-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A6qA+RBBe2fPwnGJnIeMk8i7aZsVbakWB/XaC9kRHNgp3MMMRvtnw2CoAZKhKO1D szrcBRwo90WYMqBNWYgPjw== 0001068800-06-001377.txt : 20061103 0001068800-06-001377.hdr.sgml : 20061103 20061103170701 ACCESSION NUMBER: 0001068800-06-001377 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061103 DATE AS OF CHANGE: 20061103 EFFECTIVENESS DATE: 20061103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MANAGERS SERIES, INC. CENTRAL INDEX KEY: 0001137342 IRS NUMBER: 412002794 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-57852 FILM NUMBER: 061187670 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP PARTNERS SERIES INC DATE OF NAME CHANGE: 20010329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE RETIREMENT SERIES TRUST CENTRAL INDEX KEY: 0001352280 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-131683 FILM NUMBER: 061187667 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RiverSource Retirement Series Trust DATE OF NAME CHANGE: 20060206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE LARGE CAP SERIES, INC. CENTRAL INDEX KEY: 0000049702 IRS NUMBER: 410962638 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-38355 FILM NUMBER: 061187671 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH SERIES INC/MN DATE OF NAME CHANGE: 20001011 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE DIMENSIONS SERIES INC CENTRAL INDEX KEY: 0000049717 IRS NUMBER: 410940846 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-28529 FILM NUMBER: 061187681 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DIMENSIONS SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP DIMENSIONS SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP NEW DIMENSIONS FUND INC /MN/ DATE OF NAME CHANGE: 20000417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INVESTMENT SERIES, INC. CENTRAL INDEX KEY: 0000052347 IRS NUMBER: 410839315 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-11328 FILM NUMBER: 061187672 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INVESTMENT SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS INVESTMENT SERIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS MUTUAL INC/NEW DATE OF NAME CHANGE: 19911124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INCOME SERIES, INC. CENTRAL INDEX KEY: 0000052407 IRS NUMBER: 410839316 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-10700 FILM NUMBER: 061187675 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP SELECTIVE FUND INC /MN/ DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS SELECTIVE FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE EQUITY SERIES INC CENTRAL INDEX KEY: 0000052445 IRS NUMBER: 410839318 STATE OF INCORPORATION: MN FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-13188 FILM NUMBER: 061187679 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE EQUITY SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP EQUITY SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP EQUITY SELECT FUND INC DATE OF NAME CHANGE: 19991124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE TAX-EXEMPT SERIES INC CENTRAL INDEX KEY: 0000202159 IRS NUMBER: 411284051 STATE OF INCORPORATION: MN FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-57328 FILM NUMBER: 061187659 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP TAX-EXEMPT SERIES INC DATE OF NAME CHANGE: 20000127 FORMER COMPANY: FORMER CONFORMED NAME: IDS TAX EXEMPT BOND FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS MUNICIPAL BOND FUND INC DATE OF NAME CHANGE: 19770201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE TAX-EXEMPT INCOME SERIES, INC. CENTRAL INDEX KEY: 0000310187 IRS NUMBER: 411347174 STATE OF INCORPORATION: MN FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-63552 FILM NUMBER: 061187661 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD TAX-EXEMPT SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD TAX-EXEMPT FUND DATE OF NAME CHANGE: 20000406 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD TAX EXEMPT FUND DATE OF NAME CHANGE: 20000327 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE TAX-EXEMPT MONEY MARKET SERIES, INC. CENTRAL INDEX KEY: 0000315524 IRS NUMBER: 411374828 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-66868 FILM NUMBER: 061187660 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSROUCE TAX-EXEMPT MONEY MARKET SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP TAX-FREE MONEY SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP TAX-FREE MONEY FUND INC DATE OF NAME CHANGE: 20000225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE BOND SERIES INC CENTRAL INDEX KEY: 0000352663 IRS NUMBER: 411399805 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-72174 FILM NUMBER: 061187658 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DISCOVERY SERIES INC DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DISCOVERY SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP DISCOVERY SERIES INC DATE OF NAME CHANGE: 20021118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE HIGH YIELD INCOME SERIES, INC. CENTRAL INDEX KEY: 0000728374 IRS NUMBER: 411458705 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-86637 FILM NUMBER: 061187676 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP EXTRA INCOME FUND INC/MN DATE OF NAME CHANGE: 20000825 FORMER COMPANY: FORMER CONFORMED NAME: IDS EXTRA INCOME FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE STRATEGY SERIES, INC. CENTRAL INDEX KEY: 0000740146 IRS NUMBER: 416287631 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-89288 FILM NUMBER: 061187662 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP STRATEGY SERIES INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS STRATEGY FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INTERNATIONAL SERIES, INC. CENTRAL INDEX KEY: 0000750022 IRS NUMBER: 411493320 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-92309 FILM NUMBER: 061187673 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INTERNATIONAL SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP INTERNATIONAL FUND INC DATE OF NAME CHANGE: 19991227 FORMER COMPANY: FORMER CONFORMED NAME: IDS INTERNATIONAL FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. CENTRAL INDEX KEY: 0000755221 IRS NUMBER: 411503589 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-93801 FILM NUMBER: 061187663 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MANAGED SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS MANAGED RETIREMENT FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SELECTED SERIES, INC. CENTRAL INDEX KEY: 0000755222 IRS NUMBER: 411503588 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-93745 FILM NUMBER: 061187665 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SELECTED SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP PRECIOUS METALS FUND INC DATE OF NAME CHANGE: 19991126 FORMER COMPANY: FORMER CONFORMED NAME: IDS PRECIOUS METALS FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GOVERNMENT INCOME SERIES INC CENTRAL INDEX KEY: 0000764802 IRS NUMBER: 412021315 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-96512 FILM NUMBER: 061187677 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GOVERNMENT INCOME SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GOVERNMENT INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP FEDERAL INCOME FUND INC /MN/ DATE OF NAME CHANGE: 20000829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE CALIFORNIA TAX-EXEMPT TRUST CENTRAL INDEX KEY: 0000792717 IRS NUMBER: 411560213 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-05103 FILM NUMBER: 061187682 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP CALIFORNIA TAX-EXEMPT TRUST DATE OF NAME CHANGE: 19990628 FORMER COMPANY: FORMER CONFORMED NAME: IDS CALIFORNIA TAX EXEMPT TRUST DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SECTOR SERIES, INC. CENTRAL INDEX KEY: 0000831025 IRS NUMBER: 411610263 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-20872 FILM NUMBER: 061187666 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SECTOR SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP UTILITIES INCOME FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS UTILITIES INCOME FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC CENTRAL