0000054480-12-000023.txt : 20120223 0000054480-12-000023.hdr.sgml : 20120223 20120223181219 ACCESSION NUMBER: 0000054480-12-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120222 FILED AS OF DATE: 20120223 DATE AS OF CHANGE: 20120223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Derry John E CENTRAL INDEX KEY: 0001454127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 12635203 MAIL ADDRESS: STREET 1: P.O. BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-02-22 0000054480 KANSAS CITY SOUTHERN KSU 0001454127 Derry John E KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 Sr. VP - Human Resources Common Stock 2012-02-22 4 A 0 1517 0 A 13706 D Employee Stock Option (Right to Buy) 39.53 2013-03-28 2018-03-27 Common Stock 200 200 D LSAR 39.53 Common Stock 200 200 D Employee Stock Option (Right to Buy) 35.41 2013-03-01 2020-02-29 Common Stock 3800 3800 D Employee Stock Option (Right to Buy) 52.62 2021-02-22 Common Stock 1570 1570 D Employee Stock Option (Right to Buy) 66.99 2012-02-22 4 A 0 1167 0 A 2022-02-21 Common Stock 1167 1167 D 804 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 1,267 of these options became exercisable on November 19, 2010. The second target was met and 1,267 of these options became exercisable on December 8, 2010. The third target was met and 1,266 of these options became exercisable on January 7, 2011. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Brian P. Banks, Attorney-in-fact 2012-02-23