-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KzUk0XlOqUHZe7lEZ3vm83gtf2VH0PaOxvWPEnX/ADOW6JmaeUhymj0//sqwKLn2 Nc4EFwRwpDqQhJI0Jf1eSg== 0001019263-03-000004.txt : 20031023 0001019263-03-000004.hdr.sgml : 20031023 20031023165911 ACCESSION NUMBER: 0001019263-03-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031021 FILED AS OF DATE: 20031023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINMILL BASSETT STARR CENTRAL INDEX KEY: 0001019263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09667 FILM NUMBER: 03954603 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINMILL & CO INC CENTRAL INDEX KEY: 0000052234 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 131897916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: BULL & BEAR GROUP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-21 0 0000052234 WINMILL & CO INC WNMLA 0001019263 WINMILL BASSETT STARR 1 1 1 0 Chairman Class A Common Stock 2003-10-21 4 F 0 11758 3.75 D 244103 D Class A Common Stock 2003-10-21 4 A 0 18333 1.65 A 262436 D Class A Common Stock 2003-10-21 4 A 0 8333 1.661 A 270769 D Class A Common Stock 2003-10-21 4 D 0 33524 3.75 D 237245 D Incentive Stock Option 1.65 2003-10-21 4 M 0 18333 1.65 D 2000-12-12 2005-12-11 Class A Common Stock 18333 18334 D Incentive Stock Option 1.661 2003-10-21 4 M 0 8333 1.661 D 2002-12-10 2007-12-09 Class A Common Stock 8333 8334 D Mr. Winmill tendered a total of 33,524 shares for sale to Winmill & Co. Incorporated. The sale of 20,191 shares was applied to a promissory note as interest and principle in the amount of $75,718. The balance of the remaining shares were sold for cash. Thomas B. Winmill on behalf of Bassett S. Winmill by Power of Attorney signed 12/11/01 2003-10-23 -----END PRIVACY-ENHANCED MESSAGE-----