-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LXbHLv84r46NGunL8ZYTFTQ4MF152RoO2484z2uQ4Y71Cuz2qkTntLq2DFejEs2v a2eOJCglgZDv3fhCjoXBYA== 0000820027-99-000858.txt : 19991130 0000820027-99-000858.hdr.sgml : 19991130 ACCESSION NUMBER: 0000820027-99-000858 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXP STOCK FUND INC CENTRAL INDEX KEY: 0000052423 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 410839317 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-00498 FILM NUMBER: 99765060 BUSINESS ADDRESS: STREET 1: 80 SOUTH 8TH ST STREET 2: T33/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 BUSINESS PHONE: 6126712727 FORMER COMPANY: FORMER CONFORMED NAME: IDS STOCK FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INVESTORS STOCK FUND INC DATE OF NAME CHANGE: 19831221 NSAR-B 1 AXP STOCK FUND, INC. 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OGG TITLE VICE PRESIDENT EX-27 2 FINANCIAL DATA SCHEDULES
6 1 AXP STOCK FUND CLASS A YEAR SEP-30-1999 SEP-30-1999 0 0 0 4518629617 0 4518629617 0 0 1700068 1700068 0 3117931192 118788450 115111036 1406860 0 510200996 0 887390501 3104847594 62219041 17362966 0 39326012 40255995 510453388 169648445 720357828 0 28984586 231636044 0 6892360 12452760 9237814 448937036 2192100 339912246 0 0 15617982 0 39455339 3199975448 24.18 .24 4.00 .24 2.04 0 26.14 .82

EX-27 3 FINANCIAL DATA SCHEDULES
6 2 AXP STOCK FUND CLASS B YEAR SEP-30-1999 SEP-30-1999 0 0 0 4518629617 0 4518629617 0 0 1700068 1700068 0 3117931192 13424410 10708986 1406860 0 510200996 0 887390501 348597349 62219041 17362966 0 39326012 40255995 510453388 169648445 720357828 0 727808 22611501 0 3642250 1828161 901335 448937036 2192100 339912246 0 0 1753512 0 39455339 330140275 24.05 .06 3.96 .06 2.04 0 25.97 1.59

EX-27 4 FINANCIAL DATA SCHEDULES
6 3 AXP STOCK FUND CLASS Y YEAR SEP-30-1999 SEP-30-1999 0 0 0 4518629617 0 4518629617 0 0 1700068 1700068 0 3117931192 40685460 42477041 1406860 0 510200996 0 887390501 1063484606 62219041 17362966 0 39326012 40255995 510453388 169648445 720357828 0 11296077 85949857 0 8518604 13675361 3365176 448937036 2192100 339912246 0 0 5349532 0 39455339 1122813475 24.18 .27 4.00 .27 2.04 0 26.14 .72

