0000899243-17-011219.txt : 20170428
0000899243-17-011219.hdr.sgml : 20170428
20170428174412
ACCESSION NUMBER: 0000899243-17-011219
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150611
FILED AS OF DATE: 20170428
DATE AS OF CHANGE: 20170428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ClearBridge Energy MLP Fund Inc.
CENTRAL INDEX KEY: 0001488775
IRS NUMBER: 272282398
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (888) 777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC
CENTRAL INDEX KEY: 0000005272
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22405
FILM NUMBER: 17797511
BUSINESS ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 2127707000
MAIL ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC
DATE OF NAME CHANGE: 19700507
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2015-06-11
2015-06-22
0
0001488775
ClearBridge Energy MLP Fund Inc.
CEM
0000005272
AMERICAN INTERNATIONAL GROUP INC
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See Remarks
3.46% Senior Secured Notes Series I due 6/11/2025
3000000.00
I
Held through subsidiaries
3.56% Senior Secured Notes Series J due 6/11/2027
8000000.00
I
Held through subsidiaries
3.76% Senior Secured Notes Series K due 6/11/2030
11000000.00
I
Held through subsidiaries
These Notes were omitted from American International Group, Inc. ("AIG")'s original Form 3.
On June 11, 2015, American General Life Insurance Company ("AGLIC") and Lexington Insurance Company ("Lexington"), each an indirect wholly owned subsidiary of AIG, directly held $2,000,000.00 principal amount and $1,000,000.00 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes.
On June 11, 2015, AGLIC, Lexington and United Guaranty Residential Insurance Company ("UGRIC"), a former indirect wholly owned subsidiary of AIG, directly held $5,300,000.00 principal amount, $2,600,000.00 principal amount and $100,000.00 principal amount, respectively, of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). AIG is an indirect beneficial owner of the Series J Notes.
On June 11, 2015, AGLIC, Lexington and UGRIC directly held $7,300,000.00 principal amount, $3,600,000.00 principal amount and $100,000.00 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes.
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The mandatory redeemable preferred stock referenced on the original Form 3 are securities which the Reporting Person is informed represent, in the aggregate, in excess of 10% of this class of preferred equity securities of the Issuer.
/s/ Geoffrey N. Cornell, Authorized Person
2017-04-28