-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UXq3wplq3bLTpTdnLy6eVRdfN0maaiVFW+mcupjIb9zY2jY4efXmI46tWl+yRe46 +QlPc3X7MtkoqKiG1OywOQ== 0000950129-08-004926.txt : 20080926 0000950129-08-004926.hdr.sgml : 20080926 20080926121848 ACCESSION NUMBER: 0000950129-08-004926 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080731 FILED AS OF DATE: 20080926 DATE AS OF CHANGE: 20080926 EFFECTIVENESS DATE: 20080926 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INCOME SERIES, INC. CENTRAL INDEX KEY: 0000052407 IRS NUMBER: 410839316 STATE OF INCORPORATION: MN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-00499 FILM NUMBER: 081090518 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP SELECTIVE FUND INC /MN/ DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS SELECTIVE FUND INC DATE OF NAME CHANGE: 19920703 0000052407 S000003435 RiverSource Income Builder Basic Income Fund C000009499 RiverSource Income Builder Basic Income Fund Class A RBBAX C000009500 RiverSource Income Builder Basic Income Fund Class B RBBBX C000009501 RiverSource Income Builder Basic Income Fund Class C RBBCX C000042931 RiverSource Income Builder Basic Income Fund Class R4 0000052407 S000003436 RiverSource Income Builder Moderate Income Fund C000009503 RiverSource Income Builder Moderate Income Fund Class A RSMAX C000009504 RiverSource Income Builder Moderate Income Fund Class B RSMBX C000009505 RiverSource Income Builder Moderate Income Fund Class C RSMCX C000042932 RiverSource Income Builder Moderate Income Fund Class R4 0000052407 S000003437 RiverSource Income Builder Enhanced Income Fund C000009507 RiverSource Income Builder Enhanced Income Fund Class A RSBAX C000009508 RiverSource Income Builder Enhanced Income Fund Class B REIVX C000009509 RiverSource Income Builder Enhanced Income Fund Class C RIECX C000042933 RiverSource Income Builder Enhanced Income Fund Class R4 NSAR-A 1 answer.fil SEMI ANNUAL REPORT PAGE 1 000 A000000 07/31/2008 000 C000000 0000052407 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 RIVERSOURCE INCOME SERIES, INC. 001 B000000 811-499 001 C000000 6126715682 002 A000000 50606 AMERIPRISE FINANCIAL CENTER 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55474 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C010200 2 007 C020200 RIVERSOURCE INCOME BUILDER BASIC INCOME FUND 007 C030200 N 007 C010300 3 007 C020300 RIVERSOURCE INC BLDR ENHANCED INCOME FUND 007 C030300 N 007 C010400 4 007 C020400 RIVERSOURCE INC BLDR MODERATE INCOME FUND 007 C030400 N 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 PAGE 2 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 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INC. 010 C01AA01 MINNEAPOLIS 010 C02AA01 MN 010 C03AA01 55474 011 A00AA01 RIVERSOURCE DISTRIBUTORS, INC. 011 B00AA01 8-67196 011 C01AA01 MINNEAPOLIS 011 C02AA01 MN 011 C03AA01 55474 012 A00AA01 RIVERSOURCE SERVICE CORPORATION 012 B00AA01 84-5685 012 C01AA01 MINNEAPOLIS 012 C02AA01 MN 012 C03AA01 55474 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 MINNEAPOLIS 013 B02AA01 MN 013 B03AA01 55402 015 A00AA01 AMERIPRISE TRUST COMPANY 015 B00AA01 C 015 C01AA01 MINNEAPOLIS 015 C02AA01 MN 015 C03AA01 55474 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 101 019 C00AA00 RIVERSORCE 020 C000001 0 PAGE 4 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 C000001 0 022 D000001 0 022 C000002 0 022 D000002 0 022 C000003 0 022 D000003 0 022 C000004 0 022 D000004 0 022 C000005 0 022 D000005 0 022 C000006 0 022 D000006 0 022 C000007 0 022 D000007 0 022 C000008 0 022 D000008 0 022 C000009 0 022 D000009 0 022 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C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 PAGE 6 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 0.0 077 A000000 Y 077 E000000 Y 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 086 A01AA00 0 086 A02AA00 0 086 B01AA00 0 086 B02AA00 0 086 C01AA00 0 086 C02AA00 0 086 D01AA00 0 086 D02AA00 0 086 E01AA00 0 086 E02AA00 0 