INDEX KEY: 0000842918 IRS NUMBER: 411850486 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-25824 FILM NUMBER: 061187678 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GLOBAL SERIES INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: IDS GLOBAL SERIES INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MARKET ADVANTAGE SERIES, INC. CENTRAL INDEX KEY: 0000854669 IRS NUMBER: 411946880 STATE OF INCORPORATION: MN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-30770 FILM NUMBER: 061187669 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MARKET ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS MARKET ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS INDEX ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19900201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE DIVERSIFIED INCOME SERIES INC CENTRAL INDEX KEY: 0000049697 IRS NUMBER: 411237361 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-51586 FILM NUMBER: 061187680 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DIVERSIFIED INCOME SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP FIXED INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP BOND FUND INC DATE OF NAME CHANGE: 20000829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MONEY MARKET SERIES, INC. CENTRAL INDEX KEY: 0000049698 IRS NUMBER: 411254759 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-54516 FILM NUMBER: 061187668 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MONEY MARKET SERIES INC DATE OF NAME CHANGE: 20000823 FORMER COMPANY: FORMER CONFORMED NAME: IDS MONEY MARKET SERIES INC DATE OF NAME CHANGE: 19920917 FORMER COMPANY: FORMER CONFORMED NAME: IDS CASH MANAGEMENT FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SPECIAL TAX-EXEMPT SERIES TRUST CENTRAL INDEX KEY: 0000792719 IRS NUMBER: 416290232 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-05102 FILM NUMBER: 061187664 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SPECIAL TAX-EXEMPT SERIES TRUST DATE OF NAME CHANGE: 19990628 FORMER COMPANY: FORMER CONFORMED NAME: IDS SPECIAL TAX EXEMPT SERIES TRUST DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INTERNATIONAL MANAGERS SERIES, INC. CENTRAL INDEX KEY: 0001140531 IRS NUMBER: 412009895 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-64010 FILM NUMBER: 061187674 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP PARTNERS INTERNATIONAL SERIES INC DATE OF NAME CHANGE: 20010514 0000049697 S000003362 RiverSource Diversified Bond Fund C000009231 RiverSource Diversified Bond Fund Class I RDBIX C000009232 RiverSource Diversified Bond Fund Class A INBNX C000009233 RiverSource Diversified Bond Fund Class B ININX C000009234 RiverSource Diversified Bond Fund Class C AXBCX C000009235 RiverSource Diversified Bond Fund Class Y IDBYX 0000049698 S000003359 RiverSource Cash Management Fund C000009208 RiverSource Cash Management Fund Class C C000009209 RiverSource Cash Management Fund Class I RCIXX C000009210 RiverSource Cash Management Fund Class A IDSXX C000009211 RiverSource Cash Management Fund Class B ACBXX C000009212 RiverSource Cash Management Fund Class Y IDYXX 0000049702 S000003287 RiverSource Disciplined Equity Fund C000008741 RiverSource Disciplined Equity Fund Class B AQEBX C000008742 RiverSource Disciplined Equity Fund Class C C000008743 RiverSource Disciplined Equity Fund Class Y RQEYX C000008744 RiverSource Disciplined Equity Fund Class A AQEAX C000008745 RiverSource Disciplined Equity Fund Class I ALEIX 0000049702 S000003288 RiverSource Growth Fund C000008746 RiverSource Growth Fund Class A INIDX C000008747 RiverSource Growth Fund Class B IGRBX C000008748 RiverSource Growth Fund Class C AXGCX C000008749 RiverSource Growth Fund Class I AGWIX C000008750 RiverSource Growth Fund Class Y IGRYX 0000049702 S000003289 RiverSource Large Cap Equity Fund C000008751 RiverSource Large Cap Equity Fund Class I ALRIX C000008752 RiverSource Large Cap Equity Fund Class A ALEAX C000008753 RiverSource Large Cap Equity Fund Class B ALEBX C000008754 RiverSource Large Cap Equity Fund Class C ARQCX C000008755 RiverSource Large Cap Equity Fund Class Y ALEYX 0000049702 S000003290 RiverSource Large Cap Value Fund C000008756 RiverSource Large Cap Value Fund Class C C000008757 RiverSource Large Cap Value Fund Class Y C000008758 RiverSource Large Cap Value Fund Class A ALVAX C000008759 RiverSource Large Cap Value Fund Class B ALVBX C000008760 RiverSource Large Cap Value Fund Class I ALCIX 0000049717 S000003459 RiverSource Disciplined Small Cap Value Fund C000009585 RiverSource Disciplined Small Cap Value Fund Class A C000009586 RiverSource Disciplined Small Cap Value Fund Class B C000009587 RiverSource Disciplined Small Cap Value Fund Class C C000009588 RiverSource Disciplined Small Cap Value Fund Class I C000009589 RiverSource Disciplined Small Cap Value Fund Class Y 0000049717 S000011670 RiverSource Disciplined Small and Mid Cap Equity Fund C000032029 RiverSource Disciplined Small and Mid Cap Equity Fund Class A C000032030 RiverSource Disciplined Small and Mid Cap Equity Fund Class B C000032031 RiverSource Disciplined Small and Mid Cap Equity Fund Class C C000032032 RiverSource Disciplined Small and Mid Cap Equity Fund Class I C000032033 RiverSource Disciplined Small and Mid Cap Equity Fund Class Y 0000052347 S000003395 RiverSource Balanced Fund C000009327 RiverSource Balanced Fund Class C C000009328 RiverSource Balanced Fund Class A INMUX C000009329 RiverSource Balanced Fund Class B IDMBX C000009330 RiverSource Balanced Fund Class Y IDMYX 0000052347 S000003396 RiverSource Diversified Equity Income Fund C000009331 RiverSource Diversified Equity Income Fund Class A INDZX C000009332 RiverSource Diversified Equity Income Fund Class B IDEBX C000009333 RiverSource Diversified Equity Income Fund Class C ADECX C000009334 RiverSource Diversified Equity Income Fund Class I ADIIX C000009335 RiverSource Diversified Equity Income Fund Class Y IDQYX 0000052347 S000003397 RiverSource Mid Cap Value Fund C000009336 RiverSource Mid Cap Value Fund Class I C000009337 RiverSource Mid Cap Value Fund Class Y RMCVX C000009338 RiverSource Mid Cap Value Fund Class A AMVAX C000009339 RiverSource Mid Cap Value Fund Class B AMVBX C000009340 RiverSource Mid Cap Value Fund Class C AMVCX 0000052407 S000003435 RiverSource Income Builder Basic Income Fund C000009499 RiverSource Income Builder Basic Income Fund Class A RBBAX C000009500 RiverSource Income Builder Basic Income Fund Class B C000009501 RiverSource Income Builder Basic Income Fund Class C C000009502 RiverSource Income Builder Basic Income Fund Class Y 0000052407 S000003436 RiverSource Income Builder Moderate Income Fund C000009503 RiverSource Income Builder Moderate Income Fund Class A RSMAX C000009504 RiverSource Income Builder Moderate Income Fund Class B RSMBX C000009505 RiverSource Income Builder Moderate Income Fund Class C C000009506 RiverSource Income Builder Moderate Income Fund Class Y 0000052407 S000003437 RiverSource Income Builder Enhanced Income Fund C000009507 RiverSource Income Builder Enhanced Income Fund Class A RSBAX C000009508 RiverSource Income Builder Enhanced Income Fund Class B C000009509 RiverSource Income Builder Enhanced Income Fund Class C C000009510 RiverSource Income Builder Enhanced Income Fund Class Y 0000052445 S000003417 RiverSource Mid Cap Growth Fund C000009448 RiverSource Mid Cap Growth Fund Class I AQUIX C000009449 RiverSource Mid Cap Growth Fund Class A INVPX C000009450 RiverSource Mid Cap Growth Fund Class B IDQBX C000009451 RiverSource Mid Cap Growth Fund Class C AESCX C000009452 RiverSource Mid Cap Growth Fund Class Y IESYX 0000202159 S000003410 RiverSource Intermediate Tax-Exempt Fund C000009419 RiverSource Intermediate Tax-Exempt Fund Class C C000009420 RiverSource Intermediate Tax-Exempt Fund Class Y C000009421 RiverSource Intermediate Tax-Exempt Fund Class A INFAX C000009422 RiverSource Intermediate Tax-Exempt Fund Class B INFBX 0000202159 S000003411 RiverSource Tax-Exempt Bond Fund C000009423 RiverSource Tax-Exempt Bond Fund Class C C000009424 RiverSource Tax-Exempt Bond Fund Class Y C000009425 RiverSource Tax-Exempt Bond Fund Class A INTAX C000009426 RiverSource Tax-Exempt Bond Fund Class B ITEBX 0000310187 S000003418 RiverSource Tax-Exempt High Income Fund C000009453 RiverSource Tax-Exempt High