0000892712-21-000053.txt : 20210212
0000892712-21-000053.hdr.sgml : 20210212
20210212110242
ACCESSION NUMBER: 0000892712-21-000053
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINMILL & CO. INC
CENTRAL INDEX KEY: 0000052234
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 131897916
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05465
FILM NUMBER: 21624114
BUSINESS ADDRESS:
STREET 1: 11 HANOVER SQ
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 2127850900
MAIL ADDRESS:
STREET 1: 11 HANOVER SQ
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: WINMILL & CO INC
DATE OF NAME CHANGE: 19990409
FORMER COMPANY:
FORMER CONFORMED NAME: BULL & BEAR GROUP INC
DATE OF NAME CHANGE: 19920703
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000052234
XXXXXXXX
12-31-2020
12-31-2020
WINMILL & CO. INC
11 HANOVER SQ
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-05465
Y
Winmill & Co. Incorporated ("Winco") is a holding company and may be deemed to share investment discretion with certain other institutional investment managers. The characterization of shared investment discretion in this report is made solely to conform with SEC interpretations of Form 13F regarding control through share ownership. Bexil Advisers LLC ("Bexil Advisers"), a registered investment adviser that meets the $100 million Form 13F filing threshold, is included in the List of Other Included Managers set forth below and any Section 13(f) securities over which Bexil Advisers has investment discretion are reported separately from Winco's holdings in the Form 13F Information Table. Midas Management Corporation ("MMC"), a registered investment adviser, and other affiliated institutional investment managers that do not meet the $100 million Form 13F filing threshold, are not included in the List of Other Included Managers set forth below in accordance with the Answer to Question 48 in SEC Division of Investment Management: Frequently Asked Questions About Form 13F and other SEC interpretations, and any Section 13(f) securities over which MMC or such other institutional investment managers are deemed to have investment discretion are reported together with Winco's holdings in the Form 13F Information Table. The inclusion in this report of Section 13(f) securities over which other institutional investment managers are deemed to share investment discretion should not be considered an admission that Winco controls such institutional investment managers.
Russell Kamerman
Chief Compliance Officer
212-785-0900
/s/ Russell Kamerman
New York
NY
01-22-2021
1
136
254503
false
1
028-14476
Bexil Advisers LLC
INFORMATION TABLE
2
win_13f.xml
ACCENTURE PLC
SHS CLASS A
G1151C101
21
80
SH
DFND
80
0
0
ACCENTURE PLC
SHS CLASS A
G1151C101
1593
6100
SH
DFND
1
6100
0
0
AGNICO EAGLE MINES LTD.
COM
008474108
2285
32400
SH
DFND
32400
0
0
ALAMOS GOLD, INC.
COM CL A
011532108
1969
225000
SH
DFND
225000
0
0
ALASKA AIR GROUP, INC.
COM
011659109
3380
65000
SH
DFND
1
65000
0
0
ALLEGIANT TRAVEL CO.
COM
01748X102
3728
19700
SH
DFND
1
19700
0
0
ALPHABET, INC.
CAP STK CL A
02079K305
3803
2170
SH
DFND
2170
0
0
ALPHABET, INC.
CAP STK CL A
02079K305
1274
727
SH
DFND
1
727
0
0
AMC NETWORKS, INC.
CL A
00164V103
2325
65000
SH
DFND
1
65000
0
0
AMERCO
COM
023586100
363
800
SH
DFND
800
0
0
AMERCO
COM
023586100
4540
10000
SH
DFND
1
10000
0
0
AMERIPRISE FINANCIAL, INC.
COM
03076C106
544
2800
SH
DFND
2800
0
0
AMERIPRISE FINANCIAL, INC.
COM
03076C106
3498
18000
SH
DFND
1
18000
0
0
AMGEN, INC.
COM
031162100
471
2050
SH
DFND
2050
0
0
AMGEN, INC.
COM
031162100
3679
16000
SH
DFND
1
16000
0
0
AMPLIFY ENERGY CORP NEW
COM
03212B103
3
2615
SH
DFND
2615
0
0
ANGLOGOLD ASHANTI LTD.
SPONSORED ADR
035128206
708
31300
SH
DFND
31300
0
0
ARISTA NETWORKS, INC.
