0001127602-16-049920.txt : 20160426 0001127602-16-049920.hdr.sgml : 20160426 20160426171955 ACCESSION NUMBER: 0001127602-16-049920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160422 FILED AS OF DATE: 20160426 DATE AS OF CHANGE: 20160426 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOLTOLINA FRANK A CENTRAL INDEX KEY: 0001049477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 161592760 MAIL ADDRESS: STREET 1: JOHNSON CONTROLS INC STREET 2: PO BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201-0591 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-04-22 0000053669 JOHNSON CONTROLS INC JCI 0001049477 VOLTOLINA FRANK A 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 1 Vice President and Treasurer Common Stock 2016-04-22 4 M 0 2600 23.965 A 49699.581 D Common Stock 2016-04-22 4 D 0 2600 42.0627 D 47099.581 D Common Stock 2016-04-26 4 M 0 45400 23.965 A 92499.581 D Common Stock 2016-04-26 4 D 0 45400 42.1982 D 47099.581 D Common Stock 7324.621 I By 401(k) Plan Trust Employee Stock Option (Right to Buy) 23.965 2016-04-22 4 M 0 2600 0 D 2008-10-02 2016-10-02 Common Stock 2600 45400 D Employee Stock Option (Right to Buy) 23.965 2016-04-26 4 M 0 45400 0 D 2008-10-02 2016-10-02 Common Stock 45400 0 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.06 to $42.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.06 to $42.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. The number of underlying securities is based on the stock fund balance on April 21, 2016. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an April 21, 2016, stock fund price of $41.58 per share. /s/ Catherine M. Walker, Attorney-in-Fact for Frank A. Voltolina 2016-04-26