Income Fund Class Y C000009454 RiverSource Tax-Exempt High Income Fund Class A INHYX C000009455 RiverSource Tax-Exempt High Income Fund Class B IHYBX C000009456 RiverSource Tax-Exempt High Income Fund Class C AHECX 0000315524 S000003407 RiverSource Tax-Exempt Money Market Fund C000009408 RiverSource Tax-Exempt Money Market Fund ITFXX 0000352663 S000003454 RiverSource Core Bond Fund C000009560 RiverSource Core Bond Fund Class B ABOBX C000009561 RiverSource Core Bond Fund Class C C000009562 RiverSource Core Bond Fund Class Y C000009563 RiverSource Core Bond Fund Class A ACBAX C000009564 RiverSource Core Bond Fund Class I ABDIX 0000352663 S000003456 RiverSource Income Opportunities Fund C000009570 RiverSource Income Opportunities Fund Class C C000009571 RiverSource Income Opportunities Fund Class Y C000009572 RiverSource Income Opportunities Fund Class A AIOAX C000009573 RiverSource Income Opportunities Fund Class B AIOBX C000009574 RiverSource Income Opportunities Fund Class I AOPIX 0000352663 S000003457 RiverSource Inflation Protected Securities Fund C000009575 RiverSource Inflation Protected Securities Fund Class B C000009576 RiverSource Inflation Protected Securities Fund Class I C000009577 RiverSource Inflation Protected Securities Fund Class Y C000009578 RiverSource Inflation Protected Securities Fund Class A APSAX C000009579 RiverSource Inflation Protected Securities Fund Class C AIPIX 0000352663 S000003458 RiverSource Limited Duration Bond Fund C000009580 RiverSource Limited Duration Bond Fund Class C C000009581 RiverSource Limited Duration Bond Fund Class Y C000009582 RiverSource Limited Duration Bond Fund Class A ALDAX C000009583 RiverSource Limited Duration Bond Fund Class B ALDBX C000009584 RiverSource Limited Duration Bond Fund Class I ALDIX 0000352663 S000007869 RiverSource Floating Rate Fund C000021402 RiverSource Floating Rate Fund Class A RFRAX C000021403 RiverSource Floating Rate Fund Class B C000021404 RiverSource Floating Rate Fund Class C C000021405 RiverSource Floating Rate Fund Class I RFRIX C000021406 RiverSource Floating Rate Fund Class Y 0000728374 S000003310 RiverSource High Yield Bond Fund C000008855 RiverSource High Yield Bond Fund Class I RSHIX C000008856 RiverSource High Yield Bond Fund Class Y C000008857 RiverSource High Yield Bond Fund Class A INEAX C000008858 RiverSource High Yield Bond Fund Class B IEIBX C000008859 RiverSource High Yield Bond Fund Class C APECX 0000740146 S000003300 RiverSource Equity Value Fund C000008795 RiverSource Equity Value Fund Class C C000008796 RiverSource Equity Value Fund Class I C000008797 RiverSource Equity Value Fund Class A IEVAX C000008798 RiverSource Equity Value Fund Class B INEGX C000008799 RiverSource Equity Value Fund Class Y AEVYX 0000740146 S000003301 RiverSource Small Cap Growth Fund C000008800 RiverSource Small Cap Growth Fund Class I C000008801 RiverSource Small Cap Growth Fund Class Y C000008802 RiverSource Small Cap Growth Fund Class A AXSCX C000008803 RiverSource Small Cap Growth Fund Class B ASGBX C000008804 RiverSource Small Cap Growth Fund Class C APRCX 0000740146 S000003302 RiverSource Small Cap Advantage Fund C000008805 RiverSource Small Cap Advantage Fund Class I C000008806 RiverSource Small Cap Advantage Fund Class Y C000008807 RiverSource Small Cap Advantage Fund Class A ASAAX C000008808 RiverSource Small Cap Advantage Fund Class B ASABX C000008809 RiverSource Small Cap Advantage Fund Class C ADVCX 0000750022 S000003408 RiverSource European Equity Fund C000009409 RiverSource European Equity Fund Class C C000009410 RiverSource European Equity Fund Class I C000009411 RiverSource European Equity Fund Class Y C000009412 RiverSource European Equity Fund Class A AXEAX C000009413 RiverSource European Equity Fund Class B AEEBX 0000750022 S000003409 RiverSource International Opportunity Fund C000009414 RiverSource International Opportunity Fund Class C C000009415 RiverSource International Opportunity Fund Class I ATNIX C000009416 RiverSource International Opportunity Fund Class A INIFX C000009417 RiverSource International Opportunity Fund Class B IWWGX C000009418 RiverSource International Opportunity Fund Class Y IDIYX 0000750022 S000011669 RiverSource Disciplined International Equity Fund C000032024 RiverSource Disciplined International Equity Fund Class A C000032025 RiverSource Disciplined International Equity Fund Class B C000032026 RiverSource Disciplined International Equity Fund Class C C000032027 RiverSource Disciplined International Equity Fund Class I RSDIX C000032028 RiverSource Disciplined International Fund Equity Class Y 0000755221 S000003404 RiverSource Strategic Allocation Fund C000009395 RiverSource Strategic Allocation Fund Class C RSCCX C000009396 RiverSource Strategic Allocation Fund Class A IMRFX C000009397 RiverSource Strategic Allocation Fund Class B IMRBX C000009398 RiverSource Strategic Allocation Fund Class Y IDRYX C000039563 RiverSource Strategic Allocation Fund Class I 0000755222 S000003299 RiverSource Precious Metals and Mining Fund C000008790 RiverSource Precious Metals and Mining Fund Class C C000008791 RiverSource Precious Metals and Mining Fund Class I C000008792 RiverSource Precious Metals and Mining Fund Class Y AEVYX C000008793 RiverSource Precious Metals and Mining Fund Class A INPMX C000008794 RiverSource Precious Metals and Mining Fund Class B INPBX 0000764802 S000003306 RiverSource Short Duration U.S. Government Fund C000008827 RiverSource Short Duration U.S. Government Fund Class I AGMIX C000008828 RiverSource Short Duration U.S. Government Fund Class A IFINX C000008829 RiverSource Short Duration U.S. Government Fund Class B ISHOX C000008830 RiverSource Short Duration U.S. Government Fund Class C AXFCX C000008831 RiverSource Short Duration U.S. Government Fund Class Y IDFYX 0000764802 S000003307 RiverSource U.S. Government Mortgage Fund C000008832 RiverSource U.S. Government Mortgage Fund Class I C000008833 RiverSource U.S. Government Mortgage Fund Class Y RSGYX C000008834 RiverSource U.S. Government Mortgage Fund Class A AUGAX C000008835 RiverSource U.S. Government Mortgage Fund Class B AUGBX C000008836 RiverSource U.S. Government Mortgage Fund Class C AUGCX 0000792717 S000003336 RiverSource California Tax-Exempt Fund C000009057 RiverSource California Tax-Exempt Fund Class C C000009058 RiverSource California Tax-Exempt Fund Class A ICALX C000009059 RiverSource California Tax-Exempt Fund Class B ACABX 0000792719 S000003349 RiverSource Massachussetts Tax-Exempt Fund C000009155 RiverSource Massachussetts Tax-Exempt Fund Class C C000009156 RiverSource Massachussetts Tax-Exempt Fund Class A IDMAX C000009157 RiverSource Massachussetts Tax-Exempt Fund Class B AXMBX 0000792719 S000003350 RiverSource Michigan Tax-Exempt Fund C000009158 RiverSource Michigan Tax-Exempt Fund Class B C000009159 RiverSource Michigan Tax-Exempt Fund Class C C000009160 RiverSource Michigan Tax-Exempt Fund Class A INMIX 0000792719 S000003351 RiverSource Minnesota Tax-Exempt Fund C000009161 RiverSource Minnesota Tax-Exempt Fund Class C C000009162 RiverSource Minnesota Tax-Exempt Fund Class A IMNTX C000009163 RiverSource Minnesota Tax-Exempt Fund Class B IDSMX 0000792719 S000003352 RiverSource New York Tax-Exempt Fund C000009164 RiverSource New York Tax-Exempt Fund Class B C000009165 RiverSource New York Tax-Exempt Fund Class C C000009166 RiverSource New York Tax-Exempt Fund Class A INYKX 0000792719 S000003353 RiverSource Ohio Tax-Exempt Fund C000009167 RiverSource Ohio Tax-Exempt Fund Class B C000009168 RiverSource Ohio Tax-Exempt Fund Class C C000009169 RiverSource Ohio Tax-Exempt Fund Class A IOHIX 0000831025 S000003340 RiverSource Dividend Opportunity Fund C000009087 RiverSource Dividend Opportunity Fund Class I RSOIX C000009088 RiverSource Dividend Opportunity Fund Class Y C000009089 RiverSource Dividend Opportunity Fund Class A INUTX C000009090 RiverSource Dividend Opportunity Fund Class B IUTBX C000009091 RiverSource Dividend Opportunity Fund Class C ACUIX 0000831025 S000003341 RiverSource Real Estate Fund C000009092 RiverSource Real Estate Fund Class C C000009093 RiverSource Real Estate Fund Class Y C000009094 RiverSource Real Estate Fund Class A ARLAX C000009095 RiverSource Real Estate Fund Class B AESBX C000009096 RiverSource Real Estate Fund Class I AESIX 0000842918 S000003513 