-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O8MJR7/5j/sWkM+AeUm4HvNG3hpzMv6X5cxe/EqUsGQ9uOLvAIFC7hwvK91W2mCd AFcPm5vwOI/mDtYE5ePR9Q== 0001130449-04-000006.txt : 20040401 0001130449-04-000006.hdr.sgml : 20040401 20040401120522 ACCESSION NUMBER: 0001130449-04-000006 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001201 FILED AS OF DATE: 20040401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINMILL & CO INC CENTRAL INDEX KEY: 0000052234 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 131897916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: BULL & BEAR GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARROLL CHARLES A CENTRAL INDEX KEY: 0001130449 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-09667 FILM NUMBER: 04708419 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 4/A 1 cac4a3-04_ex.xml X0201 4/A 2000-12-01 2001-01-03 0 0000052234 WINMILL & CO INC WNMLA 0001130449 CARROLL CHARLES A 11 HANOVER SQUARE NEW YORK NY 10005 1 0 0 0 Class A Common Stock 2000-12-01 4 P 0 1500 1.395 A 17500 D Class A Common Stock 2000-12-14 4 P 0 500 1.27 A 18000 D Class A Common Stock 2000-12-14 4 P 0 500 1.27 A 18500 D Number of securities acquired, price and amount of securities beneficially owned following reported transaction corrected from previous Form 4 filing submitted January 3, 2001. Thomas B. Winmill on behalf of Charles A. Carroll by Power of Attorney signed 12/11/01 2004-04-01 -----END PRIVACY-ENHANCED MESSAGE-----