-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GK7CFDCKxoRi0Crj9aVCIwo3Bn5lFW31aADWKMRTDCdjbM6cDtXExXgmuvsnPzs/ cuK7mnMgm/L5X5cnxy17mQ== 0000054480-07-000017.txt : 20070119 0000054480-07-000017.hdr.sgml : 20070119 20070119165811 ACCESSION NUMBER: 0000054480-07-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070117 FILED AS OF DATE: 20070119 DATE AS OF CHANGE: 20070119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 W 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawrence Larry M CENTRAL INDEX KEY: 0001350298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 07541387 BUSINESS ADDRESS: BUSINESS PHONE: 816-983-1593 MAIL ADDRESS: STREET 1: PO BOX 219335 CITY: KANSAS CITY STATE: MO ZIP: 64121 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-17 0000054480 KANSAS CITY SOUTHERN KSU 0001350298 Lawrence Larry M KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 0 1 0 0 Sr. VP & Asst. to Chairman Common Stock 2007-01-17 4 A 0 11392 0 A 47566 D Common Stock 5000 I By Trust Common Stock .791 I By ESOP Common Stock 6075.827 I by 401(k) & P/S Plan Option (Right to Buy) 12.575 2002-11-01 2011-10-31 Common Stock 15000 15000 D LSAR 12.575 Common Stock 15000 15000 D Option (Right to Buy) 15.80 2003-05-01 2012-04-30 Common Stock 10000 10000 D LSAR 15.80 Common Stock 10000 10000 D Option (Right to Buy) 11.20 2008-04-01 2013-03-31 Common Stock 15000 15000 D LSAR 11.20 Common Stock 15000 15000 D Option (Right to Buy) 11.41 2004-04-30 2013-04-29 Common Stock 60000 60000 D LSAR 11.41 Common Stock 60000 60000 D Option (Right to Buy) 14.60 2005-01-02 2014-01-01 Common Stock 6000 6000 D LSAR 14.60 Common Stock 6000 6000 D Option (Right to Buy) 14.53 2014-02-08 Common Stock 827 827 D LSAR 14.53 Common Stock 827 827 D Option (Right to Buy) 19.02 2006-05-04 2015-05-03 Common Stock 19000 19000 D LSAR 19.02 Common Stock 19000 19000 D Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. These options become exercisable in installments: 165 on February 9, 2004, 165 on June 23, 2004, 166 on June 23, 2005 and 331 on June 23, 2006. .791 shares have accrued to the reporting person's account under the KCS Employee Stock Ownership Plan. Includes 731.459 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report. Julie D. Powell, Attorney-in-fact 2007-01-19 -----END PRIVACY-ENHANCED MESSAGE-----