COM
040413106
84
290
SH
DFND
290
0
0
ARISTA NETWORKS, INC.
COM
040413106
1918
6600
SH
DFND
1
6600
0
0
AUTOZONE, INC.
COM
053332102
1162
980
SH
DFND
980
0
0
AUTOZONE, INC.
COM
053332102
7172
6050
SH
DFND
1
6050
0
0
B2GOLD CORP.
COM
11777Q209
1540
275000
SH
DFND
275000
0
0
BARINGS BDC INC.
COM
06759L103
4
430
SH
DFND
1
430
0
0
BARRICK GOLD CORP.
COM
067901108
335
14700
SH
DFND
14700
0
0
BERKSHIRE HATHAWAY, INC.
CL B NEW
084670702
1417
6110
SH
DFND
6110
0
0
BG STAFFING, INC.
COM
05544A109
547
40522
SH
DFND
1
40522
0
0
BIOGEN, INC.
COM
09062X103
490
2000
SH
DFND
2000
0
0
BIOGEN, INC.
COM
09062X103
1200
4900
SH
DFND
1
4900
0
0
BLACKROCK, INC.
COM
09247X101
289
400
SH
DFND
400
0
0
BLACKROCK, INC.
COM
09247X101
3391
4700
SH
DFND
1
4700
0
0
CABOT OIL & GAS CORP.
COM
127097103
498
30600
SH
DFND
30600
0
0
CABOT OIL & GAS CORP.
COM
127097103
3354
206000
SH
DFND
1
206000
0
0
CELANESE CORP.
COM
150870103
195
1500
SH
DFND
1500
0
0
CELANESE CORP.
COM
150870103
2924
22500
SH
DFND
1
22500
0
0
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
ORD
M22465104
1170
8800
SH
DFND
8800
0
0
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
ORD
M22465104
3854
29000
SH
DFND
1
29000
0
0
CITIGROUP, INC.
COM NEW
172967424
2466
40000
SH
DFND
1
40000
0
0
CITIZENS FINANCIAL GROUP, INC.
COM
174610105
731
20450
SH
DFND
20450
0
0
CITIZENS FINANCIAL GROUP, INC.
COM
174610105
5006
140000
SH
DFND
1
140000
0
0
COMCAST CORP.
CL A
20030N101
5240
100000
SH
DFND
1
100000
0
0
CREDIT ACCEPTANCE CORP.
COM
225310101
346
1000
SH
DFND
1000
0
0
CREDIT ACCEPTANCE CORP.
COM
225310101
5884
17000
SH
DFND
1
17000
0
0
CUBESMART
COM
229663109
471
14000
SH
DFND
14000
0
0
CUMMINS, INC.
COM
231021106
284
1250
SH
DFND
1250
0
0
CUMMINS, INC.
COM
231021106
4769
21000
SH
DFND
1
21000
0
0
CUSTOMERS BANCORP, INC.
COM
23204G100
364
20000
SH
DFND
20000
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
208
2300
SH
DFND
2300
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
4527
50000
SH
DFND
1
50000
0
0
DOLLAR GENERAL CORP.
COM
256677105
4332
20600
SH
DFND
1
20600
0
0
EBAY, INC.
COM
278642103
4271
85000
SH
DFND
1
85000
0
0
ENTERPRISE PRODUCTS PARTNERS LP
COM
293792107
784
40000
SH
DFND
1
40000
0
0
ESSENT GROUP LTD.
COM
G3198U102
678
15700
SH
DFND
15700
0
0
ESSENT GROUP LTD.
COM
G3198U102
4320
100000
SH
DFND
1
100000
0
0
EXTRA SPACE STORAGE INC.
COM
30225T102
695
6000
SH
DFND
6000
0
0
GALIANO GOLD, INC.
COM
36352H100
593
525000
SH
DFND
525000
0
0
GENWORTH FINL INC.
COM CL A
37247D106
1172
310000
SH
DFND
310000
0
0
GLOBAL SELF STORAGE INC.
COM
37955N106
388
96775
SH
DFND
96775
0
0
GLOBAL SELF STORAGE INC.