RiverSource Emerging Markets Fund C000009724 RiverSource Emerging Markets Fund Class C C000009725 RiverSource Emerging Markets Fund Class I C000009726 RiverSource Emerging Markets Fund Class Y C000009727 RiverSource Emerging Markets Fund Class A IDEAX C000009728 RiverSource Emerging Markets Fund Class B IEMBX 0000842918 S000003514 RiverSource Emerging Markets Bond Fund C000009729 RiverSource Emerging Markets Bond Fund Class A C000009730 RiverSource Emerging Markets Bond Fund Class B C000009731 RiverSource Emerging Markets Bond Fund Class C C000009732 RiverSource Emerging Markets Bond Fund Class I RSMIX C000009733 RiverSource Emerging Markets Bond Fund Class Y 0000842918 S000003516 RiverSource Global Bond Fund C000009738 RiverSource Global Bond Fund Class Y C000009739 RiverSource Global Bond Fund Class A IGBFX C000009740 RiverSource Global Bond Fund Class B IGLOX C000009741 RiverSource Global Bond Fund Class C AGBCX C000009742 RiverSource Global Bond Fund Class I AGBIX 0000842918 S000003517 RiverSource Global Equity Fund C000009743 RiverSource Global Equity Fund Class C C000009744 RiverSource Global Equity Fund Class A IGLGX C000009745 RiverSource Global Equity Fund Class B IDGBX C000009746 RiverSource Global Equity Fund Class Y IDGYX 0000842918 S000003518 RiverSource Global Technology Fund C000009747 RiverSource Global Technology Fund Class I C000009748 RiverSource Global Technology Fund Class Y C000009749 RiverSource Global Technology Fund Class A AXIAX C000009750 RiverSource Global Technology Fund Class B INVBX C000009751 RiverSource Global Technology Fund Class C AXICX 0000842918 S000007870 RiverSource Absolute Return Currency and Income Fund C000021407 RiverSource Absolute Return Currency and Income Fund Class A C000021408 RiverSource Absolute Return Currency and Income Fund Class B C000021409 RiverSource Absolute Return Currency and Income Fund Class C C000021410 RiverSource Absolute Return Currency and Income Fund Class I C000021411 RiverSource Absolute Return Currency and Income Fund Class Y 0000854669 S000003291 RiverSource Portfolio Builder - Conservative Fund C000008761 RiverSource Portfolio Builder - Conservative Fund Class C C000008762 RiverSource Portfolio Builder - Conservative Fund Class Y C000008763 RiverSource Portfolio Builder - Conservative Fund Class A ABDAX C000008764 RiverSource Portfolio Builder - Conservative Fund Class B ABBDX 0000854669 S000003292 RiverSource Portfolio Builder - Moderate Conservative Fund C000008765 RiverSource Portfolio Builder - Moderate Conservative Fund Class C C000008766 RiverSource Portfolio Builder - Moderate Conservative Fund Class Y C000008767 RiverSource Portfolio Builder - Moderate Conservative Fund Class A AUCAX C000008768 RiverSource Portfolio Builder - Moderate Conservative Fund Class B AMDBX 0000854669 S000003293 RiverSource Portfolio Builder - Moderate Fund C000008769 RiverSource Portfolio Builder - Moderate Fund Class C AMTCX C000008770 RiverSource Portfolio Builder - Moderate Fund Class Y C000008771 RiverSource Portfolio Builder - Moderate Fund Class A ABUAX C000008772 RiverSource Portfolio Builder - Moderate Fund Class B AURBX 0000854669 S000003294 RiverSource Portfolio Builder - Moderate Aggressive Fund C000008773 RiverSource Portfolio Builder - Moderate Aggressive Fund Class C AGECX C000008774 RiverSource Portfolio Builder - Moderate Aggressive Fund Class Y C000008775 RiverSource Portfolio Builder - Moderate Aggressive Fund Class A AXMAX C000008776 RiverSource Portfolio Builder - Moderate Aggressive Fund Class B ABMBX 0000854669 S000003295 RiverSource Portfolio Builder - Aggressive Fund C000008777 RiverSource Portfolio Builder - Aggressive Fund Class C RBGCX C000008778 RiverSource Portfolio Builder - Aggressive Fund Class Y C000008779 RiverSource Portfolio Builder - Aggressive Fund Class A AXBAX C000008780 RiverSource Portfolio Builder - Aggressive Fund Class B AXPBX 0000854669 S000003296 RiverSource Portfolio Builder - Total Equity Fund C000008781 RiverSource Portfolio Builder - Total Equity Fund Class C RBICX C000008782 RiverSource Portfolio Builder - Total Equity Fund Class Y C000008783 RiverSource Portfolio Builder - Total Equity Fund Class A AXTAX C000008784 RiverSource Portfolio Builder - Total Equity Fund Class B AXTBX 0000854669 S000003297 RiverSource S&P 500 Index Fund C000008785 RiverSource S&P 500 Index Fund Class D ADIDX C000008786 RiverSource S&P 500 Index Fund Class E ADIEX 0000854669 S000003298 RiverSource Small Company Index Fund C000008787 RiverSource Small Company Index Fund Class A ISIAX C000008788 RiverSource Small Company Index Fund Class B ISIBX C000008789 RiverSource Small Company Index Fund Class Y ISCYX 0001137342 S000003328 RiverSource Aggressive Growth Fund C000009013 RiverSource Aggressive Growth Fund Class C C000009014 RiverSource Aggressive Growth Fund Class I C000009015 RiverSource Aggressive Growth Fund Class A ASGFX C000009016 RiverSource Aggressive Growth Fund Class B ARGBX C000009017 RiverSource Aggressive Growth Fund Class Y 0001137342 S000003329 RiverSource Fundamental Growth Fund C000009018 RiverSource Fundamental Growth Fund Class B C000009019 RiverSource Fundamental Growth Fund Class C C000009020 RiverSource Fundamental Growth Fund Class Y C000009021 RiverSource Fundamental Growth Fund Class A AXPAX C000009022 RiverSource Fundamental Growth Fund Class I APGIX 0001137342 S000003330 RiverSource Fundamental Value Fund C000009023 RiverSource Fundamental Value Fund Class Y C000009024 RiverSource Fundamental Value Fund Class A AFVAX C000009025 RiverSource Fundamental Value Fund Class B AFVBX C000009026 RiverSource Fundamental Value Fund Class C AFVCX C000009027 RiverSource Fundamental Value Fund Class I AFVIX 0001137342 S000003331 RiverSource Select Value Fund C000009028 RiverSource Select Value Fund Class I C000009029 RiverSource Select Value Fund Class Y C000009030 RiverSource Select Value Fund Class A AXVAX C000009031 RiverSource Select Value Fund Class B AXVBX C000009032 RiverSource Select Value Fund Class C ACSVX 0001137342 S000003332 RiverSource Small Cap Equity Fund C000009033 RiverSource Small Cap Equity Fund Class C C000009034 RiverSource Small Cap Equity Fund Class I C000009035 RiverSource Small Cap Equity Fund Class Y C000009036 RiverSource Small Cap Equity Fund Class A AXSAX C000009037 RiverSource Small Cap Equity Fund Class B AXSBX 0001137342 S000003333 RiverSource Small Cap Value Fund C000009038 RiverSource Small Cap Value Fund Class I C000009039 RiverSource Small Cap Value Fund Class Y C000009040 RiverSource Small Cap Value Fund Class A ASVAX C000009041 RiverSource Small Cap Value Fund Class B ASVBX C000009042 RiverSource Small Cap Value Fund Class C APVCX 0001137342 S000003334 RiverSource Value Fund C000009043 RiverSource Value Fund Class Y C000009044 RiverSource Value Fund Class A AVLAX C000009045 RiverSource Value Fund Class B AVFBX C000009046 RiverSource Value Fund Class C AVUCX C000009047 RiverSource Value Fund Class I AUEIX 0001140531 S000003412 RiverSource International Aggressive Growth Fund C000009427 RiverSource International Aggressive Growth Fund Class C C000009428 RiverSource International Aggressive Growth Fund Class Y C000009429 RiverSource International Aggressive Growth Fund Class A AXGAX C000009430 RiverSource International Aggressive Growth Fund Class B APIBX C000009431 RiverSource International Aggressive Growth Fund Class I AIGGX 0001140531 S000003413 RiverSource International Equity Fund C000009432 RiverSource International Equity Fund Class C C000009433 RiverSource International Equity Fund Class I AILIX C000009434 RiverSource International Equity Fund Class Y C000009435 RiverSource International Equity Fund Class A AAICX C000009436 RiverSource International Equity Fund Class B APCBX 0001140531 S000003414 RiverSource International Select Value Fund C000009437 RiverSource International Select Value Fund Class Y C000009438 RiverSource International Select Value Fund Class A APIAX C000009439 RiverSource International Select Value Fund Class B AXIBX C000009440 RiverSource International Select Value Fund Class C APICX C000009441 RiverSource International Select Value Fund Class I APRIX 0001140531 S000003415 RiverSource International Small Cap Fund C000009442 RiverSource International Small Cap Fund Class C C000009443 RiverSource International Small