0001104659-20-121392.txt : 20201104
0001104659-20-121392.hdr.sgml : 20201104
20201104164921
ACCESSION NUMBER: 0001104659-20-121392
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201103
FILED AS OF DATE: 20201104
DATE AS OF CHANGE: 20201104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC
CENTRAL INDEX KEY: 0000005272
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39662
FILM NUMBER: 201287343
BUSINESS ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 2127707000
MAIL ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC
DATE OF NAME CHANGE: 19700507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SQZ Biotechnologies Co
CENTRAL INDEX KEY: 0001604477
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 462431115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 ARSENAL YARDS BLVD., STE. 210
CITY: WATERTOWN
STATE: MA
ZIP: 02472
BUSINESS PHONE: 617-898-8824
MAIL ADDRESS:
STREET 1: 200 ARSENAL YARDS BLVD., STE. 210
CITY: WATERTOWN
STATE: MA
ZIP: 02472
4/A
1
tm2034933d1_4a.xml
FORM 4/A
X0306
4/A
2020-11-03
2020-11-02
1
0001604477
SQZ Biotechnologies Co
SQZ
0000005272
AMERICAN INTERNATIONAL GROUP INC
175 WATER STREET
NEW YORK
NY
10038
0
0
1
0
Common Stock
2020-11-03
4
C
0
1511139
A
1511139
I
Through AIG DECO Fund I, LP
Common Stock
2020-11-03
4
C
0
38895
A
38895
I
Through LS Polaris Innovation Fund LP
Common Stock
2020-11-03
4
C
0
70344
A
70344
I
Through LS Polaris Innovation Fund LP
Common Stock
2020-11-03
4
P
0
625000
16.00
A
625000
I
Through AIG DECO Fund I, LP
Series D Preferred Stock
2020-11-03
4
C
0
1435079
D
Common Stock
1511139
0
I
Through AIG DECO Fund I, LP
Series D Preferred Stock
2020-11-03
4
C
0
36937
D
Common Stock
38895
0
I
Through LS Polaris Innovation Fund LP
Series C Preferred Stock
2020-11-03
4
C
0
66803
D
Common Stock
70344
0
I
Through LS Polaris Innovation Fund LP
There is a 1.0530-for-one stock split of Issuer's common stock, and a proportionate adjustment to the ratio at which Issuer's preferred stock is convertible into common stock, effected on October 23, 2020. Shares of Issuer's outstanding preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock.
The stock is held directly by AIG DECO Fund I, LP is a wholly owned, indirect subsidiary of American International Group, Inc.
The stock is held indirectly through American General Life Insurance Company ("AGL") as an LP in LS Polaris Innovation Fund LP. AGL is an indirect, wholly-owned subsidiary of American International Group, Inc.
The Transaction Date was amended from 10/30/2020 to 11/3/2020.
/s/ Geoffrey Cornell, Vice President and Deputy Chief Investment Officer
2020-11-04