0000899243-16-025693.txt : 20160726
0000899243-16-025693.hdr.sgml : 20160726
20160726113404
ACCESSION NUMBER: 0000899243-16-025693
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160722
FILED AS OF DATE: 20160726
DATE AS OF CHANGE: 20160726
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DNP SELECT INCOME FUND INC
CENTRAL INDEX KEY: 0000806628
IRS NUMBER: 363480989
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 32760
CITY: LOUISVILLE
STATE: KY
ZIP: 40232
BUSINESS PHONE: 3123685510
MAIL ADDRESS:
STREET 1: PO BOX 32760
CITY: LOUISVILLE
STATE: KY
ZIP: 40232
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS SELECTED UTILITIES INC
DATE OF NAME CHANGE: 19910429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC
CENTRAL INDEX KEY: 0000005272
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04915
FILM NUMBER: 161783600
BUSINESS ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 2127707000
MAIL ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC
DATE OF NAME CHANGE: 19700507
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-22
0
0000806628
DNP SELECT INCOME FUND INC
DNP
0000005272
AMERICAN INTERNATIONAL GROUP INC
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See Remarks
2.76% Series A Senior Secured Notes due July 22, 2023
2016-07-22
4
P
0
5000000
5000000.00
A
5000000.00
I
Held through subsidiary
3.00% Series B Senior Secured Notes due July 22, 2026
2016-07-22
4
P
0
47000000
47000000.00
A
47000000.00
I
Held through subsidiaries
Floating Rate Mandatory Redeemable Preferred Shares Series A
1000
I
Held through subsidiaries
National Union Fire Insurance Company of Pittsburgh, PA, an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds the 2.76% Series A Senior Secured Notes due July 22, 2023. AIG is an indirect beneficial owner of the 2.76% Series A Senior Secured Notes due July 22, 2023.
The Variable Annuity Life Insurance Company, American General Life Insurance Company, National Union Fire Insurance Company of Pittsburgh, PA, Lexington Insurance Company and American Home Assurance Company, each an indirect wholly owned subsidiary of AIG, directly hold $18,000,000 principal amount, $15,000,000 principal amount, $4,670,000 principal amount, $4,670,000 principal amount and $4,660,000 principal amount, respectively, of the 3.00% Series B Senior Secured Notes due July 22, 2026. AIG is an indirect beneficial owner of the 3.00% Series B Senior Secured Notes due July 22, 2026.
American General Life Insurance Company and American Home Assurance Company, each an indirect wholly owned subsidiary of AIG, directly hold 675 shares and 325 shares, respectively, of the Floating Rate Mandatory Redeemable Preferred Shares, Series A. AIG is an indirect beneficial owner of the Floating Rate Mandatory Redeemable Preferred Shares, Series A.
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The Reporting Person is informed that the referenced Floating Rate Mandatory Redeemable Preferred Shares, Series A represent, in the aggregate, in excess of 10% of this class of preferred equity securities of the Issuer.
/s/ Geoffrey N. Cornell, Authorized Person
2016-07-26