UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
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Investment Company Act File Number: |
811-499 |
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Name of Registrant: |
RiverSource Income Series, Inc. |
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Address of Principal Executive Offices: |
225 Franklin Street |
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Boston, Massachusetts 02110 |
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Name and address of agent of service: |
Scott R. Plummer |
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Columbia Management Investment Advisers, LLC |
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5228 Ameriprise Financial Center |
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Minneapolis, Minnesota 55474 |
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Registrant’s telephone number including area code: 612-671-1947 | |
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Date of fiscal year end: |
1/31 |
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Date of reporting period: |
07/01/2010 – 04/11/2011* |
* Through the Merger Date for each merged Fund as noted below.
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Fund |
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Notes |
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Columbia Income Builder Fund |
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Prior to 09/27/2010, the Fund was known as RiverSource Income Builder Basic Income Fund. On 03/07/2011 (the Merger Date), the Fund merged into a series of the same name of Columbia Funds Series Trust II. |
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Columbia Income Builder Fund II |
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Prior to 09/27/2010, the Fund was known as RiverSource Income Builder Moderate Income Fund. On 04/11/2011 (the Merger Date), the Fund merged into Columbia Income Builder Fund, a series of Columbia Funds Series Trust II. |
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Columbia Income Builder Fund III |
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Prior to 09/27/2010, the Fund was known as RiverSource Income Builder Enhanced Income Fund. On 04/11/2011 (the Merger Date), the Fund merged into Columbia Income Builder Fund, a series of Columbia Funds Series Trust II. |
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-00499
Reporting Period: 07/01/2010 - 04/11/2011
RiverSource Income Series, Inc.
Item 1. Proxy Voting Record
============ COLUMBIA INCOME BUILDER FUND ================
COLUMBIA ABSOLUTE RETURN CURRENCY AND INCOME FUND
Ticker: RVAIX Security ID: 768914681
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management
Investment Advisers, LLC. For For Management
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COLUMBIA DIVERSIFIED BOND FUND
Ticker: RDBIX Security ID: 768912883
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management
Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter
into and materially amend subadvisory agreements in the future, with the approval of the
Company’s board of directors/trustees, but without obtaining shareholder approval. For For Management
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COLUMBIA DIVIDEND OPPORTUNITY FUND
Ticker: RSOIX Security ID: 76931M402
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA EMERGING MARKETS BOND FUND
Ticker: RSMIX Security ID: 768914632
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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Columbia Floating Rate Fund
Ticker: RFRIX Security ID: 76931K844
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA GLOBAL BOND FUND
Ticker: LFSLF Security ID: 768914848
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter into and materially amend subadvisory agreements in the future, with the approval of the Company’s board of directors/trustees, but without obtaining shareholder approval. For For Management
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COLUMBIA HIGH YIELD BOND FUND
Ticker: RSHIX Security ID: 768919409
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia
Management Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to
enter into and materially amend subadvisory agreements in the future, with the approval
of the Company’s board of directors/trustees, but without obtaining shareholder approval. For For Management
