-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VzOCpPqYJR+BonrTVVBrPTS7f/N/1ilLb9uQHena0W+d1wetKK59eVzPthx7ydqv Vem+bmwv001CUAIe7L29ZA== 0000950152-08-007781.txt : 20081009 0000950152-08-007781.hdr.sgml : 20081009 20081009094817 ACCESSION NUMBER: 0000950152-08-007781 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081009 DATE AS OF CHANGE: 20081009 EFFECTIVENESS DATE: 20081009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INCOME SERIES, INC. CENTRAL INDEX KEY: 0000052407 IRS NUMBER: 410839316 STATE OF INCORPORATION: MN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-10700 FILM NUMBER: 081115359 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP SELECTIVE FUND INC /MN/ DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS SELECTIVE FUND INC DATE OF NAME CHANGE: 19920703

0000052407 S000003435 RiverSource Income Builder Basic Income Fund

C000009499 RiverSource Income Builder Basic Income Fund Class A RBBAX

C000009500 RiverSource Income Builder Basic Income Fund Class B RBBBX

C000009501 RiverSource Income Builder Basic Income Fund Class C RBBCX

C000042931 RiverSource Income Builder Basic Income Fund Class R4

0000052407 S000003436 RiverSource Income Builder Moderate Income Fund

C000009503 RiverSource Income Builder Moderate Income Fund Class A RSMAX

C000009504 RiverSource Income Builder Moderate Income Fund Class B RSMBX

C000009505 RiverSource Income Builder Moderate Income Fund Class C RSMCX

C000042932 RiverSource Income Builder Moderate Income Fund Class R4

0000052407 S000003437 RiverSource Income Builder Enhanced Income Fund

C000009507 RiverSource Income Builder Enhanced Income Fund Class A RSBAX

C000009508 RiverSource Income Builder Enhanced Income Fund Class B REIVX

C000009509 RiverSource Income Builder Enhanced Income Fund Class C RIECX

C000042933 RiverSource Income Builder Enhanced Income Fund Class R4

497 1 c46794e497.txt FORM 497 . . . (RIVERSOURCE INVESTMENTS LOGO) PROSPECTUS SUPPLEMENT DATED OCT. 9, 2008 RIVERSOURCE INCOME BUILDER BASIC INCOME FUND -- PROSPECTUS (MARCH 31, 2008) S-6394-99 E RIVERSOURCE INCOME BUILDER ENHANCED INCOME FUND -- PROSPECTUS (MARCH 31, 2008) S-6394-99 E RIVERSOURCE INCOME BUILDER MODERATE INCOME FUND -- PROSPECTUS (MARCH 31, 2008) S-6394-99 E

