0000892712-20-000334.txt : 20201113
0000892712-20-000334.hdr.sgml : 20201113
20201113112931
ACCESSION NUMBER: 0000892712-20-000334
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINMILL & CO. INC
CENTRAL INDEX KEY: 0000052234
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 131897916
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05465
FILM NUMBER: 201309936
BUSINESS ADDRESS:
STREET 1: 11 HANOVER SQ
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 2127850900
MAIL ADDRESS:
STREET 1: 11 HANOVER SQ
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: WINMILL & CO INC
DATE OF NAME CHANGE: 19990409
FORMER COMPANY:
FORMER CONFORMED NAME: BULL & BEAR GROUP INC
DATE OF NAME CHANGE: 19920703
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000052234
XXXXXXXX
09-30-2020
09-30-2020
WINMILL & CO. INC
11 HANOVER SQ
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-05465
Y
Winmill & Co. Incorporated ("Winco") is a holding company and may be deemed to share investment discretion with certain other institutional investment managers. The characterization of shared investment discretion in this report is made solely to conform with SEC interpretations of Form 13F regarding control through share ownership. Bexil Advisers LLC ("Bexil Advisers"), a registered investment adviser that meets the $100 million Form 13F filing threshold, is included in the List of Other Included Managers set forth below and any Section 13(f) securities over which Bexil Advisers has investment discretion are reported separately from Winco's holdings in the Form 13F Information Table. Midas Management Corporation ("MMC"), a registered investment adviser, and other affiliated institutional investment managers that do not meet the $100 million Form 13F filing threshold, are not included in the List of Other Included Managers set forth below in accordance with the Answer to Question 48 in SEC Division of Investment Management: Frequently Asked Questions About Form 13F and other SEC interpretations, and any Section 13(f) securities over which MMC or such other institutional investment managers are deemed to have investment discretion are reported together with Winco's holdings in the Form 13F Information Table. The inclusion in this report of Section 13(f) securities over which other institutional investment managers are deemed to share investment discretion should not be considered an admission that Winco controls such institutional investment managers.
Russell Kamerman
Chief Compliance Officer
212-785-0900
/s/ Russell Kamerman
New York
NY
11-13-2020
1
147
244018
false
1
028-14476
Bexil Advisers LLC
INFORMATION TABLE
2
win_13f.xml
ACCENTURE PLC
SHS CLASS A
G1151C101
18
80
SH
DFND
80
0
0
ACCENTURE PLC
SHS CLASS A
G1151C101
1379
6100
SH
DFND
1
6100
0
0
AGNICO EAGLE MINES LTD.
COM
008474108
2579
32400
SH
DFND
32400
0
0
ALAMOS GOLD, INC.
COM CL A
011532108
1982
225000
SH
DFND
225000
0
0
ALASKA AIR GROUP, INC.
COM
011659109
2381
65000
SH
DFND
1
65000
0
0
ALLEGIANT TRAVEL CO.
COM
01748X102
2360
19700
SH
DFND
1
19700
0
0
ALPHABET, INC.
CAP STK CL A
02079K305
3180
2170
SH
DFND
2170
0
0
ALPHABET, INC.
CAP STK CL A
02079K305
1065
727
SH
DFND
1
727
0
0
AMC NETWORKS, INC.
CL A
00164V103
96
3900
SH
DFND
3900
0
0
AMC NETWORKS, INC.
CL A
00164V103
1606
65000
SH
DFND
1
65000
0
0
AMERCO
COM
023586100
285
800
SH
DFND
800
0
0
AMERCO
COM
023586100
3560
10000
SH
DFND
1
10000
0
0
AMERIPRISE FINANCIAL, INC.
COM
03076C106
432
2800
SH
DFND
2800
0
0
AMERIPRISE FINANCIAL, INC.
COM
03076C106
2774
18000
SH
DFND
1
18000
0
0
AMGEN, INC.
COM
031162100
521
2050
SH
DFND
2050
0
0
AMGEN, INC.
COM
031162100
4067
16000
SH
DFND
1
16000
0
0
AMPLIFY ENERGY CORP NEW
COM
03212B103
2
2615
SH
DFND
2615
0
0
ARISTA NETWORKS, INC.
COM
040413106
60
290
SH
DFND
290
0
0
ARISTA NETWORKS, INC.
COM
040413106
1366
6600
SH
DFND
1
6600
0
0
AUTOZONE, INC.
COM
053332102
883
750
SH
DFND
750
0
0
AUTOZONE, INC.
