-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FZIboAFO0qi3hHFzolBl6x8iz5Rp4tIcq5oMIrjeUsa8dx7+myGtot10DXZyDtze g3Eu2BWW9nCiomoCIYe4tw== 0000950123-09-045545.txt : 20090924 0000950123-09-045545.hdr.sgml : 20090924 20090924110856 ACCESSION NUMBER: 0000950123-09-045545 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090731 FILED AS OF DATE: 20090924 DATE AS OF CHANGE: 20090924 EFFECTIVENESS DATE: 20090924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INCOME SERIES, INC. CENTRAL INDEX KEY: 0000052407 IRS NUMBER: 410839316 STATE OF INCORPORATION: MN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-00499 FILM NUMBER: 091083980 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP SELECTIVE FUND INC /MN/ DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS SELECTIVE FUND INC DATE OF NAME CHANGE: 19920703 0000052407 S000003435 RiverSource Income Builder Basic Income Fund C000009499 RiverSource Income Builder Basic Income Fund Class A RBBAX C000009500 RiverSource Income Builder Basic Income Fund Class B RBBBX C000009501 RiverSource Income Builder Basic Income Fund Class C RBBCX C000042931 RiverSource Income Builder Basic Income Fund Class R4 0000052407 S000003436 RiverSource Income Builder Moderate Income Fund C000009503 RiverSource Income Builder Moderate Income Fund Class A RSMAX C000009504 RiverSource Income Builder Moderate Income Fund Class B RSMBX C000009505 RiverSource Income Builder Moderate Income Fund Class C RSMCX C000042932 RiverSource Income Builder Moderate Income Fund Class R4 0000052407 S000003437 RiverSource Income Builder Enhanced Income Fund C000009507 RiverSource Income Builder Enhanced Income Fund Class A RSBAX C000009508 RiverSource Income Builder Enhanced Income Fund Class B REIVX C000009509 RiverSource Income Builder Enhanced Income Fund Class C RIECX C000042933 RiverSource Income Builder Enhanced Income Fund Class R4 NSAR-A 1 answer.fil PAGE 1 000 A000000 07/31/2009 000 C000000 00000524070 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 RIVERSOURCE INCOME SERIES, INC. 001 B000000 811-499 001 C000000 6126715682 002 A000000 50606 AMERIPRISE FINANCIAL CENTER 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55474 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C010200 2 007 C020200 RIVERSOURCE INCOME BUILDER BASIC INCOME FUND 007 C030200 N 007 C010300 3 007 C020300 RIVERSOURCE INC BLDR ENHANCED INCOME FUND 007 C030300 N 007 C010400 4 007 C020400 RIVERSOURCE INC BLDR MODERATE INCOME FUND 007 C030400 N 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 PAGE 2 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 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U000200 0 072 V000200 0 072 W000200 1 072 X000200 598 072 Y000200 0 072 Z000200 3437 PAGE 10 072AA000200 0 072BB000200 12120 072CC010200 37517 072CC020200 0 072DD010200 3227 072DD020200 507 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 230030 074 J000200 334 074 K000200 0 074 L000200 3078 074 M000200 0 074 N000200 233442 074 O000200 0 074 P000200 3 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 3469 074 S000200 0 074 T000200 229970 074 U010200 20856 074 U020200 4052 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 10873 074 Y000200 0 075 A000200 0 075 B000200 222135 076 000200 0.00 028 A010300 1839 028 A020300 578 028 A030300 0 028 A040300 7015 028 B010300 1980 028 B020300 591 028 B030300 0 PAGE 11 028 B040300 7326 028 C010300 1615 028 C020300 574 028 C030300 0 028 C040300 6028 028 D010300 2154 028 D020300 586 028 D030300 0 028 D040300 4463 028 E010300 1933 028 E020300 553 028 E030300 0 028 E040300 5190 028 F010300 1859 028 F020300 586 028 F030300 0 028 F040300 5163 028 G010300 11380 028 G020300 3469 028 G030300 0 028 G040300 35185 028 H000300 1744 029 000300 Y 030 A000300 68 030 B000300 4.75 030 C000300 0.00 031 A000300 23 031 B000300 0 032 000300 1 033 000300 44 034 000300 Y 035 000300 12 036 A000300 N 036 B000300 0 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 335 044 000300 0 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N PAGE 12 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 N 066 E000300 N 066 F000300 Y 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 N 070 A020300 N 070 B010300 N 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 N 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 N 070 F020300 N 070 G010300 N 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 N 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 N 070 L020300 N 070 M010300 N 070 M020300 N 070 N010300 N 070 N020300 