SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Molinaroli Alex A
(Last) (First) (Middle)
5757 N. GREEN BAY AVENUE
P.O. BOX 591
(Street)
MILWAUKEE WI 53201
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [ JCI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman & CEO
3. Date of Earliest Transaction (Month/Day/Year)
10/07/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/07/2015 M 8,990.334 A $43.86 93,740.57(1) D
Common Stock 10/07/2015 D 8,990.334 D $43.86 84,750.236 D
Common Stock 10/07/2015 A 55,454 A $0 140,204.236 D
Common Stock 10/07/2015 A 166,366 A $0 306,570.236 D
Common Stock 50,174.241(2) I by 401(k) Trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units - Restricted Stock Plan $0(3) 10/07/2015 M 8,990.334 (4) (4) Common Stock 8,990.334 $0 65,664.665(5) D
Phantom Stock Units - Restricted Stock Plan $0(3) 10/07/2015 A 9,787 (4) (4) Common Stock 9,787 $0 75,451.665 D
Phantom Stock Units - Restricted Stock Plan $0(3) 10/07/2015 A 29,359 (4) (4) Common Stock 29,359 $0 104,810.665 D
Employee Stock Option (Right to Buy) $43.86 10/07/2015 A 217,604 10/07/2017(6) 10/07/2025 Common Stock 217,604 $0 217,604 D
Employee Stock Option (Right to Buy) $50.23 11/18/2016(6) 11/18/2024 Common Stock 169,924 169,924 D
Employee Stock Option (Right to Buy) $48.37 11/19/2015(6) 11/19/2023 Common Stock 153,061 153,061 D
Employee Stock Option (Right to Buy) $30.73 01/23/2015 01/23/2023 Common Stock 65,100 65,100 D
Employee Stock Option (Right to Buy) $27.85 10/05/2014 10/05/2022 Common Stock 72,900 72,900 D
Employee Stock Option (Right to Buy) $28.54 10/07/2013 10/07/2021 Common Stock 125,000 125,000 D
Employee Stock Option (Right to Buy) $30.54 10/01/2012 10/01/2020 Common Stock 135,000 135,000 D
Employee Stock Option (Right to Buy) $40.21 10/01/2009 10/01/2017 Common Stock 90,000 90,000 D
Explanation of Responses:
1. The balance includes 443.36 shares acquired via dividen reinvestment on July 2, 2015 at $49.44 per share.
2. The number of underlying securities is based on the stock fund balance on September 29, 2015. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 29, 2015 stock fund price of $39.80 per share.
3. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
4. The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
5. The balance includes 1,464.774 phantom stock units acquired via dividend reinvestment on January 5, April 2, July 2, and October 2, 2015, at prices ranging from $42.33 to $50.16 per unit.
6. Fifty percent of the options vest after two years and the remaining 50% vests after three years.
/s/ Angela M. Blair, Attorney-in-fact for Alex A. Molinaroli 10/09/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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