0001209191-20-021113.txt : 20200325
0001209191-20-021113.hdr.sgml : 20200325
20200325163425
ACCESSION NUMBER: 0001209191-20-021113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200323
FILED AS OF DATE: 20200325
DATE AS OF CHANGE: 20200325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC
CENTRAL INDEX KEY: 0000005272
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22546
FILM NUMBER: 20742529
BUSINESS ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 2127707000
MAIL ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC
DATE OF NAME CHANGE: 19700507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ClearBridge Energy Midstream Opportunity Fund Inc.
CENTRAL INDEX KEY: 0001517518
IRS NUMBER: 451474578
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 888-777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: ClearBridge Energy MLP Opportunity Fund Inc.
DATE OF NAME CHANGE: 20110406
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-23
0
0001517518
ClearBridge Energy Midstream Opportunity Fund Inc.
EMO
0000005272
AMERICAN INTERNATIONAL GROUP INC
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See Remarks
4.51% Series G Senior Secured Notes due October 15, 2023
2020-03-23
4
J
0
7690817.66
7996865.19
D
9196650.26
I
Held through subsidiaries
4.66% Series H Senior Secured Notes due October 15, 2025
2020-03-23
4
J
0
10312194.95
10729346.16
D
12331283.31
I
Held through subsidiaries
The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of October 15, 2013.
American General Life Insurance Company ("AGLIC") and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly hold $6,276,713.87 principal amount and $2,919,936.49 principal amount, respectively, of the 4.51% Series G Senior Secured Notes due October 15, 2023 (the "Series G Notes"). AIG is an indirect beneficial owner of the Series G Notes.
AGLIC, AHAC, The United States Life Insurance Company in The City of New York ("USLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $1,633,895.04 principal amount, $3,915,182.45 principal amount, $1,233,128.33 principal amount and $5,549,077.49 principal amount, respectively, of the 4.66% Series H Senior Secured Notes due October 15, 2025 (the "Series H Notes"). AIG is an indirect beneficial owner of the Series H Notes.
/s/ Geoffrey N. Cornell, Authorized Signatory of American International Group, Inc.
2020-03-25