0001127602-16-057772.txt : 20160708
0001127602-16-057772.hdr.sgml : 20160708
20160708133748
ACCESSION NUMBER: 0001127602-16-057772
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160707
FILED AS OF DATE: 20160708
DATE AS OF CHANGE: 20160708
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHNSON CONTROLS INC
CENTRAL INDEX KEY: 0000053669
STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531]
IRS NUMBER: 390380010
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
BUSINESS PHONE: 4145241200
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOERRES JEFFREY A
CENTRAL INDEX KEY: 0001182537
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05097
FILM NUMBER: 161758677
MAIL ADDRESS:
STREET 1: 5301 NORTH IRONWOOD ROAD
CITY: MILWAUKEE
STATE: WI
ZIP: 53217
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-07-07
0000053669
JOHNSON CONTROLS INC
JCI
0001182537
JOERRES JEFFREY A
5757 N. GREEN BAY AVE.
P.O. BOX 591
MILWAUKEE
WI
53201-0591
1
Phantom Stock Units / Directors' Deferred Compensation Plan
2016-07-07
4
A
0
935.235
42.77
A
Common Stock
935.235
93579.782
D
Phantom Stock Units/ Directors' Share Unit Plan
Common Stock
12242.593
12242.593
D
Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
The phantom stock units accrue under the Johnson Controls Directors' Deferred Compensation Plan and settle 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
The balance includes 1,299.45 phantom stock units acquired via dividend reinvestment on April 4 and July 5, 2016, at prices ranging from $38.76 to $42.79 per unit.
The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and settle 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
The balance includes 172.719 phantom stock units acquired via dividend reinvestment on April 4 and July 5, 2016, at prices ranging from $38.76 to $42.79 per unit.
/s/ Catherine M. Walker, Attorney-in-fact for Jeffrey A. Joerres
2016-07-08