0001104659-24-022019.txt : 20240213 0001104659-24-022019.hdr.sgml : 20240213 20240213171410 ACCESSION NUMBER: 0001104659-24-022019 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Corebridge Financial, Inc. CENTRAL INDEX KEY: 0001889539 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 954715639 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-93908 FILM NUMBER: 24629605 BUSINESS ADDRESS: STREET 1: 2919 ALLEN PARKWAY STREET 2: WOODSON TOWER CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 1-877-375-2422 MAIL ADDRESS: STREET 1: 2919 ALLEN PARKWAY STREET 2: WOODSON TOWER CITY: HOUSTON STATE: TX ZIP: 77019 FORMER COMPANY: FORMER CONFORMED NAME: SAFG Retirement Services, Inc. DATE OF NAME CHANGE: 20211020 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP, INC. CENTRAL INDEX KEY: 0000005272 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] ORGANIZATION NAME: 02 Finance IRS NUMBER: 132592361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1271 AVE OF THE AMERICAS STREET 2: FL 37 CITY: NEW YORK STATE: NY ZIP: 10020-1304 BUSINESS PHONE: 2127707000 MAIL ADDRESS: STREET 1: 1271 AVE OF THE AMERICAS STREET 2: FL 37 CITY: NEW YORK STATE: NY ZIP: 10020-1304 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC DATE OF NAME CHANGE: 19700507 SC 13G/A 1 tm245791d2_sc13ga.htm SC 13G/A

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.  1)*

 

Corebridge Financial, Inc.

(Name of Issuer)

 

Common stock, par value $0.01 per share

(Title of Class of Securities)

 

21871X 109

(CUSIP Number)

 

December 31, 2023

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

CUSIP No. 21871X 109  

 

1

NAMES OF REPORTING PERSONS

American International Group, Inc.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ¨
(b)  ¨
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Incorporated under the laws of the State of Delaware

5 SOLE VOTING POWER
NUMBER OF 324,203,636
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 324,203,636
 WITH 8 SHARED DISPOSITIVE POWER
0
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
324,203,636
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
51.38 % (1)
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO

 

(1) The percent of class is based on 631,023,678 shares of Corebridge Financial, Inc.’s (the “Issuer”) common stock outstanding as of October 27,2023, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, filed with the Securities and Exchange Commission on November 3, 2023 (the “3Q23 10-Q”).

 

2 of 6

 

 

CUSIP No. 21871X 109  

 

Item 1.

 

(a)            Name of Issuer:

 

Corebridge Financial, Inc.

 

(b)            Address of Issuer’s Principal Executive Offices:

 

2919 Allen Parkway, Woodson Tower

Houston, Texas 77019

 

Item 2.

 

(a)            Name of Person Filing:

 

American International Group, Inc. (“AIG”)

 

(b)            Address of Principal Business Office or, if none, Residence:

 

1271 Avenue of the Americas

New York, New York 10020

 

(c)            Citizenship:

 

AIG is incorporated under the laws of the State of Delaware

 

(d)            Title of Class of Securities:

 

Common stock, par value $0.01 per share

 

(e)            CUSIP Number:

 

21871X 109

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e) ¨ An investment adviser in accordance with §240.13d-1(b) (1)(ii)(E);

 

(f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b) (1)(ii)(F);

 

3 of 6

 

 

(g) ¨ A parent holding company or control person in accordance with §240.13d-1(b) (1)(ii)(G);

 

(h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j) ¨ A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

 

(k) ¨ Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

 

Item 4.Ownership.

 

(a)            Amount beneficially owned:

 

As of December 31, 2023, AIG directly owned 324,203,636 shares of the Issuer’s common stock.

 

(b)            Percent of class:

 

51.38%. The percent of class is based on 631,023,678 shares of the Issuer’s common stock outstanding as of October 27, 2023, as reported in the 3Q23 10-Q.

 

(c)            Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote:

 

AIG has the sole power to vote or to direct the vote of 324,203,636 shares of common stock.

 

(ii) Shared power to vote or to direct the vote:

 

Not applicable.

 

(iii) Sole power to dispose or to direct the disposition:

 

AIG has the sole power to dispose or to direct the disposition of 324,203,636 shares of common stock.

 

(iv) Shared power to dispose or to direct the disposition:

 

Not applicable.

 

Item 5. Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

4 of 6

 

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.Notice of Dissolution of Group.

 

Not applicable.

 

Item 10. Certification.

 

Not applicable.

 

5 of 6

 

 

Signatures

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 13, 2024

 

AMERICAN INTERNATIONAL GROUP, INC.  
     
By: /s/ Sabra R. Purtill  
Name: Sabra R. Purtill  
Title: Chief Financial Officer