0001127602-16-057772.txt : 20160708 0001127602-16-057772.hdr.sgml : 20160708 20160708133748 ACCESSION NUMBER: 0001127602-16-057772 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160707 FILED AS OF DATE: 20160708 DATE AS OF CHANGE: 20160708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOERRES JEFFREY A CENTRAL INDEX KEY: 0001182537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 161758677 MAIL ADDRESS: STREET 1: 5301 NORTH IRONWOOD ROAD CITY: MILWAUKEE STATE: WI ZIP: 53217 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-07-07 0000053669 JOHNSON CONTROLS INC JCI 0001182537 JOERRES JEFFREY A 5757 N. GREEN BAY AVE. P.O. BOX 591 MILWAUKEE WI 53201-0591 1 Phantom Stock Units / Directors' Deferred Compensation Plan 2016-07-07 4 A 0 935.235 42.77 A Common Stock 935.235 93579.782 D Phantom Stock Units/ Directors' Share Unit Plan Common Stock 12242.593 12242.593 D Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and settle 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan. The balance includes 1,299.45 phantom stock units acquired via dividend reinvestment on April 4 and July 5, 2016, at prices ranging from $38.76 to $42.79 per unit. The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and settle 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan. The balance includes 172.719 phantom stock units acquired via dividend reinvestment on April 4 and July 5, 2016, at prices ranging from $38.76 to $42.79 per unit. /s/ Catherine M. Walker, Attorney-in-fact for Jeffrey A. Joerres 2016-07-08