-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FsrKQ1ZOhCh9pJ6rJfklmmoEOgB9SpHKzhlm4pwBxoJpa7GfAORF2HkYPmZuCSrD /d3bAwKv2+ITgMDLK0O7Xw== 0000054480-09-000032.txt : 20090227 0000054480-09-000032.hdr.sgml : 20090227 20090227102633 ACCESSION NUMBER: 0000054480-09-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090226 FILED AS OF DATE: 20090227 DATE AS OF CHANGE: 20090227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arvidson Scott E CENTRAL INDEX KEY: 0001413767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 09640144 BUSINESS ADDRESS: BUSINESS PHONE: 816-983-1508 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-02-26 0000054480 KANSAS CITY SOUTHERN KSU 0001413767 Arvidson Scott E KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121 0 1 0 0 Executive Vice President & CIO Common Stock 2009-02-26 4 A 0 6683 0 A 74903 D Common Stock 2009-02-26 4 A 0 2036 0 A 76939 D Common Stock 3116.085 I By ESOP Common Stock 10731.031 I by 401(k) & P/S Plan Employee Stock Option (Right to Buy) 5.75 2003-07-13 2010-07-12 Common Stock 17400 17400 D LSAR 5.75 Common Stock 17400 17400 D Employee Stock Option (Right to Buy) 5.75 2001-07-13 2010-07-12 Common Stock 92000 92000 D LSAR 5.75 Common Stock 92000 92000 D Employee Stock Option (Right to Buy) 14.34 2001-02-27 2011-02-26 Common Stock 122 122 D LSAR 14.34 Common Stock 122 122 D Employee Stock Option (Right to Buy) 13.42 2002-02-06 2012-02-05 Common Stock 130 130 D LSAR 13.42 Common Stock 130 130 D Employee Stock Option (Right to Buy) 12.55 2003-01-16 2013-01-15 Common Stock 500 500 D LSAR 12.55 Common Stock 500 500 D Employee Stock Option (Right to Buy) 12.55 2008-01-16 2013-01-15 Common Stock 15000 15000 D LSAR 12.55 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 14.60 2005-01-02 2014-01-01 Common Stock 6000 6000 D LSAR 14.60 Common Stock 6000 6000 D Employee Stock Option (Right to Buy) 14.53 2004-02-09 2014-02-08 Common Stock 606 606 D LSAR 14.53 Common Stock 606 606 D These shares represent performance shares that were earned on February 26, 2009, when the KCS Compensation and Organization Committee determined the level at which the 2008 performance goals met. These performance shares will not vest until January 17, 2010 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a stockholder of the company. Includes 250 shares acquired on January 1, 2009 through the KCS Employee Stock Purchase Plan and 10,489 performance shares that have been earned by the reporting person under KCS's 2007-2009 long-term incentive plan with respect to the 2007 and 2008 performance periods. These performance shares will not vest until January 17, 2010 contingent upon continued employment by the reporting person through that date. With respect to these performance shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. 3,116.085 shares have accrued to the reporting person's account under the KCS Employee Stock Ownership Plan. 10,731.031 shares have accrued to the reporting person's account under the KCS 401(k) and Profit Sharing Plan. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. Brian P. Banks, Attorney-in-fact 2009-02-27 -----END PRIVACY-ENHANCED MESSAGE-----