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Columbia Income Opportunities Fund
Ticker: AOPIX Security ID: 768912834
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA INFLATION PROTECTED SECURITIES FUND
Ticker: AIPIX Security ID: 76931K802
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA LARGE CORE QUANTITATIVE FUND
Ticker: ALEIX Security ID: 76931H403
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA LARGE VALUE QUANTITATIVE FUND
Ticker: CLQIX Security ID: 76931G611
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA LIMITED DURATION CREDIT FUND
Ticker: ALDIX Security ID: 768912776
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA MONEY MARKET FUND
Ticker: RCIXX Security ID: 768913501
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter into and materially amend
subadvisory agreements in the future, with the approval of the Company’s board of directors/trustees, but without
obtaining shareholder approval. For For Management
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COLUMBIA U.S. GOVERNMENT MORTGAGE FUND
Ticker: RVGIX Security ID: 76931X887
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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RIVERSOURCE DISCIPLINED INTERNATIONAL EQUITY FUND
Ticker: RSDIX Security ID: 768915829
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To approve an Agreement and Plan of Reorganization between RiverSource Disciplined International Equity Fund,
Threadneedle International Opportunity Fund, Columbia International Stock Fund, Columbia International
Growth Fund (each a “Selling Fund”) and Columbia Multi-Advisor International Equity Fund
(the “Buying Fund”). For For Management
2. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
2.01. Elect Kathleen Blatz For For Management
2.02. Elect Edward J. Boudreau, Jr. For For Management
2.03. Elect Pamela G. Carlton For For Management
2.04. Elect William P. Carmichael For For Management
2.05. Elect Patricia M. Flynn For For Management
2.06. Elect William A. Hawkins For For Management
2.07. Elect R. Glenn Hilliard For For Management
2.08. Elect Stephen R. Lewis, Jr. For For Management
2.09. Elect John F. Maher For For Management
2.10. Elect John J. Nagorniak For For Management
2.11. Elect Catherine James Paglia For For Management
2.12. Elect Leroy C. Richie For For Management
2.13. Elect Anthony M. Santomero For For Management
2.14. Elect Minor M. Shaw For For Management
2.15. Elect Alison Taunton-Rigby For For Management
2.16. Elect William F. Truscott For For Management
3 To approve the proposed amendment to the Articles of Incorporation of RiverSource International Series, Inc. to increase the maximum number of board members. For For Management
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RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND
Ticker: RCVIX Security ID: 768922874
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3. To approve an Agreement and Plan of Reorganization between RiverSource Disciplined Small Cap Value Fund (the “Selling Fund”) and Columbia Small Cap Value Fund I (the “Buying Fund”). For For Management
6. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
6.01. Elect Kathleen Blatz For For Management
6.02. Elect Edward J. Boudreau, Jr. For For Management
6.03. Elect Pamela G. Carlton For For Management
6.04. Elect William P. Carmichael For For Management
6.05. Elect Patricia M. Flynn For For Management
6.06. Elect William A. Hawkins For For Management
6.07. Elect R. Glenn Hilliard For For Management
6.08. Elect Stephen R. Lewis, Jr. For For Management
6.09. Elect John F. Maher For For Management
6.10. Elect John J. Nagorniak For For Management
6.11. Elect Catherine James Paglia For For Management
6.12. Elect Leroy C. Richie For For Management
6.13. Elect Anthony M. Santomero For For Management
6.14. Elect Minor M. Shaw For For Management
6.15. Elect Alison Taunton-Rigby For For Management
6.16. Elect William F. Truscott For For Management
7. To approve the proposed amendment to the Articles of Incorporation of RiverSource Dimensions Series, Inc. and RiverSource Managers Series, Inc. to increase the maximum number of board members. For For Management
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RIVERSOURCE REAL ESTATE FUND
Ticker: AESIX Security ID: 76931M881
