0000950123-01-506723.txt : 20011009
0000950123-01-506723.hdr.sgml : 20011009
ACCESSION NUMBER: 0000950123-01-506723
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20010926
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: WARRANTECH CORP
CENTRAL INDEX KEY: 0000735571
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 133178732
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-37294
FILM NUMBER: 1745392
BUSINESS ADDRESS:
STREET 1: 300 ATLANTIC ST
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 2039751100
MAIL ADDRESS:
STREET 1: 300 ATLANTIC STREET
STREET 2: 300 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC
CENTRAL INDEX KEY: 0000005272
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 132592361
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 70 PINE ST
CITY: NEW YORK
STATE: NY
ZIP: 10270
BUSINESS PHONE: 2127707000
MAIL ADDRESS:
STREET 1: 70 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10270
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC
DATE OF NAME CHANGE: 19700507
SC 13G
1
y53144sc13g.txt
WARRANTECH CORPORATION/AMERICAN INTERNATIONAL GRP
1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Warrantech Corporation
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.007 par value
--------------------------------------------------------------------------------
(Title of Class of Securities)
934648304
---------------------------------------------
(CUSIP Number)
August 22, 2001
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosure provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be filed for the purpose of Section 18 of the Securities Exchange
Act of 1934, as amended ("Act"), or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
Page 1 of 5 pages
2
CUSIP NO. 934648304
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
American International Group, Inc.
I.R.S. Identification No. 13-2592361
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Incorporated under the laws of the State of Delaware
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 2,000,000
SHARES --------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
EACH --------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON 2,000,000
WITH --------------------------------------------------
8. SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,000,000
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.24%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
CO
--------------------------------------------------------------------------------
Page 2 of 5
3
ITEM 1 (a). NAME OF ISSUER:
Warrantech Corporation
ITEM 1 (b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
150 Westpark Way
Euless, TX 76040
ITEM 2 (a). NAME OF PERSON(S) FILING:
American International Group, Inc.
ITEM 2 (b). ADDRESS OF PRINCIPAL BUSINESS OFFICE(S):
American International Group, Inc.
70 Pine Street
New York, New York 10270
ITEM 2 (c). CITIZENSHIP:
The information requested hereunder is set forth under Item 4
of the cover page to this Schedule 13G.
ITEM 2 (d). TITLE OF CLASS OF SECURITIES:
Common Stock, par value $.007 per share
ITEM 2 (e). CUSIP NUMBER: 934648304
Page 3 of 5
4
ITEM 3. TYPE OF PERSONS FILING:
American International Group, Inc.:
Passive Investor pursuant to Rule 13d-1(c)
ITEM 4. OWNERSHIP.
The information requested hereunder is set forth under
Items 5 through 9 and Item 11 of the cover page to this
Schedule 13G.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF CLASS.
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY OR CONTROL PERSON.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
Page 4 of 5
5
ITEM 10. CERTIFICATION.
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the
control of the issuer of such securities and were not acquired and are not
held in connection with or as a participant in any transaction having that
purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: September 26, 2001
AMERICAN INTERNATIONAL GROUP, INC.
By /s/ Kathleen E. Shannon
------------------------------------
Name: Kathleen E. Shannon
Title: Vice President and Secretary
Page 5 of 5