The "Principal Investment Strategies" section has been revised as follows: TABLE 1. INVESTMENT CATEGORY RANGES BY FUND
- ---------------------------------------------------------------------------------------------------------------- INCOME BUILDER FUNDS (TARGET ALLOCATION RANGE -- UNDER NORMAL MARKET CONDITIONS)** ----------------------------- ASSET CLASS BASIC MODERATE ENHANCED (TARGET RANGES SET INVESTMENT INCOME INCOME INCOME FORTH IN TABLE 2) CATEGORY ELIGIBLE UNDERLYING FUND* FUND FUND FUND - ---------------------------------------------------------------------------------------------------------------- U.S. Large Cap EQUITY Value RiverSource Dividend Opportunity Fund 0-30% 0-35% 0-40% --------------------------------------------------------------------------- RiverSource Disciplined Equity Fund 0-30% 0-35% 0-40% --------------------------------------------------------------------------- RiverSource Disciplined Large Cap Value Fund 0-30% 0-35% 0-40% --------------------------------------------------------------------------------------------- U.S. Small/Mid RiverSource Disciplined Small and Mid Cap Cap Equity Fund 0-30% 0-35% 0-40% --------------------------------------------------------------------------- RiverSource Disciplined Small Cap Value Fund 0-30% 0-35% 0-40% --------------------------------------------------------------------------------------------- International RiverSource Disciplined International Equities Equity Fund 0-10% 0-15% 0-20% --------------------------------------------------------------------------------------------- Real Estate RiverSource Real Estate Fund 0-30% 0-35% 0-40% --------------------------------------------------------------------------------------------- RiverSource Inflation Protected Securities FIXED INCOME TIPS Fund 0-40% 0-40% 0-40% --------------------------------------------------------------------------------------------- Mortgages RiverSource U.S. Government Mortgage Fund 0-40% 0-40% 0-40% --------------------------------------------------------------------------------------------- Core Plus RiverSource Diversified Bond Fund 0-40% 0-40% 0-40% --------------------------------------------------------------------------------------------- High Yield Bonds RiverSource High Yield Bond Fund 0-15% 0-30% 0-35% --------------------------------------------------------------------------- RiverSource Income Opportunities Fund 0-15% 0-30% 0-35% --------------------------------------------------------------------------------------------- High Yield Loans RiverSource Floating Rate Fund 0-15% 0-20% 0-20% --------------------------------------------------------------------------------------------- International Bonds RiverSource Global Bond Fund 0-10% 0-15% 0-20% --------------------------------------------------------------------------------------------- Emerging Markets Bonds RiverSource Emerging Markets Bond Fund 0-15% 0-30% 0-35% --------------------------------------------------------------------------------------------- CASH Cash RiverSource Cash Management Fund 5-15% 0-10% 0-5% - ---------------------------------------------------------------------------------------------------------------- RiverSource Absolute Return Currency and ALTERNATIVE INVESTMENT STRATEGIES Income Fund 0-5% 0-10% 0-15% - ----------------------------------------------------------------------------------------------------------------
(*) A summary of the principal investment strategies of each eligible underlying fund is set forth in Appendix A. A description of the principal risks associated with these underlying funds is included in Appendix B. Additional information regarding the underlying funds may be found in the Statement of Additional Information. Additional underlying funds may be added in the future either in addition to, or to replace, current underlying funds in an investment category. (**)Market appreciation or depreciation may cause each Fund to be temporarily outside the ranges identified in the table. The investment manager may modify the target allocation ranges only upon approval of the Fund's Board of Directors. - -------------------------------------------------------------------------------- S-6394-4 A (10/08) The following information has been added to Appendix A: APPENDIX A UNDERLYING FUNDS -- INVESTMENT OBJECTIVES AND STRATEGIES The following is a brief description of the investment objectives and strategies of the underlying funds. RiverSource Investments may add new underlying funds for investment or change underlying funds without the approval of shareholders. Additional information regarding the underlying funds is available in the applicable fund's prospectus and statement of additional information. This prospectus is not an offer for any of the underlying funds. For a copy of a prospectus of the underlying fund, which contains this and other information, call (888) 791-3380 or visit our website at www.riversource.com/funds. Read the prospectus carefully before you invest.
UNDERLYING FUNDS INVESTMENT OBJECTIVES AND STRATEGIES EQUITY FUNDS RiverSource Disciplined Large Cap Value Fund The Fund seeks to provide shareholders with long-term capital growth. Under normal market conditions, at least 80% of the Fund's net assets will be invested in equity securities of companies with market capitalizations of over $5 billion at the time of purchase or that are within the capitalization range of companies in the Russell 1000(R) Value Index at the time of purchase. - -------------------------------------------------------------------------------------------------------------
The information in Appendix B is revised as follows: QUANTITATIVE MODEL RISK (RIVERSOURCE ABSOLUTE RETURN CURRENCY AND INCOME FUND, RIVERSOURCE DISCIPLINED EQUITY FUND, RIVERSOURCE DISCIPLINED INTERNATIONAL EQUITY FUND, RIVERSOURCE DISCIPLINED LARGE CAP VALUE FUND AND RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND). Securities selected using quantitative methods may perform differently from the market as a whole for many reasons, including the factors used in building the quantitative analytical framework, the weights placed on each factor, and changing sources of market returns, among others. There can be no assurance that these methodologies will enable the underlying fund to achieve its objective. S-6394-4 A (10/08) ~~-----END PRIVACY-ENHANCED MESSAGE-----~~