0001127602-16-062006.txt : 20160906
0001127602-16-062006.hdr.sgml : 20160906
20160906210126
ACCESSION NUMBER: 0001127602-16-062006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160902
FILED AS OF DATE: 20160906
DATE AS OF CHANGE: 20160906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHNSON CONTROLS INC
CENTRAL INDEX KEY: 0000053669
STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531]
IRS NUMBER: 390380010
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
BUSINESS PHONE: 4145241200
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOERRES JEFFREY A
CENTRAL INDEX KEY: 0001182537
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05097
FILM NUMBER: 161872083
MAIL ADDRESS:
STREET 1: 5301 NORTH IRONWOOD ROAD
CITY: MILWAUKEE
STATE: WI
ZIP: 53217
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-09-02
1
0000053669
JOHNSON CONTROLS INC
JCI
0001182537
JOERRES JEFFREY A
5757 N. GREEN BAY AVE.
P.O. BOX 591
MILWAUKEE
WI
53201-0591
1
Common Stock
2016-09-02
4
D
0
13718
D
0
D
Common Stock
2016-09-02
4
D
0
2358.292
D
0
I
By Spouse As Trustee Of Tr
Common Stock
2016-09-02
4
M
0
94182.45
A
94182.45
D
Common Stock
2016-09-02
4
M
0
12321.437
A
106503.887
D
Common Stock
2016-09-02
4
D
0
106503.887
48.90
D
0
D
Phantom Stock Units / Directors' Deferred Compensation Plan
2016-09-02
4
M
0
94182.45
D
Common Stock
94182.45
0
D
Phantom Stock Units/ Directors' Share Unit Plan
2016-09-02
4
M
0
12321.437
D
Common Stock
12321.437
0
D
Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").
Includes 102.632 shares acquired via dividend reinvestment on April 2, July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $39.08 to $50.39 per share.
The phantom stock units accrued under the Johnson Controls Directors' Deferred Compensation Plan and were settled 100% in cash in connection with the merger.
Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
Includes 602.668 units acquired via dividend reinvestment on August 19, 2016 at $45.03 per unit.
Includes 78.844 units acquired via dividend reinvestment on August 19, 2016 at $45.03 per unit.
/s/ Catherine M. Walker, Attorney-in-fact for Jeffrey A. Joerres
2016-09-06