-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KskNg8/PE47+TQQ+xOH6bXV+JBQbdCZIAg5i3KV6hjghcrheYakm/pFQd+X9dh3Y LvxRbKTzMgh688dDR49z/g== 0000820027-04-000982.txt : 20041124 0000820027-04-000982.hdr.sgml : 20041124 20041124091824 ACCESSION NUMBER: 0000820027-04-000982 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041124 DATE AS OF CHANGE: 20041124 EFFECTIVENESS DATE: 20041124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXP STOCK SERIES INC CENTRAL INDEX KEY: 0000052423 IRS NUMBER: 410839317 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-00498 FILM NUMBER: 041165317 BUSINESS ADDRESS: STREET 1: 50606 AXP FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126712727 MAIL ADDRESS: STREET 1: 50606 AXP FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP STOCK FUND INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS STOCK FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: INVESTORS STOCK FUND INC DATE OF NAME CHANGE: 19831221 NSAR-B 1 answer.fil AXP STOCK SERIES, INC. 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31697 028 C010100 10940 028 C020100 4757 028 C030100 0 028 C040100 35871 028 D010100 37649 028 D020100 0 028 D030100 0 028 D040100 64160 028 E010100 9331 028 E020100 0 028 E030100 0 028 E040100 53201 028 F010100 7131 028 F020100 5959 028 F030100 0 028 F040100 50154 028 G010100 90494 028 G020100 10716 PAGE 5 028 G030100 0 028 G040100 275054 028 H000100 52219 029 000100 Y 030 A000100 696 030 B000100 5.75 030 C000100 0.00 031 A000100 333 031 B000100 0 032 000100 0 033 000100 363 034 000100 Y 035 000100 135 036 A000100 N 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 6155 044 000100 0 055 A000100 N 055 B000100 N 056 000100 N 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 2000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 PAGE 6 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 N 070 A020100 N 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 N 070 J020100 N 070 K010100 N 070 K020100 N 070 L010100 N 070 L020100 N 070 M010100 N 070 M020100 N 070 N010100 N 070 N020100 N 070 O010100 N 070 O020100 N 070 P010100 N 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 0 071 B000100 0 PAGE 7 071 C000100 0 071 D000100 0 072 A000100 12 072 B000100 2270 072 C000100 33212 072 D000100 0 072 E000100 0 072 F000100 0 072 G000100 789 072 H000100 0 072 I000100 2914 072 J000100 0 072 K000100 249 072 L000100 0 072 M000100 12 072 N000100 52 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 11 072 S000100 0 072 T000100 6155 072 U000100 0 072 V000100 0 072 W000100 531 072 X000100 10713 072 Y000100 25 072 Z000100 24794 072AA000100 197092 072BB000100 0 072CC010100 6927 072CC020100 0 072DD010100 17823 072DD020100 6548 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 0 PAGE 8 074 M000100 2194941 074 N000100 2194941 074 O000100 0 074 P000100 22 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 319 074 S000100 0 074 T000100 2194600 074 U010100 88587 074 U020100 33304 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 140262 074 Y000100 0 075 A000100 0 075 B000100 2385685 076 000100 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: November 19, 2004 Name of Registrant, Depositor, or Trustee: By (Name and Title): /s/ Jeffrey P. Fox --------------------- Jeffrey P. Fox -- Treasurer and Chief Financial Officer Witness (Name and Title): /s/ Steven A. Turbenson ------------------------ Steven A. Turbenson -- Assistant Treasurer AXP Stock Series, Inc. EX-99.77B ACCT LTTR 2 ex99-77b.txt REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm The Board of Directors and Shareholders AXP Stock Series, Inc.: In planning and performing our audit of the financial statements of AXP Stock Fund (a series of AXP Stock Series, Inc.) for the year ended September 30, 2004, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of AXP Stock Series, Inc. is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under the standards of the Public Company Accounting Oversight Board (United States). A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the annual or interim financial statements will not be prevented or detected. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of September 30, 2004. This report is intended solely for the information and use of management, the Board of Directors of AXP Stock Series, Inc., and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP - ----------------- KPMG LLP Minneapolis, Minnesota November 22, 2004 -----END PRIVACY-ENHANCED MESSAGE-----