COM
37955N106
813
202703
SH
DFND
202703
0
0
GLOBAL SELF STORAGE INC.
COM
37955N106
542
135101
SH
SOLE
135101
0
0
GRAND CANYON EDUCATION, INC.
COM
38526M106
4469
48000
SH
DFND
1
48000
0
0
HIGH INCOME SECURITIES FUND
SHS BEN INT
42968F108
3
400
SH
DFND
1
400
0
0
HIGHLAND INCOME FUND
HIGHLAND INCOME FUND
43010E404
199
19330
SH
DFND
19330
0
0
HOME DEPOT, INC./THE
COM
437076102
637
2400
SH
DFND
2400
0
0
HOME DEPOT, INC./THE
COM
437076102
3984
15000
SH
DFND
1
15000
0
0
HONEYWELL INTERNATIONAL, INC.
COM
438516106
449
2110
SH
DFND
2110
0
0
HONEYWELL INTERNATIONAL, INC.
COM
438516106
3829
18000
SH
DFND
1
18000
0
0
HUNTINGTON INGALLS INDUSTRIES, INC.
COM
446413106
1193
7000
SH
DFND
1
7000
0
0
INTEL CORP.
COM
458140100
712
14300
SH
DFND
14300
0
0
INTEL CORP.
COM
458140100
5281
106000
SH
DFND
1
106000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
565
23000
SH
DFND
23000
0
0
JB HUNT TRANSPORT SERVICES, INC.
COM
445658107
191
1400
SH
DFND
1400
0
0
JB HUNT TRANSPORT SERVICES, INC.
COM
445658107
2870
21000
SH
DFND
1
21000
0
0
JPMORGAN CHASE & CO.
COM
46625H100
864
6800
SH
DFND
6800
0
0
KFORCE, INC.
COM
493732101
194
4600
SH
DFND
4600
0
0
KFORCE, INC.
COM
493732101
2105
50000
SH
DFND
1
50000
0
0
KIRKLAND LAKE GOLD LTD.
COM
49741E100
825
20000
SH
DFND
20000
0
0
LCI INDUSTRIES
COM
50189K103
344
2650
SH
DFND
2650
0
0
LCI INDUSTRIES
COM
50189K103
2918
22500
SH
DFND
1
22500
0
0
LIFE STORAGE INC.
COM
53223X107
358
3000
SH
DFND
3000
0
0
LOCKHEED MARTIN CORP.
COM
539830109
2840
8000
SH
DFND
1
8000
0
0
LYONDELLBASELL INDUSTRIES NV
SHS - A -
N53745100
3208
35000
SH
DFND
1
35000
0
0
MASTEC, INC.
COM
576323109
443
6500
SH
DFND
6500
0
0
MASTEC, INC.
COM
576323109
2659
39000
SH
DFND
1
39000
0
0
MASTERCARD, INC.
CL A
57636Q104
3569
10000
SH
DFND
10000
0
0
MAVERIX METALS, INC.
COM NEW
57776F405
132
23900
SH
DFND
23900
0
0
MEDIFAST, INC.
COM
58470H101
815
4150
SH
DFND
4150
0
0
MEDIFAST, INC.
COM
58470H101
6872
35000
SH
DFND
1
35000
0
0
METHODE ELECTRONICS, INC.
COM
591520200
3158
82500
SH
DFND
1
82500
0
0
MEXICO EQUITY & INCOME FD
COM
592834105
4
380
SH
DFND
1
380
0
0
NEWMONT GOLDCORP CORP.
COM
651639106
737
12300
SH
DFND
12300
0
0
NMI HOLDINGS, INC.
CL A
629209305
106
4700
SH
DFND
4700
0
0
NMI HOLDINGS, INC.
CL A
629209305
2401
106000
SH
DFND
1
106000
0
0
OPEN TEXT CORP.
COM
683715106
109
2392
SH
DFND
2392
0
0
OPEN TEXT CORP.
COM
683715106
1011
22237
SH
DFND
1
22237
0
0
OSISKO GOLD ROYALTIES LTD.
