0000876661-12-000152.txt : 20120404
0000876661-12-000152.hdr.sgml : 20120404
20120404140650
ACCESSION NUMBER: 0000876661-12-000152
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20120404
DATE AS OF CHANGE: 20120404
EFFECTIVENESS DATE: 20120404
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHNSON CONTROLS INC
CENTRAL INDEX KEY: 0000053669
STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531]
IRS NUMBER: 390380010
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05097
FILM NUMBER: 12741155
BUSINESS ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
BUSINESS PHONE: 4145241200
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVENUE
STREET 2: P O BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC
CENTRAL INDEX KEY: 0000876661
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-2060
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC
DATE OF NAME CHANGE: 19910628
25-NSE
1
primary_doc.xml
X0203
0000876661
NEW YORK STOCK EXCHANGE LLC
53669
JOHNSON CONTROLS INC
001-05097
5757 North Green Bay Avenue
Milwaukee
WI
WISCONSIN
53209-4088
(414) 524-1200
Corporate Units
17 CFR 240.12d2-2(a)(2)
Edwin Mecabe
Director
2012-04-04
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 16, 2012, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(2) That the entire class of this security was redeemed or paid at maturity or retirement on April 2, 2012.
The Corporate Units are comprised of a purchase contract obligating the holder to purchase shares of Johnson Controls, Inc. Common Stock. Each purchase contract that is a component of a debenture obligates the holder to purchase, and obligate the Company to sell, on April 2, 2012, which is referred to as the purchase contract settlement date, for $50 in cash, a number of newly issued shares of the Company's common stock equal to the 'settlement rate'. The Corporate Unit was settled on April 2, 2012 at a settlement rate of 4.89 Johnson Controls, Inc. Common Stock per contract. Corporate Unit holders also received $1.438053 consideration per Corporate Unit.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on April 3, 2012.