-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BDp8A/vqze/2K/RrGXdiw/ramUpOL7xp6Rsv6yGpnUvUb6PU/NKdt3VV+VGuZXJJ oCWNZdA6P/G6bCFBgb2hMQ== 0001344888-09-000003.txt : 20091103 0001344888-09-000003.hdr.sgml : 20091103 20091103160424 ACCESSION NUMBER: 0001344888-09-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091102 FILED AS OF DATE: 20091103 DATE AS OF CHANGE: 20091103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bolzenius Beda CENTRAL INDEX KEY: 0001344888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 091154516 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201-0591 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-11-02 0000053669 JOHNSON CONTROLS INC JCI 0001344888 Bolzenius Beda 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 0 1 0 0 Vice President Common Stock 2009-11-02 4 A 0 22500 24.71 A 115866.179 D Common Stock 2009-11-02 4 F 0 4620 24.71 D 111246.179 D Common Stock 2009-11-02 4 M 0 672.187 24.71 A 111918.366 D Common Stock 2009-11-02 4 D 0 672.187 24.71 D 111246.179 D Phantom Stock Units/Restricted Stock Grant 2009-11-02 4 M 0 672.187 24.71 D Common Stock 672.187 1141.152 D Stock Appreciation Rights 20.5633 2006-11-17 2014-11-17 Common Stock 15000 15000 D Stock Appreciation Rights 22.5617 2007-11-16 2015-11-16 Common Stock 150000 150000 D Stock Appreciation Rights 23.965 2008-10-02 2016-10-02 Common Stock 192000 192000 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 120000 120000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Stock 160000 160000 D Employee Stock Option (Right to Buy) 24.87 2011-10-01 2019-10-01 Common Stock 170000 170000 D Includes 22,500 shares of restricted stock granted on November 2, 2009, which vest as follows: 11,250 on November 2, 2011 and 11,250 shares on November 2, 2013, and the following shares of previously granted restricted stock which vest as follows: 7,500 shares on August 1, 2011; and 15,000 shares on November 2, 2011. The vesting of all shares of restricted stock is subject to continuous employment with the issuer. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The restricted stock units are being accrued under the Johnson Controls Restricted Stock Plan. The units represent the reinvestment of dividends and are to be settled 100% in cash, subject to the vesting of the reporting person's restricted stock. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Angela M. Blair, Attorney-in-fact for Beda Bolzenius 2009-11-03 -----END PRIVACY-ENHANCED MESSAGE-----