0001127602-15-028925.txt : 20151009 0001127602-15-028925.hdr.sgml : 20151009 20151009100501 ACCESSION NUMBER: 0001127602-15-028925 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151007 FILED AS OF DATE: 20151009 DATE AS OF CHANGE: 20151009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Jeffrey M CENTRAL INDEX KEY: 0001629526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 151152074 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVE CITY: MILWAUKEE STATE: WI ZIP: 53209 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-10-07 0000053669 JOHNSON CONTROLS INC JCI 0001629526 Williams Jeffrey M 5757 N GREEN BAY AVE MILWAUKEE WI 53209 1 VP, Enterprise Ops & Enginrg Common Stock 2015-10-07 4 M 0 201.909 43.86 A 62233.418 D Common Stock 2015-10-07 4 D 0 201.909 43.86 D 62031.509 D Common Stock 2015-10-07 4 A 0 9211 0 A 71242.509 D Common Stock 2015-10-07 4 A 0 27667 0 A 98909.509 D Phantom Stock Units - Restricted Stock Plan 2015-10-07 4 M 0 201.909 0 D Common Stock 201.909 2459.79 D Employee Stock Option (Right to Buy) 43.86 2015-10-07 4 A 0 30722 0 A 2017-10-07 2025-10-07 Common Stock 30722 30722 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 36000 36000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Stock 24000 24000 D Employee Stock Option (Right to Buy) 30.54 2012-10-01 2020-10-01 Common Stock 35000 35000 D Employee Stock Option (Right to Buy) 28.54 2013-10-07 2021-10-07 Common Stock 28500 28500 D Employee Stock Option (Right to Buy) 27.85 2014-10-05 2022-10-05 Common Stock 36700 36700 D Employee Stock Option (Right to Buy) 48.37 2015-11-19 2023-11-19 Common Stock 17687 17687 D Employee Stock Option (Right to Buy) 50.23 2016-11-18 2024-11-18 Common Stock 19305 19305 D Employee Stock Option (Right to Buy) 46.31 2017-01-05 2025-01-05 Common Stock 5931 5931 D The balance includes 203.964 shares acquired via dividend reinvestment on January 5, April 2 and July 2, 2015 at prices ranging from $46.31 to $50.16 per share. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes dividend equivalent units that settle 100% in cash and relate to restricted stock awards. The balance includes 821.26 phantom stock units acquired via dividend reinvestment on January 5, April 2, July 2 and October 2, 2015 at prices ranging from $42.33 to $50.16 per unit. Fifty percent of the stock options vest after two years, and the remaining fifty percent vest after three years. /s/ Angela M. Blair, Attorney-in-fact for Mr. Williams 2015-10-09