086 F01AA00 0 086 F02AA00 0 028 A010200 11293 028 A020200 754 028 A030200 0 028 A040200 7652 028 B010200 8707 028 B020200 784 028 B030200 0 PAGE 7 028 B040200 7268 028 C010200 8587 028 C020200 792 028 C030200 0 028 C040200 9247 028 D010200 6581 028 D020200 767 028 D030200 0 028 D040200 7893 028 E010200 4789 028 E020200 777 028 E030200 0 028 E040200 10818 028 F010200 11254 028 F020200 774 028 F030200 0 028 F040200 16812 028 G010200 51211 028 G020200 4648 028 G030200 0 028 G040200 59690 028 H000200 5561 029 000200 Y 030 A000200 295 030 B000200 4.75 030 C000200 0.00 031 A000200 90 031 B000200 0 032 000200 0 033 000200 205 034 000200 Y 035 000200 32 036 A000200 N 036 B000200 0 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 586 044 000200 0 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N PAGE 8 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 N 066 E000200 N 066 F000200 Y 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 N 070 A020200 N 070 B010200 N 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 N 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 N 070 L020200 N 070 M010200 N 070 M020200 N 070 N010200 N 070 N020200 N 070 O010200 N 070 O020200 N 070 P010200 N 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N PAGE 9 071 A000200 55467 071 B000200 59097 071 C000200 311166 071 D000200 18 072 A000200 6 072 B000200 5704 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 0 072 G000200 31 072 H000200 0 072 I000200 126 072 J000200 1 072 K000200 0 072 L000200 29 072 M000200 0 072 N000200 46 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 4 072 S000200 0 072 T000200 586 072 U000200 0 072 V000200 0 072 W000200 3 072 X000200 826 072 Y000200 0 072 Z000200 4878 072AA000200 0 072BB000200 510 072CC010200 0 072CC020200 13376 072DD010200 4394 072DD020200 698 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 296516 074 J000200 3802 PAGE 10 074 K000200 0 074 L000200 417 074 M000200 0 074 N000200 300735 074 O000200 3600 074 P000200 4 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 797 074 S000200 0 074 T000200 296334 074 U010200 25386 074 U020200 4843 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 12080 074 Y000200 0 075 A000200 0 075 B000200 311498 076 000200 0.00 028 A010300 6385 028 A020300 912 028 A030300 0 028 A040300 11665 028 B010300 3988 028 B020300 917 028 B030300 0 028 B040300 12101 028 C010300 3609 028 C020300 915 028 C030300 0 028 C040300 12193 028 D010300 3358 028 D020300 873 028 D030300 0 028 D040300 11373 028 E010300 3193 028 E020300 827 028 E030300 0 028 E040300 10344 028 F010300 4804 028 F020300 809 028 F030300 0 028 F040300 13530 028 G010300 25337 028 G020300 5253 028 G030300 0 028 G040300 71206 PAGE 11 028 H000300 5557 029 000300 Y 030 A000300 166 030 B000300 4.75 030 C000300 0.00 031 A000300 45 031 B000300 0 032 000300 0 033 000300 121 034 000300 Y 035 000300 22 036 A000300 N 036 B000300 0 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 560 044 000300 0 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 N 066 E000300 N 066 F000300 Y 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 N 070 A020300 N 070 B010300 N 070 B020300 N 070 C010300 N 070 C020300 N PAGE 12 070 D010300 N 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 N 070 F020300 N 070 G010300 N 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 N 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 N 070 L020300 N 070 M010300 N 070 M020300 N 070 N010300 N 070 N020300 N 070 O010300 N 070 O020300 N 070 P010300 N 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 43662 071 B000300 84068 071 C000300 313224 071 D000300 14 072 A000300 6 072 B000300 6629 072 C000300 0 072 D000300 0 072 E000300 0 072 F000300 0 072 G000300 31 072 H000300 0 072 I000300 143 072 J000300 1 072 K000300 21 072 L000300 0 072 M000300 0 072 N000300 47 072 O000300 0 072 P000300 0 072 Q000300 0 PAGE 13 072 R000300 11 072 S000300 0 072 T000300 560 072 U000300 0 072 V000300 0 072 W000300 2 072 X000300 816 072 Y000300 0 072 Z000300 