-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BUNDihAg571dn1a4aC3HWdDrEsSBQCt/kINwqN1K8TSGk+7Ej9e4VmCXheQ9oIZd FxItri0louWsxeDg4dObJg== 0000054480-04-000080.txt : 20040507 0000054480-04-000080.hdr.sgml : 20040507 20040507173758 ACCESSION NUMBER: 0000054480-04-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040506 FILED AS OF DATE: 20040507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES JAMES R CENTRAL INDEX KEY: 0001182828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04717 FILM NUMBER: 04790394 BUSINESS ADDRESS: STREET 1: MANATT JONES GLOBAL STRATEGIES STREET 2: 1501 M ST NW STE 700 CITY: WASHINGTON STATE: DC ZIP: 20005 BUSINESS PHONE: 2024634375 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KANSAS CITY SOUTHERN CENTRAL INDEX KEY: 0000054480 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 440663509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 427 WEST 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8169831303 MAIL ADDRESS: STREET 1: 427 WEST 12TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS CITY SOUTHERN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-06 0000054480 KANSAS CITY SOUTHERN KSU 0001182828 JONES JAMES R 1501 M STREET NW, SUITE 700 WASHINGTON DC 20005 1 0 0 0 Common Stock 14480 D Option (Right to Buy) 1.8784 1998-11-13 2007-11-12 Common Stock 3000 3000 D Option (Right to Buy) 2.8589 1999-04-30 2008-04-29 Common Stock 1500 1500 D Option (Right to Buy) 3.5898 2000-05-03 2009-05-05 Common Stock 1500 1500 D LSAR 3.5898 Common Stock 1500 1500 D Option (Right to Buy) 5.75 2001-05-02 2010-07-12 Common Stock 30000 30000 D LSAR 5.75 Common Stock 30000 30000 D Option (Right to Buy) 5.75 2003-07-13 2010-07-12 Common Stock 6000 6000 D LSAR 5.75 Common Stock 6000 6000 D Option (Right to Buy) 12.50 2002-05-01 2011-05-02 Common Stock 10000 10000 D LSAR 12.50 Common Stock 10000 10000 D Option (Right to Buy) 16.02 2003-04-30 2012-05-01 Common Stock 10000 10000 D LSAR 16.02 Common Stock 10000 10000 D Option (Right to Buy) 11.05 2004-05-01 2013-04-30 Common Stock 10000 10000 D LSAR 11.05 Common Stock 10000 10000 D Option (Right to Buy) 13.80 2004-05-06 4 A 0 10000 0 A 2014-05-05 Common Stock 10000 10000 D LSAR 13.80 2004-05-06 4 A 0 10000 0 A Common Stock 10000 10000 D Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated. These options will become exercisable on May 6, 2005 or on the day prior to the Annual Meeting of Stockholders held in 2005, whichever is first. Jay M. Nadlman, Attorney-in-Fact 2004-05-07 -----END PRIVACY-ENHANCED MESSAGE-----