0001127602-15-020385.txt : 20150611 0001127602-15-020385.hdr.sgml : 20150611 20150611140347 ACCESSION NUMBER: 0001127602-15-020385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150610 FILED AS OF DATE: 20150611 DATE AS OF CHANGE: 20150611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Simon CENTRAL INDEX KEY: 0001609398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 15925550 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVE CITY: MILWAUKEE STATE: WI ZIP: 53209 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-06-10 0000053669 JOHNSON CONTROLS INC JCI 0001609398 Davis Simon 5757 N. GREEN BAY AVE. MILWAUKEE WI 53209 1 Vice President & ACHRO Common Stock 2015-06-10 4 M 0 5400 40.21 A 24688.19 D Common Stock 2015-06-10 4 D 0 5400 53.2559 D 19288.19 D Common Stock 2015-06-10 4 M 0 9000 28.79 A 28288.19 D Common Stock 2015-06-10 4 D 0 9000 53.2559 D 19288.19 D Common Stock 209.034 I By 401(k) Plan Trust Employee Stock Option (Right to Buy) 40.21 2015-06-10 4 M 0 5400 0 D 2009-10-01 2017-10-01 Common Stock 5400 0 D Employee Stock Option (Right to Buy) 28.79 2015-06-10 4 M 0 9000 0 D 2010-10-01 2018-10-01 Common Stock 9000 0 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.25 to $53.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. The balance includes 96.69 shares acquired via dividend reinvestment on January 5 and April 2, 2015, at prices ranging from $46.31 to $50.16. The number of underlying securities is based on the stock fund balance on June 10, 2015. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a June 10, 2015 stock fund price of $53.59 per share. The balance also includes a company match of 3.061 shares on February 26, 2015. /s/ Angela Blair, attorney-in-fact for Simon Davis 2015-06-11