5813 072AA000300 0 072BB000300 1312 072CC010300 0 072CC020300 12760 072DD010300 5334 072DD020300 740 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 0 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 283877 074 J000300 1459 074 K000300 0 074 L000300 191 074 M000300 0 074 N000300 285527 074 O000300 1100 074 P000300 4 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 501 074 S000300 0 074 T000300 283922 074 U010300 25389 074 U020300 4200 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 12800 074 Y000300 0 075 A000300 0 PAGE 14 075 B000300 313414 076 000300 0.00 028 A010400 12763 028 A020400 1612 028 A030400 0 028 A040400 15453 028 B010400 11208 028 B020400 1644 028 B030400 0 028 B040400 20517 028 C010400 14658 028 C020400 1677 028 C030400 0 028 C040400 17325 028 D010400 7038 028 D020400 1568 028 D030400 0 028 D040400 16007 028 E010400 8859 028 E020400 1626 028 E030400 0 028 E040400 19208 028 F010400 13972 028 F020400 1612 028 F030400 0 028 F040400 30360 028 G010400 68498 028 G020400 9739 028 G030400 0 028 G040400 118870 028 H000400 9546 029 000400 Y 030 A000400 434 030 B000400 4.75 030 C000400 0.00 031 A000400 159 031 B000400 0 032 000400 0 033 000400 275 034 000400 Y 035 000400 38 036 A000400 N 036 B000400 0 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 PAGE 15 043 000400 1098 044 000400 0 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 Y 053 B000400 Y 053 C000400 N 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 N 066 F000400 Y 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 N 070 A020400 N 070 B010400 N 070 B020400 N 070 C010400 N 070 C020400 N 070 D010400 N 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 N 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 N 070 J020400 N 070 K010400 Y 070 K020400 Y 070 L010400 N 070 L020400 N 070 M010400 N 070 M020400 N 070 N010400 N PAGE 16 070 N020400 N 070 O010400 N 070 O020400 N 070 P010400 N 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 112054 071 B000400 152529 071 C000400 611802 071 D000400 18 072 A000400 6 072 B000400 11851 072 C000400 0 072 D000400 0 072 E000400 0 072 F000400 0 072 G000400 60 072 H000400 0 072 I000400 265 072 J000400 1 072 K000400 45 072 L000400 0 072 M000400 0 072 N000400 37 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 5 072 S000400 0 072 T000400 1098 072 U000400 0 072 V000400 0 072 W000400 4 072 X000400 1515 072 Y000400 0 072 Z000400 10336 072AA000400 0 072BB000400 961 072CC010400 0 072CC020400 28373 072DD010400 9557 072DD020400 1303 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 0 PAGE 17 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 0 074 G000400 0 074 H000400 0 074 I000400 569071 074 J000400 6242 074 K000400 0 074 L000400 700 074 M000400 0 074 N000400 576013 074 O000400 5300 074 P000400 7 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 1385 074 S000400 0 074 T000400 569321 074 U010400 50539 074 U020400 8041 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 24319 074 Y000400 0 075 A000400 0 075 B000400 612230 076 000400 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: September 22, 2008 Name of Registrant, Depositor, or Trustee: RiverSource Income Series, Inc. /s/ Jeffrey P. Fox - Treasurer and Principal Financial Officer - ------------------------------------------------------------------------------- By (Name and Title): /s/ Wade M. Voigt - Assistant Treasurer - ------------------------------------------------------------------------------- Witness (Name and Title): RIVERSOURCE INCOME SERIES, INC. EX-99.77E LEGAL 2 ex77e.txt EXHIBIT Exhibit 77E RIVERSOURCE INCOME SERIES, INC. LEGAL PROCEEDINGS: Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the fund is not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the fund. Information regarding certain pending and settled legal proceedings may be found in the Fund's shareholder reports and in the SAI. Additionally, Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. -----END PRIVACY-ENHANCED MESSAGE-----