Cap Fund Class I C000009444 RiverSource International Small Cap Fund Class Y C000009445 RiverSource International Small Cap Fund Class A AISCX C000009446 RiverSource International Small Cap Fund Class B APNBX 0001352280 S000011354 RiverSource Retirement Plus Fund - 2010 C000031460 RiverSource Retirement Plus Fund - 2010 Class A C000031461 RiverSource Retirement Plus Fund - 2010 Class Y 0001352280 S000011355 RiverSource Retirement Plus Fund - 2015 C000031462 RiverSource Retirement Plus Fund - 2015 Class A C000031463 RiverSource Retirement Plus Fund - 2015 Class Y 0001352280 S000011356 RiverSource Retirement Plus Fund - 2020 C000031464 RiverSource Retirement Plus Fund - 2020 Class A C000031465 RiverSource Retirement Plus Fund - 2020 Class Y 0001352280 S000011357 RiverSource Retirement Plus Fund - 2025 C000031466 RiverSource Retirement Plus Fund - 2025 Class A C000031467 RiverSource Retirement Plus Fund - 2025 Class Y 0001352280 S000011358 RiverSource Retirement Plus Fund - 2030 C000031468 RiverSource Retirement Plus Fund - 2030 Class Y RPTYX C000031469 RiverSource Retirement Plus Fund - 2030 Class A 0001352280 S000011359 RiverSource Retirement Plus Fund - 2035 C000031470 RiverSource Retirement Plus Fund - 2035 Class A C000031471 RiverSource Retirement Plus Fund - 2035 Class Y RPOYX 0001352280 S000011360 RiverSource Retirement Plus Fund - 2040 C000031472 RiverSource Retirement Plus Fund - 2040 Class A C000031473 RiverSource Retirement Plus Fund - 2040 Class Y RPFYX 0001352280 S000011361 RiverSource Retirement Plus Fund - 2045 C000031474 RiverSource Retirement Plus Fund - 2045 Class A C000031475 RiverSource Retirement Plus Fund - 2045 Class Y 497 1 s6500-11a.txt RIVERSOURCE MUTUAL FUNDS SAI RIVERSOURCE [LOGO](SM) INVESTMENTS - ------------------------------------------------------------------------------- STATEMENT OF ADDITIONAL INFORMATION SUPPLEMENT - NOV. 3, 2006* - ------------------------------------------------------------------------------- RiverSource(SM) funds (Oct. 30, 2006) S-6500 N FUNDS RiverSource Absolute Return Currency and Income Fund RiverSource Aggressive Growth Fund RiverSource Balanced Fund RiverSource California Tax-Exempt Fund RiverSource Cash Management Fund RiverSource Core Bond Fund RiverSource Disciplined Equity Fund RiverSource Disciplined International Equity Fund RiverSource Disciplined Small and Mid Cap Equity Fund RiverSource Disciplined Small Cap Value Fund RiverSource Diversified Bond Fund RiverSource Diversified Equity Income Fund RiverSource Dividend Opportunity Fund RiverSource Emerging Markets Bond Fund RiverSource Emerging Markets Fund RiverSource Equity Value Fund RiverSource European Equity Fund RiverSource Floating Rate Fund RiverSource Fundamental Growth Fund RiverSource Fundamental Value Fund RiverSource Global Bond Fund RiverSource Global Equity Fund RiverSource Global Technology Fund RiverSource Growth Fund RiverSource High Yield Bond Fund RiverSource Income Builder Basic Income Fund RiverSource Income Builder Enhanced Income Fund RiverSource Income Builder Moderate Income Fund RiverSource Income Opportunities Fund RiverSource Inflation Protected Securities Fund RiverSource Intermediate Tax-Exempt Fund RiverSource International Aggressive Growth Fund RiverSource International Equity Fund RiverSource International Opportunity Fund RiverSource International Select Value Fund RiverSource International Small Cap Fund RiverSource Large Cap Equity Fund RiverSource Large Cap Value Fund RiverSource Limited Duration Bond Fund RiverSource Massachusetts Tax-Exempt Fund RiverSource Michigan Tax-Exempt Fund RiverSource Mid Cap Growth Fund RiverSource Mid Cap Value Fund RiverSource Minnesota Tax-Exempt Fund RiverSource New York Tax-Exempt Fund RiverSource Ohio Tax-Exempt Fund RiverSource Portfolio Builder Aggressive Fund RiverSource Portfolio Builder Conservative Fund RiverSource Portfolio Builder Moderate Aggressive Fund RiverSource Portfolio Builder Moderate Conservative Fund RiverSource Portfolio Builder Moderate Fund RiverSource Portfolio Builder Total Equity Fund RiverSource Precious Metals Fund RiverSource Real Estate Fund RiverSource Retirement Plus 2010 Fund RiverSource Retirement Plus 2015 Fund RiverSource Retirement Plus 2020 Fund RiverSource Retirement Plus 2025 Fund RiverSource Retirement Plus 2030 Fund RiverSource Retirement Plus 2035 Fund RiverSource Retirement Plus 2040 Fund RiverSource Retirement Plus 2045 Fund RiverSource S&P 500 Index Fund RiverSource Select Value Fund RiverSource Short Duration U.S. Government Fund RiverSource Small Cap Advantage Fund RiverSource Small Cap Equity Fund RiverSource Small Cap Growth Fund RiverSource Small Cap Value Fund RiverSource Small Company Index Fund RiverSource Strategic Allocation Fund RiverSource Tax-Exempt Bond Fund RiverSource Tax-Exempt High Income Fund RiverSource Tax-Exempt Money Market Fund RiverSource U.S. Government Mortgage Fund RiverSource Value Fund References to "Fund" throughout this supplement refer to the foregoing individual funds, singularly or collectively as the context requires. S-6500-11 A (11/06) *Valid until next update Destroy Nov. 29, 2006 Effective Sept. 14, 2006, Table 3. Nonfundamental Policies, was revised as follows to delete the policy limiting investment in investment companies as a nonfundamental policy: TABLE 3. NONFUNDAMENTAL POLICIES The following are guidelines that may be changed by the Board at any time:
- ----------------------------------------------------------------------------------------------------------------------------------- A B C D E F G H I J K ILLIQUID MONEY DEPOSIT SECU- MARGIN, MARKET INVESTING FOREIGN DEBT TAX- EQUITY INVEST DIVER- ON RITIES; SELLING SECU- TO CONTROL SECU- SECU- EXEMPT SECU- WHILE SIFI- FUND FUTURES BULLION SHORT RITIES OR MANAGE RITIES RITIES SECURITIES RITIES BORROWING CATION - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Absolute Return A1 B2 E1 J1 Currency and Income - ------------------------------------------------------------------------------------------------------------------------------------ Aggressive Growth A1 B2 C6 D1 E1 F1-15% G9 - ------------------------------------------------------------------------------------------------------------------------------------ Balanced A1 B2 C3 D1 E1 F1-25% - ------------------------------------------------------------------------------------------------------------------------------------ California Tax-Exempt A1 B4 C5 G16 H1, H4, H6 - ------------------------------------------------------------------------------------------------------------------------------------ Cash Management B1 See G15 Table 2 - ------------------------------------------------------------------------------------------------------------------------------------ Core Bond A1 B2 C3 D1 E1 F1-15% - ------------------------------------------------------------------------------------------------------------------------------------ Disciplined Equity A1 B2 C6 D1 E1 F1-20% G6 - ------------------------------------------------------------------------------------------------------------------------------------ Disciplined A1 B2 C8 D1 E1 F1-100% J1 International Equity - ------------------------------------------------------------------------------------------------------------------------------------ Disciplined Small and A1 B2 C8 D1 E1 F1-20% G6 J1 Mid Cap Equity - ------------------------------------------------------------------------------------------------------------------------------------ Disciplined Small A1 B2 C1 D1 E1 F1-20% G6 J1 Cap Value - ------------------------------------------------------------------------------------------------------------------------------------ Diversified Bond A1 B2 C6 D1 E1 F1-15% - ------------------------------------------------------------------------------------------------------------------------------------ Diversified A1 B2 C3 D1 E1 F1-25% G11 Equity Income - ------------------------------------------------------------------------------------------------------------------------------------ Dividend Opportunity A1 B2 C3 D1 E1 F1-25% G4 - ------------------------------------------------------------------------------------------------------------------------------------ Emerging Markets A1 B2 C1 D1 E1 F1-100% G1, G7 - ------------------------------------------------------------------------------------------------------------------------------------ Emerging A1 B2 C1 D1 E1 F1-100% J1 Markets Bond - ------------------------------------------------------------------------------------------------------------------------------------ Equity Value A1 B2 C3 D1 E1 F1-25% G12, G14 - ------------------------------------------------------------------------------------------------------------------------------------ European Equity A1 B2 C6 F1-100% K1, K2 - ------------------------------------------------------------------------------------------------------------------------------------ Floating Rate A1 B2 C1 D1 E1 F1-20% J1 - ------------------------------------------------------------------------------------------------------------------------------------ Fundamental Growth A1 B2 C6 D1 E1 F1-15% G7 - ------------------------------------------------------------------------------------------------------------------------------------ Fundamental Value A1 B2 C1 D1 J1 - ------------------------------------------------------------------------------------------------------------------------------------ Global Bond A1 B2 C1 D1 E1 F1-100% G14 - ------------------------------------------------------------------------------------------------------------------------------------ Global Equity A1 B2 C1 D1 E1 F1-100% G1, G6 - ------------------------------------------------------------------------------------------------------------------------------------ Global Technology A1 B2 C1 D1 E1 F1-100% G1, G6 - ------------------------------------------------------------------------------------------------------------------------------------ Growth A1 B2 C6 D1 E1 F1-25% G4 - ------------------------------------------------------------------------------------------------------------------------------------ High Yield Bond A1 B2 C5 D1 E1 F1-25% I1 - ------------------------------------------------------------------------------------------------------------------------------------ Income Builder A1 B2 C1 D1 E1 J1 Basic Income* - ------------------------------------------------------------------------------------------------------------------------------------ Income Builder A1 B2 C1 D1 E1 J1 Enhanced Income* - ----------------------------------------------------------------------------------------------------------------------------------- Income Builder A1 B2 C1 D1 E1 J1 Moderate Income* - ------------------------------------------------------------------------------------------------------------------------------------ Income Opportunities A1 B2 C3 D1 E1 F1-25% - ------------------------------------------------------------------------------------------------------------------------------------ Inflation Protected A1 B2 C3 F1-15% Securities - ------------------------------------------------------------------------------------------------------------------------------------ Intermediate A1 B4 C2 G10 H2, H3, H5, I2 Tax-Exempt H6 - ------------------------------------------------------------------------------------------------------------------------------------ - --------------------------------------------------------------------------------------------------------------------------------- A B C D E F G H I J K ILLIQUID MONEY DEPOSIT SECU- MARGIN, MARKET INVESTING FOREIGN DEBT TAX- EQUITY INVEST DIVER- ON RITIES; SELLING SECU- TO CONTROL SECU- SECU- EXEMPT SECU- WHILE SIFI- FUND FUTURES BULLION SHORT RITIES OR MANAGE RITIES RITIES SECURITIES RITIES BORROWING CATION - ---------------------------------------------------------------------------------------------------------------------------------- International A1 B2 C1 D1 F1-100% Aggressive Growth - ---------------------------------------------------------------------------------------------------------------------------------- International Equity A1 B2 C1 D1 F1-100% - ---------------------------------------------------------------------------------------------------------------------------------- International A1 B2 C1 D1 E1 F3-100% Opportunity - ---------------------------------------------------------------------------------------------------------------------------------- International A1 B2 C1 D1 F1-100% J1 Select Value - --------------------------------------------------------------------------------------------------------------------------------- International A1 B2 C1 D1 F1-100% Small Cap - ---------------------------------------------------------------------------------------------------------------------------------- Large Cap Equity A1 B2 C6 D1 E1 F1-20% G6 - ---------------------------------------------------------------------------------------------------------------------------------- Large Cap Value A1 B2 C1 D1 E1 F1-20% G7 - ---------------------------------------------------------------------------------------------------------------------------------- Limited A1 B2 C3 D1 E1 F1-15% Duration Bond - ---------------------------------------------------------------------------------------------------------------------------------- Massachusetts A1 B4 C5 G16 H1, H4, H6 Tax-Exempt - ---------------------------------------------------------------------------------------------------------------------------------- Michigan Tax-Exempt A1 B4 C5 G16 H1, H4, H6 - ---------------------------------------------------------------------------------------------------------------------------------- Mid Cap Growth A1 B2 C1 D1 E1 F1-15% G5 - ---------------------------------------------------------------------------------------------------------------------------------- Mid Cap Value A1 B2 C3 D1 E1 F1-25% G8 - ---------------------------------------------------------------------------------------------------------------------------------- Minnesota A1 B4 C5 G16 H1, H4, H6 Tax-Exemp - ---------------------------------------------------------------------------------------------------------------------------------- New York A1 B4 C5 G16 H1, H4, H6 Tax-Exempt - ---------------------------------------------------------------------------------------------------------------------------------- Ohio Tax-Exempt A1 B4 C5 G16 H1, H4, H6 - ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Aggressive* - ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Conservative* - ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Moderate * - ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Moderate Aggressive* - ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Moderate Conservative* - ---------------------------------------------------------------------------------------------------------------------------------- Portfolio Builder A1 B2 C6 Total Equity* - ---------------------------------------------------------------------------------------------------------------------------------- Precious Metals A1 B2, B3 C6 D1 E1 F2 G6(i), G17 - ---------------------------------------------------------------------------------------------------------------------------------- Real Estate A1 B2 C6 F1-10% - ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2010* A1 B2 C8 D1 E1 J1 - ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2015* A1 B2 C8 D1 E1 J1 - ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2020* A1 B2 C8 D1 E1 J1 - ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2025* A1 B2 C8 D1 E1 J1 - ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2030* A1 B2 C8 D1 E1 J1 - ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2035* A1 B2 C8 D1 E1 J1 - ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2040* A1 B2 C8 D1 E1 J1 - ---------------------------------------------------------------------------------------------------------------------------------- Retirement Plus 2045* A1 B2 C8 D1 E1 J1 - ---------------------------------------------------------------------------------------------------------------------------------- S&P 500 Index A1 B2 C3 K1, K2 - ---------------------------------------------------------------------------------------------------------------------------------- Select Value A1 B2 C1 D1 F1-20% G3 - ---------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- A B C D E F G H I J K ILLIQUID MONEY DEPOSIT SECU- MARGIN, MARKET INVESTING FOREIGN DEBT TAX- EQUITY INVEST DIVER- ON RITIES; SELLING