-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H/kYHN5gWhXVWSAueFCbNVtTnbtNBBgS48PydUm5ncjkfakwylSePG6qIoVWCyAu wTmLsEJCimI6OhB55LEhDA== 0000054480-10-000135.txt : 20101122 0000054480-10-000135.hdr.sgml : 20101122 20101122145408 ACCESSION NUMBER: 0000054480-10-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101118 FILED AS OF DATE: 20101122 DATE AS OF CHANGE: 20101122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottensmeyer Patrick J CENTRAL INDEX KEY: 0001362958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 101208367 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-18 0000054480 KANSAS CITY SOUTHERN KSU 0001362958 Ottensmeyer Patrick J KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 EVP - Sales and Marketing Common Stock 2010-11-18 4 F 0 941 46.21 D 68358 D Common Stock 234.712 I By 401(k) & P/S Plan Employee Stock Option (Right to Buy) 25.80 2009-06-09 2016-06-08 Common Stock 20000 20000 D LSAR 25.80 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 25.80 2011-06-09 2016-06-08 Common Stock 10000 10000 D LSAR 25.80 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 35.41 2013-03-01 2020-02-29 Common Stock 13700 13700 D Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 4,567 of these options became exercisable on November 19, 2010. Brian P. Banks, Attorney-in-fact 2010-11-22 -----END PRIVACY-ENHANCED MESSAGE-----