0001127602-15-028925.txt : 20151009
0001127602-15-028925.hdr.sgml : 20151009
20151009100501
ACCESSION NUMBER: 0001127602-15-028925
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151007
FILED AS OF DATE: 20151009
DATE AS OF CHANGE: 20151009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHNSON CONTROLS INC
CENTRAL INDEX KEY: 0000053669
STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531]
IRS NUMBER: 390380010
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
BUSINESS PHONE: 4145241200
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Jeffrey M
CENTRAL INDEX KEY: 0001629526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05097
FILM NUMBER: 151152074
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVE
CITY: MILWAUKEE
STATE: WI
ZIP: 53209
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-10-07
0000053669
JOHNSON CONTROLS INC
JCI
0001629526
Williams Jeffrey M
5757 N GREEN BAY AVE
MILWAUKEE
WI
53209
1
VP, Enterprise Ops & Enginrg
Common Stock
2015-10-07
4
M
0
201.909
43.86
A
62233.418
D
Common Stock
2015-10-07
4
D
0
201.909
43.86
D
62031.509
D
Common Stock
2015-10-07
4
A
0
9211
0
A
71242.509
D
Common Stock
2015-10-07
4
A
0
27667
0
A
98909.509
D
Phantom Stock Units - Restricted Stock Plan
2015-10-07
4
M
0
201.909
0
D
Common Stock
201.909
2459.79
D
Employee Stock Option (Right to Buy)
43.86
2015-10-07
4
A
0
30722
0
A
2017-10-07
2025-10-07
Common Stock
30722
30722
D
Employee Stock Option (Right to Buy)
40.21
2009-10-01
2017-10-01
Common Stock
36000
36000
D
Employee Stock Option (Right to Buy)
28.79
2010-10-01
2018-10-01
Common Stock
24000
24000
D
Employee Stock Option (Right to Buy)
30.54
2012-10-01
2020-10-01
Common Stock
35000
35000
D
Employee Stock Option (Right to Buy)
28.54
2013-10-07
2021-10-07
Common Stock
28500
28500
D
Employee Stock Option (Right to Buy)
27.85
2014-10-05
2022-10-05
Common Stock
36700
36700
D
Employee Stock Option (Right to Buy)
48.37
2015-11-19
2023-11-19
Common Stock
17687
17687
D
Employee Stock Option (Right to Buy)
50.23
2016-11-18
2024-11-18
Common Stock
19305
19305
D
Employee Stock Option (Right to Buy)
46.31
2017-01-05
2025-01-05
Common Stock
5931
5931
D
The balance includes 203.964 shares acquired via dividend reinvestment on January 5, April 2 and July 2, 2015 at prices ranging from $46.31 to $50.16 per share.
Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
The phantom stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
The balance includes 821.26 phantom stock units acquired via dividend reinvestment on January 5, April 2, July 2 and October 2, 2015 at prices ranging from $42.33 to $50.16 per unit.
Fifty percent of the stock options vest after two years, and the remaining fifty percent vest after three years.
/s/ Angela M. Blair, Attorney-in-fact for Mr. Williams
2015-10-09