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 To approve an Agreement and Plan of Reorganization by and among RiverSource Real Estate Fund, RiverSource LaSalle Global Real Estate Fund, RiverSource LaSalle Monthly Dividend Real Estate Fund, RiverSource LaSalle International Real Estate Fund (each a “Selling Fund”) and Columbia Real Estate Equity Fund (the “Buying Fund”). For For Management
4. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
4.01. Elect Kathleen Blatz For For Management
4.02. Elect Edward J. Boudreau, Jr. For For Management
4.03. Elect Pamela G. Carlton For For Management
4.04. Elect William P. Carmichael For For Management
4.05. Elect Patricia M. Flynn For For Management
4.06. Elect William A. Hawkins For For Management
4.07. Elect R. Glenn Hilliard For For Management
4.08. Elect Stephen R. Lewis, Jr. For For Management
4.09. Elect John F. Maher For For Management
4.10. Elect John J. Nagorniak For For Management
4.11. Elect Catherine James Paglia For For Management
4.12. Elect Leroy C. Richie For For Management
4.13. Elect Anthony M. Santomero For For Management
4.14. Elect Minor M. Shaw For For Management
4.15. Elect Alison Taunton-Rigby For For Management
4.16. Elect William F. Truscott For For Management
5 To approve the proposed amendment to the Articles of Incorporation of RiverSource Sector Series, Inc. and RiverSource Selected Series, Inc. to increase the maximum number of board members. For For Management
============ COLUMBIA INCOME BUILDER FUND II ================
COLUMBIA ABSOLUTE RETURN CURRENCY AND INCOME FUND
Ticker: RVAIX Security ID: 768914681
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA DIVERSIFIED BOND FUND
Ticker: RDBIX Security ID: 768912883
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter into and materially amend subadvisory agreements in the future, with the approval of the Company’s board of directors/trustees, but without obtaining shareholder approval. For For Management
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COLUMBIA DIVIDEND OPPORTUNITY FUND
Ticker: RSOIX Security ID: 76931M402
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA EMERGING MARKETS BOND FUND
Ticker: RSMIX Security ID: 768914632
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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Columbia Floating Rate Fund
Ticker: RFRIX Security ID: 76931K844
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA GLOBAL BOND FUND
Ticker: LFSLF Security ID: 768914848
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter into and materially amend subadvisory agreements in the future, with the approval of the Company’s board of directors/trustees, but without obtaining shareholder approval. For For Management
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COLUMBIA HIGH YIELD BOND FUND
Ticker: RSHIX Security ID: 768919409
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter into and materially amend subadvisory agreements in the future, with the approval of the Company’s board of directors/trustees, but without obtaining shareholder approval. For For Management
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Columbia Income Opportunities Fund
Ticker: AOPIX Security ID: 768912834
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA INFLATION PROTECTED SECURITIES FUND
Ticker: AIPIX Security ID: 76931K802
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA LARGE CORE QUANTITATIVE FUND
Ticker: ALEIX Security ID: 76931H403
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA LARGE VALUE QUANTITATIVE FUND
Ticker: CLQIX Security ID: 76931G611
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA LIMITED DURATION CREDIT FUND
Ticker: ALDIX Security ID: 768912776
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA MONEY MARKET FUND
Ticker: RCIXX Security ID: 768913501
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter into and materially amend subadvisory agreements in the future, with the approval of the Company’s board of directors/trustees, but without obtaining shareholder approval. For For Management
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COLUMBIA U.S. GOVERNMENT MORTGAGE FUND
Ticker: RVGIX Security ID: 76931X887
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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RIVERSOURCE DISCIPLINED INTERNATIONAL EQUITY FUND
Ticker: RSDIX Security ID: 768915829
