-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HSCXRZJ/KliJX//L8GbXUwgwzXQGf2FigB8x/BO/xaFmjKLtLdwXjyLdhruOyscW QFESQaf9Iwu9gEdwznPsJA== 0001130449-04-000008.txt : 20040401 0001130449-04-000008.hdr.sgml : 20040401 20040401120932 ACCESSION NUMBER: 0001130449-04-000008 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010117 FILED AS OF DATE: 20040401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINMILL & CO INC CENTRAL INDEX KEY: 0000052234 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 131897916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: BULL & BEAR GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARROLL CHARLES A CENTRAL INDEX KEY: 0001130449 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-09667 FILM NUMBER: 04708440 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 4/A 1 cac4a2-01_ex.xml X0201 4/A 2001-01-17 2001-02-09 0 0000052234 WINMILL & CO INC WNMLA 0001130449 CARROLL CHARLES A 11 HANOVER SQUARE NEW YORK NY 10005 1 0 0 0 Class A Common Stock 2001-01-17 4 P 0 2500 1.27 A 21000 D Class A Common Stock 2001-01-23 4 P 0 2000 1.395 A 23000 D Class A Common Stock 2001-01-24 4 P 0 500 1.415 A 23500 D Class A Common Stock 2001-01-29 4 P 0 1200 1.458 A 24700 D Class A Common Stock 2001-01-29 4 P 0 900 1.458 A 25600 D Class A Common Stock 2001-01-31 4 P 0 400 1.597 A 26000 D Price and amount of securities beneficially owned following reported transaction corrected from previous Form 4 filing submitted February 9, 2001. Transaction not reported in previous Form 4 filing submitted February 9, 2001. Thomas B. Winmill on behalf of Charles A. Carroll by Power of Attorney dated 12/11/01 2004-04-01 -----END PRIVACY-ENHANCED MESSAGE-----