COM
68827L101
222
17500
SH
DFND
17500
0
0
PACKAGING CORP. OF AMERICA
COM
695156109
165
1200
SH
DFND
1200
0
0
PACKAGING CORP. OF AMERICA
COM
695156109
3861
28000
SH
DFND
1
28000
0
0
PRUDENTIAL FINANCIAL, INC.
COM
744320102
2732
35000
SH
DFND
1
35000
0
0
PUBLIC STORAGE
COM
74460D109
393
1700
SH
DFND
1700
0
0
RADIAN GROUP, INC.
COM
750236101
1580
78000
SH
DFND
1
78000
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
2520
33500
SH
DFND
1
33500
0
0
ROBERT HALF INTERNATIONAL, INC.
COM
770323103
725
11600
SH
DFND
11600
0
0
ROBERT HALF INTERNATIONAL, INC.
COM
770323103
4061
65000
SH
DFND
1
65000
0
0
ROYAL GOLD, INC.
COM
780287108
564
5300
SH
DFND
5300
0
0
SANDSTORM GOLD, LTD.
COM NEW
80013R206
194
27000
SH
DFND
27000
0
0
SIGNATURE BANK
COM
82669G104
2773
20500
SH
DFND
1
20500
0
0
SKYWORKS SOLUTIONS, INC.
COM
83088M102
6880
45000
SH
DFND
1
45000
0
0
SLEEP NUMBER CORP.
COM
83125X103
978
11950
SH
DFND
11950
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
140
3000
SH
DFND
3000
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
2051
44000
SH
DFND
1
44000
0
0
SPDR GOLD SHARES ETF
GOLD SHS
78463V107
1391
7800
SH
DFND
7800
0
0
SPECIAL OPPORTUNITIES FD INC.
COM
84741T104
4
280
SH
DFND
1
280
0
0
SSR MINING, INC.
COM
784730103
1609
80000
SH
DFND
80000
0
0
STEEL DYNAMICS, INC.
COM
858119100
387
10500
SH
DFND
10500
0
0
STEEL DYNAMICS, INC.
COM
858119100
2876
78000
SH
DFND
1
78000
0
0
SWISS HELVETIA FUND INC.
COM
870875101
4
400
SH
DFND
1
400
0
0
T. ROWE PRICE GROUP, INC.
COM
74144T108
870
5745
SH
DFND
5745
0
0
T. ROWE PRICE GROUP, INC.
COM
74144T108
6037
39876
SH
DFND
1
39876
0
0
TRACTOR SUPPLY CO.
COM
892356106
253
1800
SH
DFND
1800
0
0
TRACTOR SUPPLY CO.
COM
892356106
5975
42500
SH
DFND
1
42500
0
0
TYSON FOODS, INC.
CL A
902494103
116
1800
SH
DFND
1800
0
0
TYSON FOODS, INC.
CL A
902494103
2642
41000
SH
DFND
1
41000
0
0
U.S. BANCORP
COM NEW
902973304
144
3100
SH
DFND
3100
0
0
U.S. BANCORP
COM NEW
902973304
3261
70000
SH
DFND
1
70000
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
1043
2975
SH
DFND
2975
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
4734
13500
SH
DFND
1
13500
0
0
VALVOLINE, INC.
COM
92047W101
185
8000
SH
DFND
8000
0
0
VALVOLINE, INC.
COM
92047W101
2777
120000
SH
DFND
1
120000
0
0
WARRIOR MET COAL, INC.
COM
93627C101
213
10000
SH
DFND
10000
0
0
WARRIOR MET COAL, INC.
COM
93627C101
3518
165000
SH
DFND
1
165000
0
0
WELLS FARGO & CO.
COM
949746101
2867
95000
SH
DFND
1
95000
0
0
WESTLAKE CHEMICAL CORP.
COM
960413102
171
2100
SH
DFND
2100
0
0
WESTLAKE CHEMICAL CORP.
COM
960413102
3019
37000
SH
DFND
1
37000
0
0
WHEATON PRECIOUS METALS CORP.
COM
962879102
250
6000
SH
DFND
6000
0
0
WILLIAMS-SONOMA, INC.
COM
969904101
764
7500
SH
DFND
7500
0
0
WILLIAMS-SONOMA, INC.
COM
969904101
4888
48000
SH
DFND
1
48000
0
0