0001127602-15-015199.txt : 20150427 0001127602-15-015199.hdr.sgml : 20150427 20150427155446 ACCESSION NUMBER: 0001127602-15-015199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150424 FILED AS OF DATE: 20150427 DATE AS OF CHANGE: 20150427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON CONTROLS INC CENTRAL INDEX KEY: 0000053669 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 390380010 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 4145241200 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVENUE STREET 2: P O BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McDonald R Bruce CENTRAL INDEX KEY: 0001207696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05097 FILM NUMBER: 15795142 MAIL ADDRESS: STREET 1: JOHNSON CONTROLS INC STREET 2: 5757 N GREEN BAY AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53209 FORMER NAME: FORMER CONFORMED NAME: MCDONALD R BRUCE DATE OF NAME CHANGE: 20021126 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-04-24 0000053669 JOHNSON CONTROLS INC JCI 0001207696 McDonald R Bruce 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 1 Exec VP & Vice Chairman Common Stock 2015-03-05 5 G 0 E 1950 0 D 106791 D Common Stock 2015-04-24 4 M 0 225000 22.5617 A 331791 D Common Stock 2015-04-24 4 D 0 225000 52.5249 D 106791 D Common Stock 17257.582 I By 401(k) Plan Trustee Employee Stock Option (Right to Buy) 22.5617 2015-04-24 4 M 0 225000 0 D 2007-11-16 2015-11-16 Common Stock 225000 0 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.50 to $52.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. The number of underlying securities is based on the stock fund balance on April 24, 2015. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an April 24, 2015, stock fund price of $52.48 per share. /s/ Angela M. Blair, Attorney-In-Fact for R. Bruce McDonald 2015-04-27