0001127602-16-049920.txt : 20160426
0001127602-16-049920.hdr.sgml : 20160426
20160426171955
ACCESSION NUMBER: 0001127602-16-049920
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160422
FILED AS OF DATE: 20160426
DATE AS OF CHANGE: 20160426
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHNSON CONTROLS INC
CENTRAL INDEX KEY: 0000053669
STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531]
IRS NUMBER: 390380010
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
BUSINESS PHONE: 4145241200
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOLTOLINA FRANK A
CENTRAL INDEX KEY: 0001049477
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05097
FILM NUMBER: 161592760
MAIL ADDRESS:
STREET 1: JOHNSON CONTROLS INC
STREET 2: PO BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201-0591
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-04-22
0000053669
JOHNSON CONTROLS INC
JCI
0001049477
VOLTOLINA FRANK A
5757 N. GREEN BAY AVENUE
P.O. BOX 591
MILWAUKEE
WI
53201-0591
1
Vice President and Treasurer
Common Stock
2016-04-22
4
M
0
2600
23.965
A
49699.581
D
Common Stock
2016-04-22
4
D
0
2600
42.0627
D
47099.581
D
Common Stock
2016-04-26
4
M
0
45400
23.965
A
92499.581
D
Common Stock
2016-04-26
4
D
0
45400
42.1982
D
47099.581
D
Common Stock
7324.621
I
By 401(k) Plan Trust
Employee Stock Option (Right to Buy)
23.965
2016-04-22
4
M
0
2600
0
D
2008-10-02
2016-10-02
Common Stock
2600
45400
D
Employee Stock Option (Right to Buy)
23.965
2016-04-26
4
M
0
45400
0
D
2008-10-02
2016-10-02
Common Stock
45400
0
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.06 to $42.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.06 to $42.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
The number of underlying securities is based on the stock fund balance on April 21, 2016. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an April 21, 2016, stock fund price of $41.58 per share.
/s/ Catherine M. Walker, Attorney-in-Fact for Frank A. Voltolina
2016-04-26