COM
053332102
4946
4200
SH
DFND
1
4200
0
0
B2GOLD CORP.
COM
11777Q209
1793
275000
SH
DFND
275000
0
0
BERKSHIRE HATHAWAY, INC.
CL B NEW
084670702
1301
6110
SH
DFND
6110
0
0
BG STAFFING, INC.
COM
05544A109
343
40522
SH
DFND
1
40522
0
0
BIOGEN, INC.
COM
09062X103
567
2000
SH
DFND
2000
0
0
BIOGEN, INC.
COM
09062X103
1390
4900
SH
DFND
1
4900
0
0
BLACKROCK, INC.
COM
09247X101
225
400
SH
DFND
400
0
0
BLACKROCK, INC.
COM
09247X101
2649
4700
SH
DFND
1
4700
0
0
CABOT OIL & GAS CORP.
COM
127097103
531
30600
SH
DFND
30600
0
0
CABOT OIL & GAS CORP.
COM
127097103
3576
206000
SH
DFND
1
206000
0
0
CELANESE CORP.
COM
150870103
161
1500
SH
DFND
1500
0
0
CELANESE CORP.
COM
150870103
2418
22500
SH
DFND
1
22500
0
0
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
ORD
M22465104
1059
8800
SH
DFND
8800
0
0
CITIGROUP, INC.
COM NEW
172967424
183
4250
SH
DFND
4250
0
0
CITIGROUP, INC.
COM NEW
172967424
1724
40000
SH
DFND
1
40000
0
0
CITIZENS FINANCIAL GROUP, INC.
COM
174610105
517
20450
SH
DFND
20450
0
0
CITIZENS FINANCIAL GROUP, INC.
COM
174610105
3539
140000
SH
DFND
1
140000
0
0
COMCAST CORP.
CL A
20030N101
4626
100000
SH
DFND
1
100000
0
0
CREDIT ACCEPTANCE CORP.
COM
225310101
711
2100
SH
DFND
2100
0
0
CREDIT ACCEPTANCE CORP.
COM
225310101
5757
17000
SH
DFND
1
17000
0
0
CUBESMART
COM
229663109
452
14000
SH
DFND
14000
0
0
CUMMINS, INC.
COM
231021106
264
1250
SH
DFND
1250
0
0
CUMMINS, INC.
COM
231021106
4434
21000
SH
DFND
1
21000
0
0
CUSTOMERS BANCORP, INC.
COM
23204G100
224
20000
SH
DFND
20000
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
133
2300
SH
DFND
2300
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
2889
50000
SH
DFND
1
50000
0
0
DIVIDEND AND INCOME FUND
COM NEW
25538A204
4687
515107
SH
DFND
1
515107
0
0
DIVIDEND AND INCOME FUND
COM NEW
25538A204
6270
689005
SH
DFND
689005
0
0
DOLLAR GENERAL CORP.
COM
256677105
4318
20600
SH
DFND
1
20600
0
0
EBAY, INC.
COM
278642103
4429
85000
SH
DFND
1
85000
0
0
ENTERPRISE PRODUCTS PARTNERS LP
COM
293792107
632
40000
SH
DFND
1
40000
0
0
ESSENT GROUP LTD.
COM
G3198U102
581
15700
SH
DFND
15700
0
0
ESSENT GROUP LTD.
COM
G3198U102
3701
100000
SH
DFND
1
100000
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
642
6000
SH
DFND
6000
0
0
GALIANO GOLD, INC.
COM
36352H100
400
290000
SH
DFND
290000
0
0
GENWORTH FINL INC
COM CL A
37247D106
1039
310000
SH
DFND
310000
0
0
GLOBAL SELF STORAGE INC.
COM
37955N106
388
96775
SH
DFND
96775
0
0
GLOBAL SELF STORAGE INC.
COM
37955N106
813
202703
SH
DFND
202703
0
0
GLOBAL SELF STORAGE INC.
COM
37955N106
542
135101
SH
SOLE
135101
0
0
GRAND CANYON EDUCATION, INC.
COM
38526M106
3837
48000
SH
DFND
1
48000
0
0
HIGH INCOME SECURITIES FUND
SHS BEN INT
42968F108
3
400
SH
DFND
1
400
0
0
HIGHLAND INCOME FUND
HIGHLAND INCOME FUND
43010E404
166
19330
SH
DFND
19330
0
0
HOME DEPOT, INC./THE
COM
437076102
667
2400
SH
DFND
2400
0
0
HOME DEPOT, INC./THE
COM
437076102
4166
15000
SH
DFND
1
15000
0
0
HONEYWELL INTERNATIONAL, INC.
