisable on November 19, 2010. The second target was met and 1,267 of these options became exercisable on December 8, 2010. The third target was met and 1,266 of these options became exercisable on January 7, 2011.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Brian P. Banks, Attorney-in-fact
2012-02-23