0001209191-20-021115.txt : 20200325 0001209191-20-021115.hdr.sgml : 20200325 20200325163620 ACCESSION NUMBER: 0001209191-20-021115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200323 FILED AS OF DATE: 20200325 DATE AS OF CHANGE: 20200325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC CENTRAL INDEX KEY: 0000005272 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22405 FILM NUMBER: 20742549 BUSINESS ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2127707000 MAIL ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 FORMER NAME: FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC DATE OF NAME CHANGE: 19700507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERICAN GENERAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000005108 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22405 FILM NUMBER: 20742550 BUSINESS ADDRESS: STREET 1: 2727-A ALLEN PARKWAY CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 7135221111 MAIL ADDRESS: STREET 1: 2919 ALLEN PARKWAY, L4-01 CITY: HOUSTON STATE: TX ZIP: 77019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearBridge MLP & Midstream Fund Inc. CENTRAL INDEX KEY: 0001488775 IRS NUMBER: 272282398 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (888) 777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ClearBridge Energy MLP Fund Inc. DATE OF NAME CHANGE: 20100407 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-23 0 0001488775 ClearBridge MLP & Midstream Fund Inc. CEM 0000005272 AMERICAN INTERNATIONAL GROUP INC 175 WATER STREET NEW YORK NY 10038 0 0 0 1 See Remarks 0000005108 AMERICAN GENERAL LIFE INSURANCE CO 2727-A ALLEN PARKWAY HOUSTON TX 77019 0 0 0 1 See Remarks 3.46% Senior Secured Notes Series I due 6/11/2025 2020-03-23 4 J 0 1213235.29 1249393.75 D 1210345.49 I Held through subsidiaries 3.56% Senior Secured Notes Series J due 6/11/2027 2020-03-23 4 J 0 3235294.12 3332633.33 D 3227587.98 I Held through subsidiaries 3.76% Senior Secured Notes Series K due 6/11/2030 2020-03-23 4 J 0 4448529.41 4584891.66 D 4437933.47 I Held through subsidiaries The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. American General Life Insurance Company ("AGLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $806,896.99 principal amount and $403,448.50 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes. AGLIC directly holds $3,227,587.98 principal amount of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). AIG is an indirect beneficial owner of the Series J Notes. AGLIC and The United States Life Insurance Company in The City of New York directly hold $2,985,518.88 principal amount and $1,452,414.59 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. /s/ Geoffrey N. Cornell, Authorized Signatory of American International Group, Inc. 2020-03-25 /s/ Julie A. Cotton Hearne, Authorized Signatory of American General Life Insurance Company 2020-03-25