-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AN8YuQudGemy1kQJNpKnsUTXWbBr91my8t4PX+zTVpj9wl7qGDg56N4pWbuQAiEv U4I8YQsGDk2JeqYUGuGkxQ== 0000054381-06-000118.txt : 20061121 0000054381-06-000118.hdr.sgml : 20061121 20061121153819 ACCESSION NUMBER: 0000054381-06-000118 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061121 DATE AS OF CHANGE: 20061121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KAMAN CORP CENTRAL INDEX KEY: 0000054381 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 060613548 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-01093 FILM NUMBER: 061232820 BUSINESS ADDRESS: STREET 1: 1332 BLUE HILLS AVE CITY: BLOOMFIELD STATE: CT ZIP: 06002 BUSINESS PHONE: 8602437100 MAIL ADDRESS: STREET 1: 1332 BLUE HILLS AVE CITY: BLOOMFIELD STATE: CT ZIP: 06002 FORMER COMPANY: FORMER CONFORMED NAME: KAMAN AIRCRAFT CORP DATE OF NAME CHANGE: 19680403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SAUNDERS ROBERT H JR CENTRAL INDEX KEY: 0001215980 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: C/O KAMAN CORP STREET 2: PO BOX 1 CITY: BLOOMFIELD STATE: CT ZIP: 06002 BUSINESS PHONE: 8602437868 144 1 form144.htm SAUNDERS FORM 144 Saunders Form 144


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 144
 
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
 
 
ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
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SEC USE ONLY
DOCUMENT SEQUENCE NO. 
CUSIP NUMBER 
(a) NAME OF ISSUER (Please type or print)
 
Kaman Corporation
(b) I.R.S. IDENT. NO.
 
06-0613548
(c) S.E.C. FILE NO.
 
0-1093
 
WORK LOCATION 
(d) ADDRESS OF ISSUER            STREET           CITY           STATE          ZIP CODE
 
1332 Blue Hills Avenue, Bloomfield, CT 06002
(e) TELEPHONE NO.
AREA COD
 
860
 
NUMBER 
 
243-7100
 
(a) PERSON FOR WHOSE ACCOUNT THE SECURITIES
         ARE TO BE SOLD
Robert H. Saunders, Jr.
(b) I.R.S. IDENT. NO.
 
(c) RELATIONSHIP TO ISSUER
Executive Officer
(d) ADDRESS STREET              CITY        STATE       ZIP CODE
 
 837 Neipsic Road, Glastonbury, CT 06033
 

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number

3(a)
Title of the
Class of
Securities
To Be Sold
(b)
Name and Address of Each Broker Through Whom the Securities are to be Offered to Each Market Maker who is Acquiring the Securities
SEC USE ONLY
(c)
Number of shares
or Other Units
To Be Sold
(See instr.3(c))
(d)
Aggregate
Market
Value
(See instr.3(d))
(e)
Number of Shares
or Other Units
Outstanding
(See instr.3(e))
(f)
Approximate
Date of Sale
(See instr.3(f))
(MO.  DAY  YR.)
(g)
Name of Each
Securities
Exchange
(See instr.3(g))
Broker-Dealer
File Number
Common
Charles Schwab & Co.
101 Montgomery Street
San Francisco, CA 94104
 
 
9,000
209,250
24.08M
11/22/06
NASDAQ

INSTRUCTIONS:

1. 
(a) 
Name of issuer.
3. 
(a)
Title of the class of securities to be sold.
 
(b)
Issuer's IRS Identification Number.
 
(b)
Name and address of each broker through whom the securities are intended to be sold.
 
(c)
Issuer's SEC file number, if any.
 
(c)
Number of shares or other units to be sold (if debt securities, give the aggregate face amount).
 
(d)
Issuer's address, including zip code.
 
(d)
Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing
 
(e)
Issuer's telephone number, including area code.
 
(e)
Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer.
2.
(a)
Name of person for whose account the securities are to be sold.
 
(f)
Approximate date on which the securities are to be sold.
 
(b)
Such person's or I.R.S. Identification number, if such a person is an entity.
 
(g)
Name of each securities exchange, if any, on which the securities are intended to be sold.
 
(c)
Such person's relationship to the issuer (e.g., officer, director, 10 percent stockholder, or member of immediate family of any of the foregoing).
 
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 
(d)
Such person's address, including zip code.
       


TABLE I--SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the Payment of all or any part of the purchase price or other consideration therefor:

Title of
the Class
Date You Acquired
Nature of Acquisition Transaction
Name of Person From Whom Acquired
(If Gift, Also Give Date Donor Acquired)
Amount of Securities Acquired
Date of Payment
Nature of Payment
 
Common
 
 
2/10/99
-
2/24/04
Restricted Stock Awards
 
Kaman Corporation
 
9,000
2/10/99
-
2/24/04
 
Awards

INSTRUCTIONS:
 
If the securities were purchased and full payment therefore was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
 
   

 
TABLE II--SECURITIES SOLD DURING THE PAST THREE MONTHS
Furnish The Following Information as to All Securities of The Issuer Sold During The Past Three Months By The Person For Whose Account The Securities Are To Be Sold.

Name and Address of Seller
Title of Sec to be sold
Date of Sale
 
Amount of Securities sold
 
Gross Proceeds
 
N/A
 
 
 
N/A
 
N/A 
 
 
N/A
 
 
N/A

REMARKS:
 
INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the issuer of the securities to be sold which has not been publicly disclosed.
11/21/06
 
/s/ Robert H. Saunders, Jr.
 
DATE OF NOTICE
(SIGNATURE)
The notice shall be signed by the persons for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.

 
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSION OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).

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