-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JuQ/fB4T4osDmcLiAMb5Jyn9sE5CjXyM4bX/1qN8AYSc/NyF8fFqgCqdIvmcoS5J jRVMK2NEjVKjfazvYVMwQA== 0000950120-98-000416.txt : 19981125 0000950120-98-000416.hdr.sgml : 19981125 ACCESSION NUMBER: 0000950120-98-000416 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IES UTILITIES INC CENTRAL INDEX KEY: 0000052485 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 420331370 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: SEC FILE NUMBER: 070-09375 FILM NUMBER: 98758472 BUSINESS ADDRESS: STREET 1: 200 FIRST ST SE STREET 2: IES TOWER CITY: CEDAR RAPIDS STATE: IA ZIP: 52401 BUSINESS PHONE: 3193984411 FORMER COMPANY: FORMER CONFORMED NAME: IOWA ELECTRIC LIGHT & POWER CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IOWA RAILWAY & LIGHT CORP DATE OF NAME CHANGE: 19670629 U-1/A 1 AMENDMENT NO. 3 TO FORM U-1 (As filed on November 24, 1998) File No. 70-9375 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 ON FORM U-1/A APPLICATION-DECLARATION UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 ___________________________________ IES UTILITIES INC. ALLIANT TOWER CEDAR RAPIDS, IOWA 52401 (Name of company filing this statement and address of principal executive offices) ___________________________________ INTERSTATE ENERGY CORPORATION (Name of top registered holding company parent of each applicant or declarant) ___________________________________ Erroll B. Davis, Jr., Chief Executive Officer IES Utilities Inc. P.O. Box 192 Madison, Wisconsin 53701-0192 (Name and address of agent for service) ___________________________________ The Commission is also requested to send copies of any communications in connection with this matter to: Barbara J. Swan, General Counsel William T. Baker, Jr., Esq. Steven R. Suleski, Senior Attorney Thelen Reid & Priest LLP Interstate Energy Corporation 40 West 57th Street 222 West Washington Avenue New York, New York 10019-4097 Madison, Wisconsin 53703-0192 Paragraph 56 of Item 2 of the initial Form U-1 of IES Utilities Inc. (as filed with the Securities and Exchange Commission via the Edgar system on October 9, 1998), as amended by Amendment No. 1 thereto (as filed with the Securities and Exchange Commission via the Edgar system on October 23, 1998), and as amended by Amendment No. 2 thereto (as filed with the Securities and Exchange Commission via the Edgar system on November 20, 1998) (collectively, the "Form U-1"), is hereby deleted and replaced with the following: "56. The fees, commissions and expenses, other than those of the underwriters, to be incurred in connection with the issuance and sale of the Collateral Trust Bonds, Senior Debentures and Subordinated Debentures are not expected to exceed the following estimates: Each Initial Additional Sale Sale ---- ---- Registration statement $125,000 -- Application-declaration 5,000 -- Rating agencies' fees 30,000 $ 30,000 Trustees' fees 10,000 5,000 Fees of Company's counsels 50,000 30,000 Fees of service company affiliate 30,000 20,000 Accountants' fees 15,000 10,000 Printing and engraving costs 25,000 20,000 Miscellaneous expenses (including blue-sky expenses) 25,000 15,000 -------- -------- Total estimated expenses $315,000 $130,000 ======== ======== [The remainder of this page is left intentionally blank.] -2- Paragraph 57 of Item 2 of the Form U-1 is hereby deleted and replaced with the following: "57. The fees, commissions and expenses, other than those of the underwriters, to be incurred in connection with the issuance and sale of the Tax-Exempt Bonds (including expenses related to the issuance and pledge of the Tax-Exempt Collateral Bonds) are not expected to exceed the following estimates: Each Initial Additional Sale Sale Rating agencies' fees $ 30,000 $ 30,000 Trustees' fees 10,000 10,000 Fees of bond counsel 30,000 20,000 Fees of state bond counsel 25,000 15,000 Fees of Company's counsels 50,000 35,000 Fees of service company affiliate 30,000 20,000 Accountants' fees 10,000 10,000 Printing and engraving costs 20,000 20,000 Miscellaneous expenses (including blue-sky expenses) 20,000 10,000 -------- -------- Total estimated expenses $225,000 $170,000 ======== ======== [The remainder of this page is left intentionally blank.] -3- SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the undersigned company has duly caused this amendment to be signed on its behalf by the undersigned thereunto duly authorized. Dated: November 24, 1998 IES UTILITIES INC. By: /s/ Erroll B. Davis, Jr. ------------------------- Name: Erroll B. Davis, Jr. Title: Chief Executive Officer -4- -----END PRIVACY-ENHANCED MESSAGE-----