EX-99 5 SHAREHOLDER RESPONSE SUMMARY REPORT Page 1 IDS FUNDS IDS STOCK FUND, INC. June 30, 1999 % of Outstanding % of Shares No. of Shares Shares Voted --------------- ---------------- ---------------- 1. Election of Board members. H. Brewster Atwater, Jr. Affirmative 107,247,942.142 60.719% 98.755% Withhold 1,352,511.190 .766% 1.245% TOTAL 108,600,453.332 61.485% 100.000% Arne H. Carlson Affirmative 107,025,072.069 60.593% 98.549% Withhold 1,575,381.263 .892% 1.451% TOTAL 108,600,453.332 61.485% 100.000% Lynne V. Cheney Affirmative 107,207,695.837 60.696% 98.718% Withhold 1,392,757.495 .789% 1.282% TOTAL 108,600,453.332 61.485% 100.000% William H. Dudley Affirmative 107,247,785.885 60.719% 98.754% Withhold 1,352,667.447 .766% 1.246% TOTAL 108,600,453.332 61.485% 100.000% David R. Hubers Affirmative 107,270,543.947 60.732% 98.775% Withhold 1,329,909.385 .753% 1.225% TOTAL 108,600,453.332 61.485% 100.000% Heinz F. Hutter Affirmative 107,225,169.804 60.706% 98.734% Withhold 1,375,283.528 .779% 1.266% TOTAL 108,600,453.332 61.485% 100.000% Anne P. Jones Affirmative 107,238,764.839 60.714% 98.746% Withhold 1,361,688.493 .771% 1.254% TOTAL 108,600,453.332 61.485% 100.000% SHAREHOLDER RESPONSE SUMMARY REPORT Page 2 IDS FUNDS IDS STOCK FUND, INC. June 30, 1999 % of Outstanding % of Shares No. of Shares Shares Voted --------------- ---------------- ---------------- William R. Pearce Affirmative 107,197,208.470 60.690% 98.708% Withhold 1,403,244.862 .795% 1.292% TOTAL 108,600,453.332 61.485% 100.000% Alan K. Simpson Affirmative 107,111,674.469 60.642% 98.629% Withhold 1,488,778.863 .843% 1.371% TOTAL 108,600,453.332 61.485% 100.000% John R. Thomas Affirmative 107,268,216.506 60.731% 98.773% Withhold 1,332,236.826 .754% 1.227% TOTAL 108,600,453.332 61.485% 100.000% C. Angus Wurtele Affirmative 107,220,105.251 60.703% 98.729% Withhold 1,380,348.081 .782% 1.271% TOTAL 108,600,453.332 61.485% 100.000% 2. Ratify the selection of independent auditors Affirmative 106,695,380.570 60.406% 98.246% Against 820,250.422 .465% .755% Abstain 1,084,822.340 .614% .999% TOTAL 108,600,453.332 61.485% 100.000% 3. Change the Fund name from "IDS" to "AXP" Affirmative 93,920,445.494 53.174% 86.483% Against 10,749,465.110 6.086% 9.898% Abstain 3,930,542.728 2.225% 3.619% TOTAL 108,600,453.332 61.485% 100.000% SHAREHOLDER RESPONSE SUMMARY REPORT Page 3 IDS FUNDS IDS STOCK FUND, INC. June 30, 1999 % of Outstanding % of Shares No. of Shares Shares Voted --------------- ---------------- ---------------- 6. Changes to investment policies 6.1 Prohibited conflict of interest Affirmative 100,276,929.413 56.772% 92.649% Against 4,073,919.575 2.307% 3.764% Abstain 3,881,991.344 2.198% 3.587% TOTAL 108,232,840.332 61.277% 100.000% Not Voting 367,613.000 6.4 Other investment companies Affirmative 100,276,963.703 56.772% 92.649% Against 4,016,304.540 2.274% 3.711% Abstain 3,939,572.089 2.231% 3.640% TOTAL 108,232,840.332 61.277% 100.000% Not Voting 367,613.000 SHAREHOLDER RESPONSE SUMMARY REPORT Page 4 IDS FUNDS IDS STOCK FUND, INC. June 30, 1999 % of Outstanding % of Shares No. of Shares Shares Voted --------------- ---------------- ---------------- ** FUND TOTALS: SHARES RECORD TOTAL 176,629,688.117 VOTED SHARES 108,600,453.332 PERCENT VOTED 61.485% SHAREHOLDER RESPONSE SUMMARY REPORT Page 1 IDS FUNDS IDS STOCK FUND, INC. CLASS B June 30, 1999 % of Outstanding % of Shares No. of Shares Shares Voted --------------- ---------------- ---------------- 4. Approve a new shareholder service and distribution plan Affirmative 6,029,869.685 47.273% 89.742% Against 483,816.959 3.793% 7.201% Abstain 205,414.704 1.610% 3.057% TOTAL 6,719,101.348 52.676% 100.000% SHAREHOLDER RESPONSE SUMMARY REPORT Page 2 IDS FUNDS IDS STOCK FUND, INC. CLASS B June 30, 1999 % of Outstanding % of Shares No. of Shares Shares Voted --------------- ---------------- ---------------- ** FUND TOTALS: SHARES RECORD TOTAL 12,755,525.409 VOTED SHARES 6,719,101.348 PERCENT VOTED 52.676% SHAREHOLDER RESPONSE SUMMARY REPORT Page 1 IDS FUNDS IDS STOCK FUND, INC. CLASSES A & B June 30, 1999 % of Outstanding % of Shares No. of Shares Shares Voted --------------- ---------------- ---------------- 4. Approve a new shareholder service and distribution plan Affirmative 68,114,448.221 50.666% 88.198% Against 6,291,751.266 4.681% 8.147% Abstain 2,823,102.787 2.099% 3.655% TOTAL 77,229,302.274 57.446% 100.000% Not Voting 367,613.000 SHAREHOLDER RESPONSE SUMMARY REPORT Page 2 IDS FUNDS IDS STOCK FUND, INC. CLASSES A & B June 30, 1999 % of Outstanding % of Shares No. of Shares Shares Voted --------------- ---------------- ---------------- ** FUND TOTALS: SHARES RECORD TOTAL 134,437,015.893 VOTED SHARES 77,596,915.274 PERCENT VOTED 57.720% EX-99 6 EXHIBIT 77D for Stock Fund, Inc. At the Board of Directors meetings held on September 8-9, 1999, the following investment policy was eliminated: Under normal market conditions, the Fund does not intend to commit more than 5% of its total assets to when-issued securities or forward commitments. EX-99 7 Independent Auditors' Report on Internal Accounting Control The Board of Directors and Shareholders AXP Stock Fund, Inc.: In planning and performing our audit of the financial statements of AXP Stock Fund, Inc. for the year ended September 30, 1999, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control. The management of AXP Stock Fund, Inc. is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or irregularities may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control and its operation, including controls for safeguarding securities, that we consider to be a material weakness as defined above. This report is intended solely for the information and use of management, the Board of Directors of AXP Stock Fund, Inc., and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. KPMG LLP Minneapolis, Minnesota November 5, 1999 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~