-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K1yuAgyv+OqQnYvl3R9ja475Asmo9NePLsj12+awZNT6XFiSQyvt3XgYOkfBO/dl GSS50PQayb3AH+tZ9F5G2Q== 0000054381-04-000006.txt : 20040129 0000054381-04-000006.hdr.sgml : 20040129 20040129132918 ACCESSION NUMBER: 0000054381-04-000006 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040129 ITEM INFORMATION: Acquisition or disposition of assets FILED AS OF DATE: 20040129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KAMAN CORP CENTRAL INDEX KEY: 0000054381 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 060613548 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-66179 FILM NUMBER: 04551578 BUSINESS ADDRESS: STREET 1: 1332 BLUE HILLS AVE CITY: BLOOMFIELD STATE: CT ZIP: 06002 BUSINESS PHONE: 8602437100 MAIL ADDRESS: STREET 1: 1332 BLUE HILLS AVE CITY: BLOOMFIELD STATE: CT ZIP: 06002 FORMER COMPANY: FORMER CONFORMED NAME: KAMAN AIRCRAFT CORP DATE OF NAME CHANGE: 19680403 8-K 1 form8k.txt FORM 8-K RE DEBENTURE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2004 KAMAN CORPORATION (Exact name of issuer as specified in its charter) Connecticut 0-1093 06-0613548 (State or other jurisdictions (Commission (I.R.S. of Incorporation) File Number) Employer Identification No.) 1332 Blue Hills Avenue Bloomfield, CT 06002 (Address of principal executive offices) Registrant's telephone number, including area code: (860)243-7100 Not Applicable (Former name or former address, if changed since last report) Item 7. Financial Statements and Exhibits (c) Exhibits The following document is furnished as an Exhibit pursuant to Item 9 hereof: Exhibit 99.1 - Press Release of the Company regarding the move of its 6% Convertible Subordinated Debentures to the OTC Bulletin Board from the Nasdaq Small Cap Market listing. Item 9. Regulation FD Disclosure On January 29, 2004, the Company issued a press release describing the fact that its remaining 6% Convertible Subordinated Debentures due 2012, originally issued in 1987 and paid down or converted from an original balance of $95 million to a current balance of less than $24 million will be delisted from the Nasdaq Small Cap Market at the opening of business on February 4, 2004 because they no longer meet the Nasdaq listing requirement to have at least two market makers over the previous 10 consecutive trading days. Because this debenture issue is small and in the late stages of its life, the Company has elected not to take advantage of the Nasdaq appeal process or Marketplace Rule 4310(c)(8)(A) which provides a period of 30 days to secure additional market makers for the security. It is expected that the debentures will subsequently be traded on the OTC Bulletin Board under the symbol KAMNG. A copy of this press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference. All of the information furnished in this report and the accompanying exhibits shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be incorporated by reference in any Company filing under the Securities Act of 1933, as amended. Page 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf, by the undersigned, thereunto duly authorized. KAMAN CORPORATION /s/Robert M. Garneau Executive Vice President and Chief Financial Officer Dated: January 29, 2004 Page 3 EXHIBIT INDEX Exhibit Description 99.1 Press Release of the Company, dated January 29, 2004 Page 4 EX-99 3 pr12904.txt PRESS RELEASE 1-29-04 EXHIBIT 99.1 KAMAN CORPORATION'S REMAINING 6% CONVERTIBLE SUBORDINATED DEBENTURES DUE 2012 (NASDAQ:KAMNG) TO MOVE TO THE OTC BULLETIN BOARD ON FEBRUARY 4, 2004 BLOOMFIELD, Conn. (January 29, 2004) - - Kaman Corporation has received a letter from The NASDAQ Stock Market, notifying the company that its remaining 6% Convertible Subordinated Debentures due 2012 (NASDAQ:KAMNG), originally issued in 1987 and paid down or converted from an original balance of $95 million to a current balance of less than $24 million, will be delisted from the Nasdaq Small Cap Market at the opening of business on February 4, 2004. The securities are then expected to trade on the OTC bulletin board from that date forward under the symbol KAMNG. Marketplace Rule 4310(c)(1) requires that listed securities have at least two market makers over the previous 10 consecutive trading days to qualify for listing, a requirement that these debentures, now several years into their sinking fund phase and not traded since September 2003, no longer meet. Because the issue is small and in the late stages of its life, the company has elected not to take advantage of either an appeal process or Marketplace Rule 4310 (c)(8)(A) that provides for a period of 30 days to secure additional market makers for the security. This notice is issued to satisfy Marketplace Rule 4815(b). Kaman's publicly traded Class A Common Shares (NASDAQ:KAMNA) are not affected by this action. Kaman Corporation, headquartered in Bloomfield, Conn., conducts business in the aerospace, industrial distribution and music distribution markets. ### Contact: Russell H. Jones SVP, Chief Investment Officer & Treasurer (860) 243-6307 rhj-corp@kaman.com -----END PRIVACY-ENHANCED MESSAGE-----