0001127602-15-020385.txt : 20150611
0001127602-15-020385.hdr.sgml : 20150611
20150611140347
ACCESSION NUMBER: 0001127602-15-020385
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150610
FILED AS OF DATE: 20150611
DATE AS OF CHANGE: 20150611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHNSON CONTROLS INC
CENTRAL INDEX KEY: 0000053669
STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531]
IRS NUMBER: 390380010
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
BUSINESS PHONE: 4145241200
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Simon
CENTRAL INDEX KEY: 0001609398
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05097
FILM NUMBER: 15925550
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVE
CITY: MILWAUKEE
STATE: WI
ZIP: 53209
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-06-10
0000053669
JOHNSON CONTROLS INC
JCI
0001609398
Davis Simon
5757 N. GREEN BAY AVE.
MILWAUKEE
WI
53209
1
Vice President & ACHRO
Common Stock
2015-06-10
4
M
0
5400
40.21
A
24688.19
D
Common Stock
2015-06-10
4
D
0
5400
53.2559
D
19288.19
D
Common Stock
2015-06-10
4
M
0
9000
28.79
A
28288.19
D
Common Stock
2015-06-10
4
D
0
9000
53.2559
D
19288.19
D
Common Stock
209.034
I
By 401(k) Plan Trust
Employee Stock Option (Right to Buy)
40.21
2015-06-10
4
M
0
5400
0
D
2009-10-01
2017-10-01
Common Stock
5400
0
D
Employee Stock Option (Right to Buy)
28.79
2015-06-10
4
M
0
9000
0
D
2010-10-01
2018-10-01
Common Stock
9000
0
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.25 to $53.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
The balance includes 96.69 shares acquired via dividend reinvestment on January 5 and April 2, 2015, at prices ranging from $46.31 to $50.16.
The number of underlying securities is based on the stock fund balance on June 10, 2015. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a June 10, 2015 stock fund price of $53.59 per share. The balance also includes a company match of 3.061 shares on February 26, 2015.
/s/ Angela Blair, attorney-in-fact for Simon Davis
2015-06-11