COM
438516106
347
2110
SH
DFND
2110
0
0
HONEYWELL INTERNATIONAL, INC.
COM
438516106
2963
18000
SH
DFND
1
18000
0
0
HUNTINGTON INGALLS INDUSTRIES, INC.
COM
446413106
985
7000
SH
DFND
1
7000
0
0
INTEL CORP.
COM
458140100
740
14300
SH
DFND
14300
0
0
INTEL CORP.
COM
458140100
5489
106000
SH
DFND
1
106000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
533
24643
SH
DFND
24643
0
0
JB HUNT TRANSPORT SERVICES, INC.
COM
445658107
177
1400
SH
DFND
1400
0
0
JB HUNT TRANSPORT SERVICES, INC.
COM
445658107
2654
21000
SH
DFND
1
21000
0
0
JPMORGAN CHASE & CO.
COM
46625H100
655
6800
SH
DFND
6800
0
0
KFORCE, INC.
COM
493732101
389
12100
SH
DFND
12100
0
0
KFORCE, INC.
COM
493732101
1609
50000
SH
DFND
1
50000
0
0
KIRKLAND LAKE GOLD LTD.
COM
49741E100
975
20000
SH
DFND
20000
0
0
LCI INDUSTRIES
COM
50189K103
282
2650
SH
DFND
2650
0
0
LCI INDUSTRIES
COM
50189K103
2392
22500
SH
DFND
1
22500
0
0
LIFE STORAGE INC
COM
53223X107
316
3000
SH
DFND
3000
0
0
LOCKHEED MARTIN CORP.
COM
539830109
3066
8000
SH
DFND
1
8000
0
0
LYONDELLBASELL INDUSTRIES NV
SHS - A -
N53745100
2467
35000
SH
DFND
1
35000
0
0
MAGNA INTERNATIONAL, INC.
COM
559222401
137
3000
SH
DFND
3000
0
0
MAGNA INTERNATIONAL, INC.
COM
559222401
2425
53000
SH
DFND
1
53000
0
0
MARCUS & MILLICHAP, INC.
COM
566324109
275
10000
SH
DFND
10000
0
0
MASTEC, INC.
COM
576323109
274
6500
SH
DFND
6500
0
0
MASTEC, INC.
COM
576323109
1646
39000
SH
DFND
1
39000
0
0
MASTERCARD, INC.
CL A
57636Q104
3382
10000
SH
DFND
10000
0
0
MAVERIX METALS, INC.
COM NEW
57776F405
122
23900
SH
DFND
23900
0
0
MEDIFAST, INC.
COM
58470H101
682
4150
SH
DFND
4150
0
0
MEDIFAST, INC.
COM
58470H101
5756
35000
SH
DFND
1
35000
0
0
METHODE ELECTRONICS, INC.
COM
591520200
2351
82500
SH
DFND
1
82500
0
0
MEXICO EQUITY & INCOME FD
COM
592834105
3
380
SH
DFND
1
380
0
0
MVC CAPITAL INC
COM
553829102
3
440
SH
DFND
1
440
0
0
NMI HOLDINGS, INC.
CL A
629209305
235
13200
SH
DFND
13200
0
0
NMI HOLDINGS, INC.
CL A
629209305
1887
106000
SH
DFND
1
106000
0
0
OSHKOSH CORP.
COM
688239201
338
4600
SH
DFND
4600
0
0
OSHKOSH CORP.
COM
688239201
2389
32500
SH
DFND
1
32500
0
0
OSISKO GOLD ROYALTIES LTD.
COM
68827L101
207
17500
SH
DFND
17500
0
0
PACKAGING CORP. OF AMERICA
COM
695156109
131
1200
SH
DFND
1200
0
0
PACKAGING CORP. OF AMERICA
COM
695156109
3053
28000
SH
DFND
1
28000
0
0
PHILIP MORRIS INTERNATIONAL, INC.
COM
718172109
75
1000
SH
DFND
1000
0
0
PHILIP MORRIS INTERNATIONAL, INC.
COM
718172109
2925
39000
SH
DFND
1
39000
0
0
PRUDENTIAL FINANCIAL, INC.
COM
744320102
2223
35000
SH
DFND
1
35000
0
0
PUBLIC STORAGE
COM
74460D109
379
1700
SH
DFND
1700
0
0
RADIAN GROUP, INC.
