SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DAVIS SUSAN F

(Last) (First) (Middle)
5757 N. GREEN BAY AVENUE
P.O. BOX 591

(Street)
MILWAUKEE WI 53201-0591

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President, Human Resource
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2005
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/09/2005 M 40,000 A $40.115 98,193.065 D
Common Stock 09/09/2005 S 40,000 D $61.7711 58,193.065 D
Common Stock 09/12/2005 M 34,000 A $29.2032 92,193.065(1) D
Common Stock 09/12/2005 S 34,000 D $61.5413 58,193.065 D
Common Stock 6,650.3(2) I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units/Excess Benefit Plan-Common (3) (4) (4) Common Stock 5,852.969 5,852.969(5) D
Phantom Stock Units/EICP (3) (7) (7) Common Stock 6,089.067 6,089.067(6) D
Phantom Stock Units/LTPP (3) (8) (8) Common Stock 11,252.244 11,252.244(9) D
Phanton Stock Units/ Restricted Stock Grant (3) (10) (10) Common Stock 7,617.894 7,617.894(11) D
Stock Option $40.115 09/09/2005 M 40,000 11/14/2003 11/14/2011 Common Stock 40,000 $40.115 0 D
Stock Option $29.2032 09/12/2005 M 34,000 11/17/2001 11/17/2009 Common Stock 34,000 $29.2032 0 D
Stock Option $40.2975 11/20/2004(12) 11/20/2012 Common Stock 50,000 50,000 D
Stock Option $52.55 11/19/2005(12) 11/19/2013 Common Stock 46,000 46,000 D
Stock Option $61.69 11/17/2006(12) 11/17/2014 Common Stock 46,000 46,000 D
Explanation of Responses:
1. Includes 117.575 shares acquired through the reinvestment of dividends on March 31 and June 30, 2005, at prices of $55.9791 and $56.5178 per share.
2. The number of underlying securities is based on the stock fund balance on September 12, 2005. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 12, 2005, stock fund price of $62.21 per share.
3. The phantom stock units convert to the common stock's cash value on a one-for-one basis.
4. The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
5. Includes 51.87 phantom stock units acquired through the reinvestment of dividends on March 31 and June 30, 2005 at prices of $55.76 and $56.33 per phantom stock unit.
6. Incudes 44.228 phantom stock units acquired through reinvestment of dividends on January 3, 2005, at a price of $62.79 per phantom unit.
7. The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon retirement.
8. The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon retirement.
9. Includes 53.964 phantom stock units acquired through the reinvestment of dividends on March 31 and June 30, 2005 at prices of $55.76 and $56.33 per phantom stock unit.
10. The phantom stock units were accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
11. Includes 142.841 phantom stock units acquired through the reinvestment of dividends on March 31 and June 30, 2005 at prices of $55.76 and $56.33 per phantom stock unit.
12. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
Remarks:
Arlene D. GummAttorney-in-Fact for Susan F. Davis 09/13/2005
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.