SECU- TO CONTROL SECU- SECU- EXEMPT SECU- WHILE SIFI- FUND FUTURES BULLION SHORT RITIES OR MANAGE RITIES RITIES SECURITIES RITIES BORROWING CATION - -------------------------------------------------------------------------------------------------------------------------------- Short Duration A1 B2 C7 D1 E1 U.S. Government - -------------------------------------------------------------------------------------------------------------------------------- Small Cap Advantage A1 B2 C1 D1 - -------------------------------------------------------------------------------------------------------------------------------- Small Cap Equity A2 B2 C1 D1 F1-20% J1 - -------------------------------------------------------------------------------------------------------------------------------- Small Cap Growth A1 B2 C1 D1 - -------------------------------------------------------------------------------------------------------------------------------- Small Cap Value A1 B2 C1 D1 J1 K1, K2 - -------------------------------------------------------------------------------------------------------------------------------- Small Company Index A1 B2 C4 D1 E1 - -------------------------------------------------------------------------------------------------------------------------------- Strategic Allocation A1 B2 C3 E1 F1-50% G2, G9 - -------------------------------------------------------------------------------------------------------------------------------- Tax-Exempt Bond A1 B4 C2 G18 H2 I2 - -------------------------------------------------------------------------------------------------------------------------------- Tax-Exempt A1 B4 C2 H2, H3 High Income - -------------------------------------------------------------------------------------------------------------------------------- Tax-Exempt B1(ii) Money Market - -------------------------------------------------------------------------------------------------------------------------------- U.S. Government A1 B2 C7 D1 E1 Mortgage - -------------------------------------------------------------------------------------------------------------------------------- Value A1 B2 C1 D1 F1-25% G13 J1 - -------------------------------------------------------------------------------------------------------------------------------- * The fund invests in a combination of underlying funds. These underlying funds have adopted their own investment policies that may be more or less restrictive than those of the fund. The policies of the underlying funds may permit a fund to engage in investment strategies indirectly that would otherwise be prohibited under the fund's investment restrictions. (i) Securities that are subsequently downgraded in quality may continue to be held and will be sold only when the investment manager believes it is advantageous to do so. (ii) In determining the liquidity of municipal lease obligations, the investment manager, under guidelines established by the Board, will consider the essential nature of the leased property, the likelihood that the municipality will continue appropriating funding for the leased property, and other relevant factors related to the general credit quality of the municipality and the marketability of the municipal lease obligation.
A. DEPOSIT ON FUTURES/PREMIUMS ON OPTIONS A1 - No more than 5% of the fund's net assets can be used at any one time for good faith deposits on futures and premiums for options on futures that do not offset existing investment positions. A2 - No more than 5% of the fund's net assets can be used at any one time for good faith deposits on futures and premiums for options on futures other than for bona fide hedging purposes (within the meaning of the rules of the Commodities Futures Trading Commission). B. ILLIQUID SECURITIES B1 - No more than 10% of the fund's net assets will be held in securities and other instruments that are illiquid. B2 - The fund will not invest more than 10% of its net assets in securities that are illiquid whether or not registration or the filing of a notification under the Securities Act of 1933 or the taking of similar action under other securities laws relating to the sale of securities is required. A risk of any such investment is that it might not be able to be easily liquidated. For the purpose of this policy, repurchase agreements with maturities greater than seven days and non-negotiable fixed time deposits will be treated as illiquid securities. B3 - The fund may invest up to 10% of its total assets in gold and silver bullion, other precious metals, strategic metals and other metals occurring naturally with such metals and securities convertible into metals. The fund will invest only in metals and securities convertible into metals that are readily marketable. B4 - The fund will not invest more than 10% of its net assets in securities that are illiquid whether or not registration or the filing of a notification under the Securities Act of 1933 or the taking of similar action under other securities laws relating to the sale of securities is required. A risk of any such investment is that it might not be able to be easily liquidated. For the purpose of this policy, repurchase agreements with maturities greater than seven days and non-negotiable fixed time deposits will be treated as illiquid securities. In determining the liquidity of municipal lease obligations, the investment manager, under guidelines established by the Board, will consider the essential nature of the leased property, the likelihood that the municipality will continue appropriating funding for the leased property, and other relevant factors related to the general credit quality of the municipality and the marketability of the municipal lease obligation. C. MARGIN/SELLING SHORT C1 - The fund will not buy on margin or sell securities short, except the fund may make margin payments in connection with transactions in derivative instruments. C2- The fund will not buy on margin or sell short, except that the fund may use derivative instruments. C3 - The fund will not buy on margin or sell securities short, except the fund may make margin payments in connection with transactions in futures contracts. C4 - The fund will not buy on margin or sell short, except the fund may make margin payments in connection with transactions in options, futures contracts and other financial instruments. C5 - The fund will not buy on margin or sell short, except the fund may enter into interest rate futures contracts. C6 - The fund will not buy on margin or sell securities short, except the fund may make margin payments in connection with transactions in stock index futures contracts. C7 - The fund will not buy on margin, except the fund may make margin payments in connection with interest rate futures contracts. C8 - The fund will not buy on margin or sell short, except in connection with derivative instruments. D. MONEY MARKET SECURITIES D1 - Ordinarily, less than 25% of the fund's total assets are invested in money market instruments. E. INVESTING TO CONTROL OR MANAGE E1 - The fund will not invest in a company to control or manage it. F. FOREIGN SECURITIES F1 - The fund may invest its total assets, up to the amount shown, in foreign investments. F2 - Under normal market conditions, the fund intends to invest at least 50% of its total assets in foreign investments. F3 - The fund may invest its total assets, up to the amount shown, in foreign investments. Investments in U.S. issuers generally will constitute less than 20% of the fund's total assets. G. DEBT SECURITIES G1 - The fund may invest up to 20% of its net assets in bonds. G2 - The fund may invest up to 30% of its total assets in short-term debt securities rated in the top two grades or the equivalent. G3 - The fund normally will purchase only investment grade convertible debt securities with a rating of, or equivalent to, at least BBB by S&P or, in the case of unrated securities, judged by the subadviser to be of comparable quality. The fund may invest in more speculative convertible debt securities, provided that such securities have a rating of, or equivalent to, at least an S&P rating of B and provided also that the total investment in such securities remains below 15% of the fund's assets. G4 - The fund may not purchase debt securities