COM
750236101
1140
78000
SH
DFND
1
78000
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
2023
33500
SH
DFND
1
33500
0
0
ROBERT HALF INTERNATIONAL, INC.
COM
770323103
614
11600
SH
DFND
11600
0
0
ROBERT HALF INTERNATIONAL, INC.
COM
770323103
3441
65000
SH
DFND
1
65000
0
0
ROYAL GOLD, INC.
COM
780287108
637
5300
SH
DFND
5300
0
0
SANDSTORM GOLD, LTD.
COM NEW
80013R206
228
27000
SH
DFND
27000
0
0
SEI INVESTMENTS CO.
COM
784117103
152
3000
SH
DFND
3000
0
0
SEI INVESTMENTS CO.
COM
784117103
2282
45000
SH
DFND
1
45000
0
0
SIGNATURE BANK
COM
82669G104
1701
20500
SH
DFND
1
20500
0
0
SKYWORKS SOLUTIONS, INC.
COM
83088M102
6548
45000
SH
DFND
1
45000
0
0
SLEEP NUMBER CORP.
COM
83125X103
584
11950
SH
DFND
11950
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
113
3000
SH
DFND
3000
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
1650
44000
SH
DFND
1
44000
0
0
SPDR GOLD SHARES ETF
GOLD SHS
78463V107
1382
7800
SH
DFND
7800
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
3
280
SH
DFND
1
280
0
0
SSR MINING, INC.
COM
784730103
1494
80000
SH
DFND
80000
0
0
STEEL DYNAMICS, INC.
COM
858119100
301
10500
SH
DFND
10500
0
0
STEEL DYNAMICS, INC.
COM
858119100
2233
78000
SH
DFND
1
78000
0
0
SWISS HELVETIA FUND INC
COM
870875101
3
400
SH
DFND
1
400
0
0
T. ROWE PRICE GROUP, INC.
COM
74144T108
737
5745
SH
DFND
5745
0
0
T. ROWE PRICE GROUP, INC.
COM
74144T108
5113
39876
SH
DFND
1
39876
0
0
TEXAS INSTRUMENTS, INC.
COM
882508104
228
1600
SH
DFND
1600
0
0
TEXAS INSTRUMENTS, INC.
COM
882508104
3427
24000
SH
DFND
1
24000
0
0
TRACTOR SUPPLY CO.
COM
892356106
258
1800
SH
DFND
1800
0
0
TRACTOR SUPPLY CO.
COM
892356106
6092
42500
SH
DFND
1
42500
0
0
TYSON FOODS, INC.
CL A
902494103
107
1800
SH
DFND
1800
0
0
TYSON FOODS, INC.
CL A
902494103
2439
41000
SH
DFND
1
41000
0
0
U.S. BANCORP
COM NEW
902973304
111
3100
SH
DFND
3100
0
0
U.S. BANCORP
COM NEW
902973304
2510
70000
SH
DFND
1
70000
0
0
UNITED RENTALS, INC.
COM
911363109
646
3700
SH
DFND
3700
0
0
UNITED RENTALS, INC.
COM
911363109
4014
23000
SH
DFND
1
23000
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
928
2975
SH
DFND
2975
0
0
UNITEDHEALTH GROUP, INC.
COM
91324P102
4209
13500
SH
DFND
1
13500
0
0
VALVOLINE, INC.
COM
92047W101
152
8000
SH
DFND
8000
0
0
VALVOLINE, INC.
COM
92047W101
2285
120000
SH
DFND
1
120000
0
0
WARRIOR MET COAL, INC.
COM
93627C101
171
10000
SH
DFND
10000
0
0
WARRIOR MET COAL, INC.
COM
93627C101
2818
165000
SH
DFND
1
165000
0
0
WELLS FARGO & CO.
COM
949746101
2233
95000
SH
DFND
1
95000
0
0
WESTLAKE CHEMICAL CORP.
COM
960413102
133
2100
SH
DFND
2100
0
0
WESTLAKE CHEMICAL CORP.
COM
960413102
2339
37000
SH
DFND
1
37000
0
0
WHEATON PRECIOUS METALS CORP.
COM
962879102
294
6000
SH
DFND
6000
0
0
WILLIAMS-SONOMA, INC.
COM
969904101
678
7500
SH
DFND
7500
0
0
WILLIAMS-SONOMA, INC.
COM
969904101
4341
48000
SH
DFND
1
48000
0
0