0000899243-17-011219.txt : 20170428 0000899243-17-011219.hdr.sgml : 20170428 20170428174412 ACCESSION NUMBER: 0000899243-17-011219 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150611 FILED AS OF DATE: 20170428 DATE AS OF CHANGE: 20170428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearBridge Energy MLP Fund Inc. CENTRAL INDEX KEY: 0001488775 IRS NUMBER: 272282398 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (888) 777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC CENTRAL INDEX KEY: 0000005272 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22405 FILM NUMBER: 17797511 BUSINESS ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2127707000 MAIL ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 FORMER NAME: FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC DATE OF NAME CHANGE: 19700507 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2015-06-11 2015-06-22 0 0001488775 ClearBridge Energy MLP Fund Inc. CEM 0000005272 AMERICAN INTERNATIONAL GROUP INC 175 WATER STREET NEW YORK NY 10038 0 0 0 1 See Remarks 3.46% Senior Secured Notes Series I due 6/11/2025 3000000.00 I Held through subsidiaries 3.56% Senior Secured Notes Series J due 6/11/2027 8000000.00 I Held through subsidiaries 3.76% Senior Secured Notes Series K due 6/11/2030 11000000.00 I Held through subsidiaries These Notes were omitted from American International Group, Inc. ("AIG")'s original Form 3. On June 11, 2015, American General Life Insurance Company ("AGLIC") and Lexington Insurance Company ("Lexington"), each an indirect wholly owned subsidiary of AIG, directly held $2,000,000.00 principal amount and $1,000,000.00 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes. On June 11, 2015, AGLIC, Lexington and United Guaranty Residential Insurance Company ("UGRIC"), a former indirect wholly owned subsidiary of AIG, directly held $5,300,000.00 principal amount, $2,600,000.00 principal amount and $100,000.00 principal amount, respectively, of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). AIG is an indirect beneficial owner of the Series J Notes. On June 11, 2015, AGLIC, Lexington and UGRIC directly held $7,300,000.00 principal amount, $3,600,000.00 principal amount and $100,000.00 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The mandatory redeemable preferred stock referenced on the original Form 3 are securities which the Reporting Person is informed represent, in the aggregate, in excess of 10% of this class of preferred equity securities of the Issuer. /s/ Geoffrey N. Cornell, Authorized Person 2017-04-28