-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TOuQuFf/nzxZV5bRhJdcmPlCPYCmL16GadX92de3b5i3z9dEUxXYMRtSkb49Dhx5 BIjIrrJnongBYlR1jztyqw== 0000054480-07-000020.txt : 20070119 0000054480-07-000020.hdr.sgml : 20070119 20070119170047 ACCESSION NUMBER: 0000054480-07-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070117 FILED AS OF DATE: 20070119 DATE AS OF CHANGE: 20070119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEYANDT PAUL J CENTRAL INDEX KEY: 0001224153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 07541418 MAIL ADDRESS: STREET 1: C/O KANSAS CITY SOUTHERN STREET 2: 427 WEST 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-17 0000054480 KANSAS CITY SOUTHERN KSU 0001224153 WEYANDT PAUL J KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 Sr. Vice President & Treasurer Common Stock 2007-01-17 4 A 0 3355 0 A 25766 D Common Stock .795 I By ESOP Option (Right to Buy) 12.97 2002-09-10 2011-09-09 Common Stock 20000 20000 D LSAR 12.97 Common Stock 20000 20000 D Option (Right to Buy) 12.55 2013-01-15 Common Stock 797 797 D LSAR 12.55 Common Stock 797 797 D Option (Right to Buy) 12.55 2008-01-16 2013-01-15 Common Stock 15000 15000 D LSAR 12.55 Common Stock 15000 15000 D Option (Right to Buy) 14.60 2005-01-02 2014-01-01 Common Stock 8000 8000 D LSAR 14.60 Common Stock 8000 8000 D Option (Right to Buy) 14.53 2014-02-08 Common Stock 813 813 D LSAR 14.53 Common Stock 813 813 D Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. These options are exercisable in installments: 160 on June 23, 2003, 160 on June 23, 2004, 160 on June 23, 2005 and 317 on June 23, 2006. These options are exercisable in installments: 162 on February 9, 2004, 163 on June 23, 2004, 162 on June 23, 2005 and 326 on June 23, 2006. 0.795 shares have accrued to the reporting person's account under the KCS Employee Stock Ownership Plan. Julie D. Powell, Attorney-in-fact 2007-01-19 -----END PRIVACY-ENHANCED MESSAGE-----