N 070 O010300 N 070 O020300 N 070 P010300 N 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N PAGE 13 071 A000300 43289 071 B000300 63852 071 C000300 189552 071 D000300 23 072 A000300 6 072 B000300 4355 072 C000300 0 072 D000300 0 072 E000300 0 072 F000300 0 072 G000300 19 072 H000300 0 072 I000300 116 072 J000300 6 072 K000300 17 072 L000300 0 072 M000300 0 072 N000300 18 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 11 072 S000300 0 072 T000300 335 072 U000300 0 072 V000300 0 072 W000300 1 072 X000300 523 072 Y000300 0 072 Z000300 3832 072AA000300 0 072BB000300 25438 072CC010300 53834 072CC020300 0 072DD010300 3574 072DD020300 476 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 0 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 198956 074 J000300 192 PAGE 14 074 K000300 0 074 L000300 2660 074 M000300 0 074 N000300 201808 074 O000300 0 074 P000300 3 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 2789 074 S000300 0 074 T000300 199016 074 U010300 19597 074 U020300 2962 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 10165 074 Y000300 0 075 A000300 0 075 B000300 187889 076 000300 0.00 028 A010400 2928 028 A020400 983 028 A030400 0 028 A040400 13937 028 B010400 3926 028 B020400 1153 028 B030400 0 028 B040400 15672 028 C010400 3907 028 C020400 1130 028 C030400 0 028 C040400 10813 028 D010400 3732 028 D020400 1137 028 D030400 0 028 D040400 10902 028 E010400 3344 028 E020400 1035 028 E030400 0 028 E040400 10443 028 F010400 3316 028 F020400 1133 028 F030400 0 028 F040400 9124 028 G010400 21153 028 G020400 6571 028 G030400 0 028 G040400 70891 PAGE 15 028 H000400 3402 029 000400 Y 030 A000400 133 030 B000400 4.75 030 C000400 0.00 031 A000400 40 031 B000400 0 032 000400 0 033 000400 93 034 000400 Y 035 000400 20 036 A000400 N 036 B000400 0 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 043 000400 679 044 000400 0 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 Y 053 B000400 Y 053 C000400 N 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 N 066 F000400 Y 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 N 070 A020400 N 070 B010400 N 070 B020400 N 070 C010400 N 070 C020400 N PAGE 16 070 D010400 N 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 N 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 N 070 J020400 N 070 K010400 Y 070 K020400 Y 070 L010400 N 070 L020400 N 070 M010400 N 070 M020400 N 070 N010400 N 070 N020400 N 070 O010400 N 070 O020400 N 070 P010400 N 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 71236 071 B000400 114937 071 C000400 384363 071 D000400 19 072 A000400 6 072 B000400 7974 072 C000400 0 072 D000400 0 072 E000400 0 072 F000400 0 072 G000400 38 072 H000400 0 072 I000400 223 072 J000400 1 072 K000400 4 072 L000400 0 072 M000400 0 072 N000400 22 072 O000400 0 072 P000400 0 072 Q000400 0 PAGE 17 072 R000400 11 072 S000400 0 072 T000400 679 072 U000400 0 072 V000400 0 072 W000400 1 072 X000400 979 072 Y000400 0 072 Z000400 6995 072AA000400 0 072BB000400 40866 072CC010400 89049 072CC020400 0 072DD010400 6615 072DD020400 860 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 0 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 0 074 G000400 0 074 H000400 0 074 I000400 398298 074 J000400 61 074 K000400 0 074 L000400 5543 074 M000400 0 074 N000400 403902 074 O000400 0 074 P000400 6 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 5473 074 S000400 0 074 T000400 398423 074 U010400 38862 074 U020400 5887 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 19659 074 Y000400 0 075 A000400 0 PAGE 18 075 B000400 384386 076 000400 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: September 21, 2009 Name of Registrant, Depositor, or Trustee: RiverSource Income Series, Inc. /s/ Jeffrey P. Fox -- Treasurer and Principal Financial Officer - --------------------------------------------------------------- By (Name and Title): /s/ Wade M. Voigt -- Assistant Treasurer - --------------------------------------------------------------- Witness (Name and Title): RIVERSOURCE INCOME SERIES, INC. EX-99.77E LEGAL 2 c53759a.txt RIVERSOURCE INCOME SERIES, INC. - FORM N-SAR EXHIBITS EXHIBIT 77E, LEGAL PROCEEDINGS: LEGAL PROCEEDINGS. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the fund is not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the fund. Information regarding certain pending and settled legal proceedings may be found in the Fund's shareholder reports and in the SAI. Additionally, Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. -----END PRIVACY-ENHANCED MESSAGE-----