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To approve an Agreement and Plan of Reorganization between RiverSource Disciplined International Equity Fund, Threadneedle International Opportunity Fund, Columbia International Stock Fund, Columbia International Growth Fund (each a “Selling Fund”) and Columbia Multi-Advisor International Equity Fund (the “Buying Fund”). For For Management
2. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
2.01. Elect Kathleen Blatz For For Management
2.02. Elect Edward J. Boudreau, Jr. For For Management
2.03. Elect Pamela G. Carlton For For Management
2.04. Elect William P. Carmichael For For Management
2.05. Elect Patricia M. Flynn For For Management
2.06. Elect William A. Hawkins For For Management
2.07. Elect R. Glenn Hilliard For For Management
2.08. Elect Stephen R. Lewis, Jr. For For Management
2.09. Elect John F. Maher For For Management
2.10. Elect John J. Nagorniak For For Management
2.11. Elect Catherine James Paglia For For Management
2.12. Elect Leroy C. Richie For For Management
2.13. Elect Anthony M. Santomero For For Management
2.14. Elect Minor M. Shaw For For Management
2.15. Elect Alison Taunton-Rigby For For Management
2.16. Elect William F. Truscott For For Management
3 To approve the proposed amendment to the Articles of Incorporation of RiverSource International Series, Inc. to increase the maximum number of board members. For For Management
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RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND
Ticker: RCVIX Security ID: 768922874
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3. To approve an Agreement and Plan of Reorganization between RiverSource Disciplined Small Cap Value Fund (the “Selling Fund”) and Columbia Small Cap Value Fund I (the “Buying Fund”). For For Management
6. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
6.01. Elect Kathleen Blatz For For Management
6.02. Elect Edward J. Boudreau, Jr. For For Management
6.03. Elect Pamela G. Carlton For For Management
6.04. Elect William P. Carmichael For For Management
6.05. Elect Patricia M. Flynn For For Management
6.06. Elect William A. Hawkins For For Management
6.07. Elect R. Glenn Hilliard For For Management
6.08. Elect Stephen R. Lewis, Jr. For For Management
6.09. Elect John F. Maher For For Management
6.10. Elect John J. Nagorniak For For Management
6.11. Elect Catherine James Paglia For For Management
6.12. Elect Leroy C. Richie For For Management
6.13. Elect Anthony M. Santomero For For Management
6.14. Elect Minor M. Shaw For For Management
6.15. Elect Alison Taunton-Rigby For For Management
6.16. Elect William F. Truscott For For Management
7. To approve the proposed amendment to the Articles of Incorporation of RiverSource Dimensions Series, Inc. and RiverSource Managers Series, Inc. to increase the maximum number of board members. For For Management
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RIVERSOURCE REAL ESTATE FUND
Ticker: AESIX Security ID: 76931M881
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 To approve an Agreement and Plan of Reorganization by and among RiverSource Real Estate Fund, RiverSource LaSalle Global Real Estate Fund, RiverSource LaSalle Monthly Dividend Real Estate Fund, RiverSource LaSalle International Real Estate Fund (each a “Selling Fund”) and Columbia Real Estate Equity Fund (the “Buying Fund”). For For Management
4. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
4.01. Elect Kathleen Blatz For For Management
4.02. Elect Edward J. Boudreau, Jr. For For Management
4.03. Elect Pamela G. Carlton For For Management
4.04. Elect William P. Carmichael For For Management
4.05. Elect Patricia M. Flynn For For Management
4.06. Elect William A. Hawkins For For Management
4.07. Elect R. Glenn Hilliard For For Management
4.08. Elect Stephen R. Lewis, Jr. For For Management
4.09. Elect John F. Maher For For Management
4.10. Elect John J. Nagorniak For For Management
4.11. Elect Catherine James Paglia For For Management
4.12. Elect Leroy C. Richie For For Management
4.13. Elect Anthony M. Santomero For For Management
4.14. Elect Minor M. Shaw For For Management
4.15. Elect Alison Taunton-Rigby For For Management
4.16. Elect William F. Truscott For For Management
5 To approve the proposed amendment to the Articles of Incorporation of RiverSource Sector Series, Inc. and RiverSource Selected Series, Inc. to increase the maximum number of board members. For For Management
============ COLUMBIA INCOME BUILDER FUND III ================
