-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LtGAloPaVSN+7VGyTrvkgPVoMgnUqrGy2IqL0zn7VpGzFV8wDwvx3oZHEMbheMuF ez1vhgYC2ik0IgWYWLZpQQ== 0000820027-06-000838.txt : 20060526 0000820027-06-000838.hdr.sgml : 20060526 20060526170334 ACCESSION NUMBER: 0000820027-06-000838 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20060310 FILED AS OF DATE: 20060526 DATE AS OF CHANGE: 20060526 EFFECTIVENESS DATE: 20060526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXP STOCK SERIES INC CENTRAL INDEX KEY: 0000052423 IRS NUMBER: 410839317 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-00498 FILM NUMBER: 06871367 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP STOCK FUND INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS STOCK FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INVESTORS STOCK FUND INC DATE OF NAME CHANGE: 19831221 0000052423 S000003405 RiverSource Stock Fund C000009399 RiverSource Stock Fund Class C C000009400 RiverSource Stock Fund Class I RSSIX C000009401 RiverSource Stock Fund Class A INSTX C000009402 RiverSource Stock Fund Class B IDSBX C000009403 RiverSource Stock Fund Class Y IDSYX NSAR-A 1 answer.fil AXP STOCK SERIES, INC. 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80377 028 B010100 3842 028 B020100 0 028 B030100 0 028 B040100 34117 028 C010100 5667 028 C020100 4790 028 C030100 0 028 C040100 37177 028 D010100 3150 028 D020100 0 028 D030100 0 028 D040100 33471 028 E010100 4061 028 E020100 0 028 E030100 0 028 E040100 33977 028 F010100 326 PAGE 5 028 F020100 31691 028 F030100 0 028 F040100 14672 028 G010100 21295 028 G020100 36481 028 G030100 0 028 G040100 233791 028 H000100 72 029 000100 Y 030 A000100 119 030 B000100 5.75 030 C000100 0.00 031 A000100 36 031 B000100 0 032 000100 0 033 000100 83 034 000100 Y 035 000100 45 036 A000100 N 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 1986 044 000100 0 055 A000100 N 055 B000100 N 056 000100 N 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 2000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 PAGE 6 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 N 070 A020100 N 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 N 070 J020100 N 070 K010100 N 070 K020100 N 070 L010100 N 070 L020100 N 070 M010100 N 070 M020100 N 070 N010100 N 070 N020100 N 070 O010100 N 070 O020100 N 070 P010100 N 070 P020100 N 070 Q010100 N PAGE 7 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 0 071 B000100 0 071 C000100 0 071 D000100 0 072 A000100 6 072 B000100 270 072 C000100 11743 072 D000100 0 072 E000100 0 072 F000100 0 072 G000100 438 072 H000100 0 072 I000100 891 072 J000100 0 072 K000100 124 072 L000100 0 072 M000100 0 072 N000100 22 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 3 072 S000100 0 072 T000100 1986 072 U000100 0 072 V000100 0 072 W000100 148 072 X000100 3612 072 Y000100 51 072 Z000100 8452 072AA000100 60751 072BB000100 0 072CC010100 15146 072CC020100 0 072DD010100 6931 072DD020100 1926 072EE000100 30200 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 PAGE 8 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 0 074 M000100 0 074 N000100 0 074 O000100 0 074 P000100 0 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 0 074 S000100 0 074 T000100 0 074 U010100 0 074 U020100 0 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 0 074 Y000100 0 075 A000100 0 075 B000100 0 076 000100 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: May 18, 2006 Name of Registrant, Depositor, or Trustee: - -------------------------------------------------------------------------------- By (Name and Title): /s/ Jeffrey P. Fox -------------------- Jeffrey P. Fox -- Treasurer and Chief Financial Officer Witness (Name and Title): /s/ Paul D. Pearson --------------------- Paul D. Pearson -- Assistant Treasurer - -------------------------------------------------------------------------------- AXP Stock Series, Inc. EX-99.77C VOTES 2 ex77c-votes.txt RESULTS OF SHAREHOLDER VOTES Results of Meeting of Shareholders RIVERSOURCE STOCK FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund. Approve the Agreement and Plan of Reorganization Affirmative Against Abstain Broker Non-votes 967,195,016.27 57,128,233.90 37,177,952.39 414,126.67 Election of Board Members Affirmative Withhold Kathleen Blatz 1,006,340,739.69 55,574,589.54 Arne H. Carlson 1,003,740,749.39 58,174,579.84 Patricia M. Flynn 1,007,861,224.48 54,054,104.75 Anne P. Jones 1,004,964,002.99 56,951,326.24 Jeffrey Laikind 1,005,524,538.15 56,390,791.08 Stephen R. Lewis, Jr. 1,007,403,114.25 54,512,214.98 Catherine James Paglia 1,006,457,545.01 55,457,784.22 Vikki L. Pryor 1,007,080,185.77 54,835,143.46 Alan K. Simpson 1,002,020,752.10 59,894,577.13 Alison Taunton-Rigby 1,007,483,772.68 54,431,556.55 William F. Truscott 1,006,816,545.89 55,008,438.58 Approve an Amendment to the Articles of Incorporation Affirmative Against Abstain Broker Non-votes 969,150,647.50 51,751,645.25 40,598,909.81 414,126.67 Approve an Investment Management Services Agreement with RiverSource Investments, LLC Affirmative Against Abstain Broker Non-votes 975,671,160.94 44,019,873.83 41,810,167.79 414,126.67 EX-99.77E LEGAL 3 ex77e-legal.txt LEGAL PROCEEDINGS Exhibit 77E LEGAL PROCEEDINGS Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal or arbitration proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Fund is not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal or arbitration proceedings that are likely to have a material adverse effect on the Fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Fund. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. -----END PRIVACY-ENHANCED MESSAGE-----