0001209191-23-008964.txt : 20230214 0001209191-23-008964.hdr.sgml : 20230214 20230214080124 ACCESSION NUMBER: 0001209191-23-008964 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP, INC. CENTRAL INDEX KEY: 0000005272 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22546 FILM NUMBER: 23622626 BUSINESS ADDRESS: STREET 1: 1271 AVE OF THE AMERICAS STREET 2: FL 37 CITY: NEW YORK STATE: NY ZIP: 10020-1304 BUSINESS PHONE: 2127707000 MAIL ADDRESS: STREET 1: 1271 AVE OF THE AMERICAS STREET 2: FL 37 CITY: NEW YORK STATE: NY ZIP: 10020-1304 FORMER NAME: FORMER CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC DATE OF NAME CHANGE: 19700507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearBridge Energy Midstream Opportunity Fund Inc. CENTRAL INDEX KEY: 0001517518 IRS NUMBER: 451474578 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 888-777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ClearBridge Energy MLP Opportunity Fund Inc. DATE OF NAME CHANGE: 20110406 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2022-12-31 0 0 0 0001517518 ClearBridge Energy Midstream Opportunity Fund Inc. EMO 0000005272 AMERICAN INTERNATIONAL GROUP, INC. 1271 AVENUE OF THE AMERICAS NEW YORK NY 10020 0 0 0 1 See Remarks Series D Mandatory Redeemable Preferred Stock 2022-11-17 5 J 0 30 0.00 D 0 I Held through subsidiaries Series I Mandatory Redeemable Preferred Stock 2022-11-17 5 J 0 30 0.00 A 30 I Held through subsidiaries Series E Mandatory Redeemable Preferred Stock 2022-11-17 5 J 0 70 0.00 D 0 I Held through subsidiaries Series J Mandatory Redeemable Preferred Stock 2022-11-17 5 J 0 70 0.00 A 70 I Held through subsidiaries Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series D Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series I Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, directly hold 10 shares and 20 shares of the reported securities, respectively. Pursuant to a reclassification exempt under Rule 16b-7, all outstanding shares of Series E Mandatory Redeemable Preferred Stock (liquidation preference of $100,000) were exchanged and reclassified into an equal number of shares of Series J Mandatory Redeemable Preferred Stock (liquidation preference of $100,000). American General Life Insurance Company, an indirectly controlled subsidiary of AIG, and Lexington directly hold 47 shares and 23 shares of the reported securities, respectively. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. /s/ Elaine Rocha, Authorized Signatory of American International Group, Inc. 2023-02-14