COLUMBIA ABSOLUTE RETURN CURRENCY AND INCOME FUND
Ticker: RVAIX Security ID: 768914681
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA DIVERSIFIED BOND FUND
Ticker: RDBIX Security ID: 768912883
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter into and materially amend subadvisory agreements in the future, with the approval of the Company’s board of directors/trustees, but without obtaining shareholder approval. For For Management
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COLUMBIA DIVIDEND OPPORTUNITY FUND
Ticker: RSOIX Security ID: 76931M402
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA EMERGING MARKETS BOND FUND
Ticker: RSMIX Security ID: 768914632
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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Columbia Floating Rate Fund
Ticker: RFRIX Security ID: 76931K844
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA GLOBAL BOND FUND
Ticker: LFSLF Security ID: 768914848
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter into and materially amend subadvisory agreements in the future, with the approval of the Company’s board of directors/trustees, but without obtaining shareholder approval. For For Management
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COLUMBIA HIGH YIELD BOND FUND
Ticker: RSHIX Security ID: 768919409
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter into and materially amend subadvisory agreements in the future, with the approval of the Company’s board of directors/trustees, but without obtaining shareholder approval. For For Management
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Columbia Income Opportunities Fund
Ticker: AOPIX Security ID: 768912834
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA INFLATION PROTECTED SECURITIES FUND
Ticker: AIPIX Security ID: 76931K802
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA LARGE CORE QUANTITATIVE FUND
Ticker: ALEIX Security ID: 76931H403
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA LARGE VALUE QUANTITATIVE FUND
Ticker: CLQIX Security ID: 76931G611
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA LIMITED DURATION CREDIT FUND
Ticker: ALDIX Security ID: 768912776
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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COLUMBIA MONEY MARKET FUND
Ticker: RCIXX Security ID: 768913501
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
5. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter into and materially
amend subadvisory agreements in the future, with the approval of the Company’s board of directors/trustees, but
without obtaining shareholder approval. For For Management
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COLUMBIA U.S. GOVERNMENT MORTGAGE FUND
Ticker: RVGIX Security ID: 76931X887
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
1.01. Elect Kathleen Blatz For For Management
1.02. Elect Edward J. Boudreau, Jr. For For Management
1.03. Elect Pamela G. Carlton For For Management
1.04. Elect William P. Carmichael For For Management
1.05. Elect Patricia M. Flynn For For Management
1.06. Elect William A. Hawkins For For Management
1.07. Elect R. Glenn Hilliard For For Management
1.08. Elect Stephen R. Lewis, Jr. For For Management
1.09. Elect John F. Maher For For Management
1.10. Elect John J. Nagorniak For For Management
1.11. Elect Catherine James Paglia For For Management
1.12. Elect Leroy C. Richie For For Management
1.13. Elect Anthony M. Santomero For For Management
1.14. Elect Minor M. Shaw For For Management
1.15. Elect Alison Taunton-Rigby For For Management
1.16. Elect William F. Truscott For For Management
2. To approve a proposed amendment to the Articles of Incorporation or Declaration of Trust. For For Management
3. To approve a proposed Agreement and Plan of Redomiciling. For For Management
4. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC. For For Management
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RIVERSOURCE DISCIPLINED INTERNATIONAL EQUITY FUND
Ticker: RSDIX Security ID: 768915829
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 To approve an Agreement and Plan of Reorganization between RiverSource Disciplined International Equity Fund,
Threadneedle International Opportunity Fund, Columbia International Stock Fund, Columbia International Growth
Fund (each a “Selling Fund”) and Columbia Multi-Advisor International Equity Fund (the “Buying Fund”).
