-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BA0mBHq/TDWE7xfeDDkLHbR+Rt7xtxgxEufNEg3XAuMqaPsBJZR1CqQ2ZXkini0/ 1NYj9qDcK/ZErQA2anpDmQ== 0000898430-96-003160.txt : 19960715 0000898430-96-003160.hdr.sgml : 19960715 ACCESSION NUMBER: 0000898430-96-003160 CONFORMED SUBMISSION TYPE: DFAN14A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19960712 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT FAMILY RESTAURANTS INC CENTRAL INDEX KEY: 0000053281 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 870264039 STATE OF INCORPORATION: DE FISCAL YEAR END: 0925 FILING VALUES: FORM TYPE: DFAN14A SEC ACT: 1934 Act SEC FILE NUMBER: 000-06054 FILM NUMBER: 96593769 BUSINESS ADDRESS: STREET 1: 440 LAWNDALE DRIVE CITY: SALT LAKE CITY STATE: UT ZIP: 84115 BUSINESS PHONE: 8015327840 MAIL ADDRESS: STREET 1: 440 LAWNDALE DRIVE CITY: SALT LAKE CITY STATE: UT ZIP: 84115 FORMER COMPANY: FORMER CONFORMED NAME: JBS RESTAURANTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: JBS BIG BOY FAMILY RESTAURANTS INC DATE OF NAME CHANGE: 19810830 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST GLOBAL SECURITIES INC /CA/ CENTRAL INDEX KEY: 0001015354 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 954307359 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DFAN14A BUSINESS ADDRESS: STREET 1: 790 E COLORADO NO. 500 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 8185688800 MAIL ADDRESS: STREET 1: 790 E COLORADO NO. 500 CITY: PASADENA STATE: CA ZIP: 91101 DFAN14A 1 ADDITIONAL PROXY MATERIALS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [_] Check the appropriate box: [_] Preliminary Proxy Statement [_] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [_] Definitive Proxy Statement [X] Definitive Additional Materials [_] Soliciting Material Pursuant to Section 240.14a-11(c) or Section 240.14a-12 SUMMIT FAMILY RESTAURANTS INC - -------------------------------------------------------------------------------- (Name of Registrant as Specified In Its Charter) FIRST GLOBAL SECURITIES INC - -------------------------------------------------------------------------------- (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [_] $125 per Exchange Act Rules 0-11(c)(1)(ii), 14a-6(i)(1), 14a-6(i)(2) or Item 22(a)(2) of Schedule 14A. [_] $500 per each party to the controversy pursuant to Exchange Act Rule 14a-6(i)(3). [_] Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11. (1) Title of each class of securities to which transaction applies: ------------------------------------------------------------------------- (2) Aggregate number of securities to which transaction applies: ------------------------------------------------------------------------- (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): ------------------------------------------------------------------------- (4) Proposed maximum aggregate value of transaction: ------------------------------------------------------------------------- (5) Total fee paid: ------------------------------------------------------------------------- [_] Fee paid previously with preliminary materials. [_] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: ------------------------------------------------------------------------- (2) Form, Schedule or Registration Statement No.: ------------------------------------------------------------------------- (3) Filing Party: ------------------------------------------------------------------------- (4) Date Filed: ------------------------------------------------------------------------- Notes: EX-99.3 2 PRESS RELEASE DATED JULY 11, 1996 [LETTERHEAD OF FIRST GLOBAL SECURITIES, INC.] July 11, 1996 PRESS RELEASE CONTACT: SUSAN TRENHAM AT 818-406-5017 RE: SUMMIT FAMILY RESTAURANTS INC. VS. MERGER WITH CKE PASADENA, CALIFORNIA SUSAN W. TRENHAM, CEO, FIRST GLOBAL SECURITIES INC., TODAY WAS ADVISED BY A MAJOR INSTITUTION THAT ITS VOTES HAD BEEN IMPROPERLY CAST BY I.S.S. (Institutional Stock Services). OTHER INSTITUTIONS WHICH USE I.S.S. AND INTEND TO VOTE AGAINST THE MERGER SHOULD CONTACT ADP SYSTEMS AT 516-254-7521. CKE RESTAURANTS INC. CLOSED TODAY AT $22 1/4 WHICH MEANS THAT SUMMIT SHAREHOLDERS WILL ONLY RECEIVE $4.94, NOT THE $5.38 CALCULATED BY MANAGEMENT ON MONDAY, JULY 8, 1996. THE OPPOSITION GROUP OBJECTED TO THE MERGER BECAUSE IT BELIEVED AMONG OTHER FACTORS THAT THE PRICE OF CKE STOCK WOULD FALL AND GIVE SUMMIT SHAREHOLDERS EVEN LESS VALUE FOR THEIR COMPANY. INSTITUTIONAL INVESTORS WHO HAVE VOTED ELECTRONICALLY NEED TO VERIFY WITH ADP THAT THEIR VOTES WERE PROPERLY VOTED. -----END PRIVACY-ENHANCED MESSAGE-----