0001209191-19-014932.txt : 20190301
0001209191-19-014932.hdr.sgml : 20190301
20190301160224
ACCESSION NUMBER: 0001209191-19-014932
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190301
DATE AS OF CHANGE: 20190301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC
CENTRAL INDEX KEY: 0000005272
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04915
FILM NUMBER: 19649176
BUSINESS ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 2127707000
MAIL ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC
DATE OF NAME CHANGE: 19700507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN GENERAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000005108
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04915
FILM NUMBER: 19649177
BUSINESS ADDRESS:
STREET 1: 2727-A ALLEN PARKWAY
CITY: HOUSTON
STATE: TX
ZIP: 77019
BUSINESS PHONE: 7135221111
MAIL ADDRESS:
STREET 1: 2919 ALLEN PARKWAY, L4-01
CITY: HOUSTON
STATE: TX
ZIP: 77019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DNP SELECT INCOME FUND INC
CENTRAL INDEX KEY: 0000806628
IRS NUMBER: 363480989
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 32760
CITY: LOUISVILLE
STATE: KY
ZIP: 40232
BUSINESS PHONE: 3123685510
MAIL ADDRESS:
STREET 1: PO BOX 32760
CITY: LOUISVILLE
STATE: KY
ZIP: 40232
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS SELECTED UTILITIES INC
DATE OF NAME CHANGE: 19910429
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-01
0
0000806628
DNP SELECT INCOME FUND INC
DNP
0000005272
AMERICAN INTERNATIONAL GROUP INC
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See Remarks
0000005108
AMERICAN GENERAL LIFE INSURANCE CO
2727-A ALLEN PARKWAY
HOUSTON
TX
77019
0
0
0
1
See Remarks
Floating Rate Mandatory Redeemable Preferred Shares Series A
2019-03-01
4
J
0
1000
100000.00
D
0
I
Held through subsidiaries
4.63% Mandatory Redeemable Preferred Shares Series E
660
I
Held through subsidiaries
Mandatory redemption by the Issuer of Floating Rate Mandatory Redeemable Preferred Shares, Series A, of the Issuer (the "Series A Preferred Shares").
American General Life Insurance Company ("AGL") and American Home Assurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), held 675 shares and 325 shares, respectively, of the Series A Preferred Shares. As set forth in a notice of redemption dated January 30, 2019, the Issuer redeemed all outstanding Series A Preferred Shares on March 1, 2019.
AGL, The United States Life Insurance Company in the City of New York and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of AIG, directly hold 640 shares, 10 shares and 10 shares, respectively, of the 4.63% Mandatory Redeemable Preferred Shares, Series E, of the Issuer (the "Series E Preferred Shares" and together with the Series A Preferred Shares, the "Preferred Shares").
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The Reporting Persons are informed that the referenced Preferred Shares represent, in the aggregate, in excess of 10% of this class of preferred equity securities of the Issuer.
/s/ Geoffrey N. Cornell, Authorized Signatory of American International Group, Inc.
2019-03-01
/s/ Julie A. Cotton-Hearne, Authorized Signatory of American General Life Insurance Co.
2019-03-01