For For Management
2. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
2.01. Elect Kathleen Blatz For For Management
2.02. Elect Edward J. Boudreau, Jr. For For Management
2.03. Elect Pamela G. Carlton For For Management
2.04. Elect William P. Carmichael For For Management
2.05. Elect Patricia M. Flynn For For Management
2.06. Elect William A. Hawkins For For Management
2.07. Elect R. Glenn Hilliard For For Management
2.08. Elect Stephen R. Lewis, Jr. For For Management
2.09. Elect John F. Maher For For Management
2.10. Elect John J. Nagorniak For For Management
2.11. Elect Catherine James Paglia For For Management
2.12. Elect Leroy C. Richie For For Management
2.13. Elect Anthony M. Santomero For For Management
2.14. Elect Minor M. Shaw For For Management
2.15. Elect Alison Taunton-Rigby For For Management
2.16. Elect William F. Truscott For For Management
3 To approve the proposed amendment to the Articles of Incorporation of RiverSource International Series, Inc. to increase the maximum number of board members. For For Management
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RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND
Ticker: RCVIX Security ID: 768922874
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3. To approve an Agreement and Plan of Reorganization between RiverSource Disciplined Small Cap Value Fund (the “Selling Fund”) and Columbia Small Cap Value Fund I (the “Buying Fund”). For For Management
6. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
6.01. Elect Kathleen Blatz For For Management
6.02. Elect Edward J. Boudreau, Jr. For For Management
6.03. Elect Pamela G. Carlton For For Management
6.04. Elect William P. Carmichael For For Management
6.05. Elect Patricia M. Flynn For For Management
6.06. Elect William A. Hawkins For For Management
6.07. Elect R. Glenn Hilliard For For Management
6.08. Elect Stephen R. Lewis, Jr. For For Management
6.09. Elect John F. Maher For For Management
6.10. Elect John J. Nagorniak For For Management
6.11. Elect Catherine James Paglia For For Management
6.12. Elect Leroy C. Richie For For Management
6.13. Elect Anthony M. Santomero For For Management
6.14. Elect Minor M. Shaw For For Management
6.15. Elect Alison Taunton-Rigby For For Management
6.16. Elect William F. Truscott For For Management
7. To approve the proposed amendment to the Articles of Incorporation of RiverSource Dimensions Series, Inc. and RiverSource Managers Series, Inc. to increase the maximum number of board members. For For Management
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RIVERSOURCE REAL ESTATE FUND
Ticker: AESIX Security ID: 76931M881
Meeting Date: February 15, 2011 Meeting Type: Joint Special
Record Date: December 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
3 To approve an Agreement and Plan of Reorganization by and among RiverSource Real Estate Fund, RiverSource LaSalle Global Real Estate Fund, RiverSource LaSalle Monthly Dividend Real Estate Fund, RiverSource LaSalle International Real Estate Fund (each a “Selling Fund”) and Columbia Real Estate Equity Fund (the “Buying Fund”). For For Management
4. Elect 16 trustees to the board of trustees of the Trust, each to hold office for an indefinite term.
4.01. Elect Kathleen Blatz For For Management
4.02. Elect Edward J. Boudreau, Jr. For For Management
4.03. Elect Pamela G. Carlton For For Management
4.04. Elect William P. Carmichael For For Management
4.05. Elect Patricia M. Flynn For For Management
4.06. Elect William A. Hawkins For For Management
4.07. Elect R. Glenn Hilliard For For Management
4.08. Elect Stephen R. Lewis, Jr. For For Management
4.09. Elect John F. Maher For For Management
4.10. Elect John J. Nagorniak For For Management
4.11. Elect Catherine James Paglia For For Management
4.12. Elect Leroy C. Richie For For Management
4.13. Elect Anthony M. Santomero For For Management
4.14. Elect Minor M. Shaw For For Management
4.15. Elect Alison Taunton-Rigby For For Management
4.16. Elect William F. Truscott For For Management
5 To approve the proposed amendment to the Articles of Incorporation of RiverSource Sector Series, Inc. and RiverSource Selected Series, Inc. to increase the maximum number of board members. For For Management
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Any ballot marked ‘Abstain’ is considered to have been voted. Ballots marked ‘Abstain’ are considered to have been voted against management’s recommendation if management’s recommendation is ‘For’ or ‘Against,’ and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders ‘Abstain’ from voting on a ballot item, a ballot marked ‘For’ or ‘Against’ is considered to have been voted against management’s recommendation to ‘Abstain.’
Where management has made no recommendation on a ballot item, ‘NA’ is used to indicate that there is no management recommendation that a shareholder may vote ‘For’ or ‘Against.’
Any ballot marked as ‘Take No Action’ is neither a vote cast for or against management and ‘NA’ is used to represent this.
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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(Registrant) |
RiverSource Income Series, Inc. |
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By (Signature and Title)* |
/s/ J. Kevin Connaughton |
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J. Kevin Connaughton |
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President |
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Date: |
August 19, 2011 |
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* Print the name and title of each signing officer under his or her signature.