-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VssouH0LhYXXeF0upRJSqJYNHV114en0eQ0Qym2Mxt3/lVmEi0WOCPwubR/JQVC7 tqCwKDIUxp39dxEZ+vUoSA== 0001223203-10-000285.txt : 20101019 0001223203-10-000285.hdr.sgml : 20101019 20101019152434 ACCESSION NUMBER: 0001223203-10-000285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101015 FILED AS OF DATE: 20101019 DATE AS OF CHANGE: 20101019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herzog David L CENTRAL INDEX KEY: 0001331793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08787 FILM NUMBER: 101130264 MAIL ADDRESS: STREET 1: AMERICAN INTERNATIONANL GROUP, INC. STREET 2: 70 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10270 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC CENTRAL INDEX KEY: 0000005272 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 132592361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 70 PINE ST CITY: NEW YORK STATE: NY ZIP: 10270 BUSINESS PHONE: 2127707000 MAIL ADDRESS: STREET 1: 70 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10270 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC DATE OF NAME CHANGE: 19700507 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-10-15 0 0000005272 AMERICAN INTERNATIONAL GROUP INC AIG 0001331793 Herzog David L AMERICAN INTERNATIONANL GROUP, INC. 70 PINE STREET NEW YORK NY 10270 0 1 0 0 Executive VP & CFO Restricted Stock Unit 30.12 2010-10-15 4 M 0 1284.09 D Common Stock 1284.09 73835.01 D Long-Term Performance Units 41.47 2010-10-15 4 A 0 877.5966 A Common Stock 877.5966 877.5966 D Represents AIG's share price on the date of grant; these securities do not carry a conversion or exercise price. These securities do not have an exercisable date or expiration date. These securities do not carry a conversion or exercise price. Represents the payment in cash of $ 53,251.12, net of applicable taxes, in settlement of stock salary based on AIG's share price on October 15, 2010. The settlement date for this award was accelerated by one year after certification to the Special Master for TARP Executive Compensation that AIG had completed a corporate transaction that resulted in a repayment to the Federal Reserve Bank of New York. This award represents the portion of a grant of fully vested LPTUs that is based on the value of common stock, net of the value of 23.6573 shares withheld for taxes. The LTPUs are based on a mix of common stock and AIG's 8.175% Series A-6 Junior Subordinated Debentures (the "Hybrid Securities"), and represent 20 percent common stock and 80 percent Hybrid Securities, by value, on the date of grant. One third of the award will be payable in cash based on the values of the underlying securities on the first anniversary of the grant date, one third based on the values on the second anniversary and one third based on the values on the third anniversary. The Reporting Person disclaims that the reported portion of the LTPUs is a "derivative security" required to be reported under Section 16 of the Securities Exchange Act of 1934. /s/ Kathleen E. Shannon, by POA for David L. Herzog 2010-10-19 -----END PRIVACY-ENHANCED MESSAGE-----