-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HAFE8hBUl/XrBg/6WzOb1er5jYLVBcsdTlEN9F0UPZGsZRADyuOFZeXluU6FnQbI yABD4O7Mjnlq7qt7q5Knxg== 0000054480-09-000038.txt : 20090227 0000054480-09-000038.hdr.sgml : 20090227 20090227103814 ACCESSION NUMBER: 0000054480-09-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090226 FILED AS OF DATE: 20090227 DATE AS OF CHANGE: 20090227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawrence Larry M CENTRAL INDEX KEY: 0001350298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 09640203 BUSINESS ADDRESS: BUSINESS PHONE: 816-983-1593 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-02-26 0000054480 KANSAS CITY SOUTHERN KSU 0001350298 Lawrence Larry M KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 Exec. VP & Asst. to Chairman Common Stock 2009-02-26 4 A 0 6683 0 A 69740 D Common Stock 2009-02-26 4 A 0 1834 0 A 71574 D Common Stock 10.899 I By ESOP Common Stock 7938.445 I by 401(k) & P/S Plan Option (Right to Buy) 12.575 2002-11-01 2011-10-31 Common Stock 15000 15000 D LSAR 12.575 Common Stock 15000 15000 D Option (Right to Buy) 15.80 2003-05-01 2012-04-30 Common Stock 10000 10000 D LSAR 15.80 Common Stock 10000 10000 D Option (Right to Buy) 11.20 2008-04-01 2013-03-31 Common Stock 15000 15000 D LSAR 11.20 Common Stock 15000 15000 D Option (Right to Buy) 14.60 2005-01-02 2014-01-01 Common Stock 6000 6000 D LSAR 14.60 Common Stock 6000 6000 D Option (Right to Buy) 14.53 2014-02-08 Common Stock 827 827 D LSAR 14.53 Common Stock 827 827 D Option (Right to Buy) 19.02 2006-05-04 2015-05-03 Common Stock 19000 19000 D LSAR 19.02 Common Stock 19000 19000 D These shares represent performance shares that were earned on February 26, 2009, when the KCS Compensation and Organization Committee determined the level at which the 2008 performance goals met. These performance shares will not vest until January 17, 2010 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a stockholder of the company. Includes 13,695 performance shares that have been earned by the reporting person under KCS's 2007-2009 long-term incentive plan with respect to the 2007 and 2008 performance periods. These performance shares will not vest until January 17, 2010 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. 10.899 shares have accrued to the reporting person's account under the KCS Employee Stock Ownership Plan. A total of 7,938.445 shares have accrued to the reporting person's account under the Company's 401(k) and Profit Sharing Plan. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. These options become exercisable in installments: 165 on February 9, 2004, 165 on June 23, 2004, 166 on June 23, 2005 and 331 on June 23, 2006. Brian P. Banks, Attorney-in-fact 2009-02-27 -----END PRIVACY-ENHANCED MESSAGE-----