-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T0T8XKhFUNI2nYPyNqQKVYAHf0V1Aye9iGV7eUx1fh0B6Lu5mtBx+yxR9yqTcVIF nqysOFV+HLZAnFsMTPO/ww== 0000054480-10-000048.txt : 20100224 0000054480-10-000048.hdr.sgml : 20100224 20100224092741 ACCESSION NUMBER: 0000054480-10-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100223 FILED AS OF DATE: 20100224 DATE AS OF CHANGE: 20100224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wochner William J CENTRAL INDEX KEY: 0001382924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 10628369 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-23 0000054480 KANSAS CITY SOUTHERN KSU 0001382924 Wochner William J KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 Sr VP & Chief Legal Officer Common Stock 2010-02-23 4 F 0 1337 34.61 D 108132 D Common Stock 17172.899 I Held by ESOP Employee Stock Option (Right to Buy) 14.34 2001-02-27 2011-02-26 Common Stock 817 817 D LSAR 14.34 Common Stock 817 817 D Employee Stock Option (Right to Buy) 13.42 2002-02-06 2012-02-05 Common Stock 873 873 D LSAR 13.42 Common Stock 873 873 D Employee Stock Option (Right to Buy) 12.55 2003-01-16 2013-01-15 Common Stock 1148 1148 D LSAR 12.55 Common Stock 1148 1148 D Employee Stock Option (Right to Buy) 14.60 2005-01-02 2014-01-01 Common Stock 6000 6000 D LSAR 14.60 Common Stock 6000 6000 D Employee Stock Option (Right to Buy) 14.53 2004-02-09 2014-02-08 Common Stock 1102 1102 D LSAR 14.53 Common Stock 1102 1102 D Employee Stock Option (Right to Buy) 34.11 2012-02-23 2017-02-22 Common Stock 22500 22500 D LSAR 34.11 Common Stock 22500 22500 D Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. Brian P. Banks, Attorney-in-fact 2010-02-24 -----END PRIVACY-ENHANCED MESSAGE-----