rated below investment grade. G5 - The fund only invests in bonds given the four highest ratings by Moody's or by S&P or in bonds of comparable quality in the judgment of the investment manager. G6 - The fund will not invest more than 5% of its net assets in bonds below investment grade. G7 - The fund may invest up to 10% of its net assets in bonds rated below investment grade. G8 - No more than 10% of the fund's net assets may be invested in bonds below investment grade unless the bonds are convertible securities. G9 - No more than 15% of the fund's total assets will be invested in below investment-grade debt securities. G10 - The fund may invest 20% of its net assets in bonds rated or considered below investment grade (less than BBB/Baa). G11 - No more than 20% of the fund's net assets may be invested in bonds below investment grade unless the bonds are convertible securities. G12 - The fund will not invest more than 5% of its net assets in bonds rated BB or B, or in unrated bonds of equivalent quality. G13 - No more than 10% of the fund's assets will be held in debt securities rated BB/Ba or lower. G14 - The fund may not invest in debt securities rated lower than B (or in unrated bonds of comparable quality). G15 - The fund may invest in commercial paper rated in the highest rating category by at least two nationally recognized statistical rating organizations (or by one, if only one rating is assigned) and in unrated paper determined by the Board to be of comparable quality. The fund also may invest up to 5% of its total assets in commercial paper receiving the second highest rating or in unrated paper determined to be of comparable quality. G16 - No more than 10% of the fund's net assets will be held in inverse floaters. G17 - In the event economic, political or financial conditions adverse to gold or metals industries or the metals themselves occur, the fund temporarily may invest over 75% of its total assets in U.S. government securities or investment-grade short-term obligations (denominated either in foreign currencies or U.S. dollars). G18 - At least 75% of the fund's investments in bonds and other debt securities must be rated in the top four grades by Moody's, S&P, or Fitch Investors Services, Inc. or be of comparable rating given by other independent rating agencies. Up to 25% of the fund's remaining investments may be in unrated bonds and other debt securities that, in the investment manager's opinion, are of investment grade quality. All industrial revenue bonds must be rated. H. TAX-EXEMPT SECURITIES H1 - If, in the opinion of the investment manager, appropriate tax-exempt securities are not available, the fund may invest up to 20% of its net assets, or more on a temporary defensive basis, in taxable investments. H2 - Short-term tax-exempt debt securities rated in the top two grades or the equivalent are used to meet daily cash needs and at various times to hold assets until better investment opportunities arise. Under extraordinary conditions, where, in the opinion of the investment manager, appropriate short-term tax-exempt securities are not available, the fund may invest up to 20% of its net assets in certain taxable investments for temporary defensive purposes. H3 - The fund may invest more than 25% of its total assets in industrial revenue bonds, but it does not intend to invest more than 25% of its total assets in industrial revenue bonds issued for companies in the same industry or state. H4 - The fund may invest more than 25% of its total assets in a particular segment of the municipal securities market or in industrial revenue bonds, but does not intend to invest more than 25% of its total assets in industrial revenue bonds issued for companies in the same industry. H5 - The fund may invest more than 25% of its total assets in a particular segment of the municipal securities market or in securities relating to a particular state. Such markets may include electric revenue bonds, hospital bonds, housing bonds, industrial bonds, airport bonds, or in securities the interest on which is paid from revenues of a similar type of project. H6 - A portion of the fund's assets may be invested in bonds whose interest is subject to the alternative minimum tax computation. As long as the staff of the SEC maintains its current position that a fund calling itself a "tax-exempt" fund may not invest more than 20% of its net assets in these bonds, the fund will limit its investments in these bonds to 20% of its net assets. I. EQUITY SECURITIES I1 - The fund may invest up to 10% of its total assets in common stocks, preferred stocks that do not pay dividends and warrants to purchase common stocks. I2 - The fund will not invest in voting securities or securities of investment companies. J. INVEST WHILE BORROWING J1 - The fund will not make additional investments while any borrowing remains outstanding. K. DIVERSIFICATION K1 - The fund will not purchase more than 10% of the outstanding voting securities of an issuer, except that up to 25% of the fund's assets may be invested without regard to this 10% limitation. K2 - The fund will not invest more than 5% of its total assets in securities of any one company, government, or political subdivision thereof, except the limitation will not apply to investments in securities issued by the U.S. government, its agencies, or instrumentalities, or other registered investment companies and except up to 25% of the fund's total assets may be invested without regard to this 5% limitation. Effective Oct. 18, 2006, Table 27. Fund Officers, was revised as follows to add Jennifer D. Lammers as the Chief Compliance Officer:
TABLE 27. FUND OFFICERS - -------------------------------------------------------------------------------------------------------------------------- NAME, ADDRESS, AGE POSITION HELD WITH FUNDS PRINCIPAL OCCUPATION AND LENGTH OF SERVICE DURING PAST FIVE YEARS - -------------------------------------------------------------------------------------------------------------------------- Jeffrey P. Fox Treasurer since 2002 Vice President - Investment Accounting, 105 Ameriprise Financial Center Ameriprise Financial, Inc., since 2002; Vice President- Minneapolis, MN 55474 Finance, American Express Company, 2000-2002 Age 51 - -------------------------------------------------------------------------------------------------------------------------- Michelle M. Keeley Vice President since 2004 Executive Vice President - Equity and Fixed Income, 172 Ameriprise Financial Center Ameriprise Financial, Inc. and RiverSource Investments, Minneapolis, MN 55474 LLC since 2006; Vice President - Investments, Age 42 Ameriprise Certificate Company since 2003; Senior Vice President - Fixed Income, Ameriprise Financial, Inc., 2002-2006 and RiverSource Investments, LLC, 2004-2006; Managing Director, Zurich Global Assets, 2001-2002 - -------------------------------------------------------------------------------------------------------------------------- Leslie L. Ogg Vice President, President of Board Services Corporation 901 S. Marquette Ave. General Counsel, and Minneapolis, MN 55402 Secretary since 1978 Age 68 - -------------------------------------------------------------------------------------------------------------------------- Jennifer D. Lammers Chief Compliance Officer U.S. Asset Management Chief Compliance Officer, 172 Ameriprise Financial Center since 2006 RiverSource Investments, LLC since 2006; Minneapolis, MN 55474 Director - Mutual Funds, Voyageur Asset Management, Age 45 2003-2006; Director of Finance, Voyageur Asset Management, 2000-2003 - -------------------------------------------------------------------------------------------------------------------------- Neysa M. Alecu Anti-Money Laundering Compliance Director and Anti-Money Laundering 2934 Ameriprise Financial Center Officer since 2004 Officer, Ameriprise Financial, Inc., since 2004; Manager Minneapolis, MN 55474 Anti-Money Laundering, Ameriprise Financial, Inc., Age 42 2003-2004; Compliance Director and Bank Secrecy Act Officer, American Express Centurion Bank, 2000-2003 - --------------------------------------------------------------------------------------------------------------------------
The rest of this section remains the same. -----END PRIVACY-ENHANCED MESSAGE-----