-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LGLBovcGX53IvQ4EjY1F/25nuKNfieKTq82jCRWkXhL1kFsFTbGL0yLe/3/RQgvG 9WYiDlVhbFqIDIe6X3GGwA== 0000054480-05-000028.txt : 20050315 0000054480-05-000028.hdr.sgml : 20050315 20050315115536 ACCESSION NUMBER: 0000054480-05-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050314 FILED AS OF DATE: 20050315 DATE AS OF CHANGE: 20050315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 WEST 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: 427 WEST 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAVERTY MICHAEL R CENTRAL INDEX KEY: 0001224434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 05680621 MAIL ADDRESS: STREET 1: C/O KANSAS CITY SOUTHERN STREET 2: 427 WEST 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-03-14 0000054480 KANSAS CITY SOUTHERN KSU 0001224434 HAVERTY MICHAEL R KANSAS CITY SOUTHERN PO BOX 219335 KANSAS CITY MO 64121-9335 1 1 0 0 Chairman, President & CEO Common Stock 2005-03-14 4 A 0 40000 0 A 946236 D Common Stock 412 I Held by child Common Stock 375000 I Held by trust Common Stock 26358 I Held by ESOP Common Stock 11125 I Held by 401(k) & P/S Plan Option (Right to Buy) 5.75 2003-07-13 2010-07-12 Common Stock 198000 198000 D LSAR 5.75 Common Stock 198000 198000 D Option (Right to Buy) 5.75 2001-07-13 2010-07-12 Common Stock 990000 990000 D LSAR 5.75 Common Stock 990000 990000 D Option (Right to Buy) 14.34 2001-02-27 2011-02-26 Common Stock 12363 12363 D LSAR 14.34 Common Stock 12363 12363 D Option (Right to Buy) 13.42 2002-02-06 2012-02-05 Common Stock 13207 13207 D LSAR 13.42 Common Stock 13207 13207 D Option (Right to Buy) 12.55 2003-01-16 2013-01-15 Common Stock 15901 15901 D LSAR 12.55 Common Stock 15901 15901 D Option (Right to Buy) 12.55 2008-01-16 2013-01-15 Common Stock 90000 90000 D LSAR 12.55 Common Stock 90000 90000 D Option (Right to Buy) 14.60 2005-01-02 2014-01-01 Common Stock 90000 90000 D LSAR 14.60 Common Stock 90000 90000 D Option (Right to Buy) 14.53 2004-02-09 2014-02-08 Common Stock 13689 13689 D LSAR 14.53 Common Stock 13689 13689 D A total of 26,358 shares have accrued to my account under the Company's employee stock ownership plan. A total of 11,125 shares have accrued to my account under the Company's 401(k) and Profit Sharing Plan. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. Jay M. Nadlman, Attorney-in-fact 2005-03-15 -----END PRIVACY-ENHANCED MESSAGE-----