0001127602-15-031952.txt : 20151119 0001127602-15-031952.hdr.sgml : 20151119 20151119144119 ACCESSION NUMBER: 0001127602-15-031952 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151117 FILED AS OF DATE: 20151119 DATE AS OF CHANGE: 20151119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McDonald R Bruce CENTRAL INDEX KEY: 0001207696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 151243413 MAIL ADDRESS: STREET 1: JOHNSON CONTROLS INC STREET 2: 5757 N GREEN BAY AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53209 FORMER NAME: FORMER CONFORMED NAME: MCDONALD R BRUCE DATE OF NAME CHANGE: 20021126 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-11-17 0000053669 JOHNSON CONTROLS INC JCI 0001207696 McDonald R Bruce 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 1 Exec VP & Vice Chairman Phantom Stock Units - Restricted Stock Plan 0 2015-11-17 4 A 0 87383 0 A Common Stock 87383 455026.875 D Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Represents performance share units for the three-year performance period ended September 30, 2015. The Compensation Committee certified the performance results on November 17, 2015. Vesting and receipt of the related shares is deferred to a future date. The phantom stock units accrue under the Johnson Controls Executive Deferred Compensation Plan, and settle 100% in cash upon the reporting person's termination or retirement. The reporting person may transfer the value of the phantom stock units into an alternative investment account within the plan. The balance includes 631.871 units acquired via automatic dividend reinvestment on October 2, 2015. /s/ Angela M. Blair, Attorney-In-Fact for R. Bruce McDonald 2015-11-19