-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SVz0GZy6Uca+wrBemqwt6NlpRvR+xjQbtsQgrrvuA5SFBl12EIMvMqRkzdHYnT6C BTlk3sdYF6jtt3QjTZYJ0w== 0001018500-03-000060.txt : 20031119 0001018500-03-000060.hdr.sgml : 20031119 20031119173556 ACCESSION NUMBER: 0001018500-03-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031117 FILED AS OF DATE: 20031119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINMILL MARK CAMPBELL CENTRAL INDEX KEY: 0001019264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09667 FILM NUMBER: 031013866 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINMILL & CO INC CENTRAL INDEX KEY: 0000052234 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 131897916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: BULL & BEAR GROUP INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-17 0 0000052234 WINMILL & CO INC WNMLA 0001019264 WINMILL MARK CAMPBELL 1 0 0 0 Class A Common Stock 2003-11-17 4 F 0 6332 4.15 D 102968 D Class A Common Stock 2003-11-17 4 A 0 15000 1.5 A 102968 D Class A Common Stock 2003-11-17 4 A 0 2500 1.51 A 102968 D Class A Common Stock 2003-11-17 4 D 0 55404 4.15 D 47564 D Incentive Stock Option 1.5 2003-11-17 4 M 0 15000 1.5 D 2000-12-12 2005-12-11 Class A Common Stock 15000 0 D Incentive Stock Option 1.51 2003-11-17 4 M 0 2500 1.51 D 2002-12-10 2007-12-09 Class A Common Stock 2500 0 D Includes options held by Mr. Winmill, if any. Mr. Winmill tendered a total of 55,404 shares for sale to Winmill & Co. Incorporated to be applied to a promissory note as interest and principal in the amount of $229,926. Thomas B. Winmill on behalf of Mark C. Winmill by Power of Attorney signed 12/11/01 2003-11-19 -----END PRIVACY-ENHANCED MESSAGE-----