-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NV5HgMP6COKO5+kQGS0YnaYhJd5ckf8DHiIsa6mQmqAZ9wlI597YYcT7BLH+x6ah yiaOyd5zmxp9eAzxBF6ztQ== 0000052234-04-000036.txt : 20040806 0000052234-04-000036.hdr.sgml : 20040806 20040806091653 ACCESSION NUMBER: 0000052234-04-000036 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040806 EFFECTIVENESS DATE: 20040806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINMILL & CO INC CENTRAL INDEX KEY: 0000052234 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 131897916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-09667 FILM NUMBER: 04956259 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: BULL & BEAR GROUP INC DATE OF NAME CHANGE: 19920703 15-12G 1 form15.txt CERTIFICATION OF TERMINATION OF REGISTRATION -------------------------------- OMB APPROVAL -------------------------------- -------------------------------- OMB Number: 3235-0167 Expires: October 31, 2004 Estimated average burden hours per response . . . . 1.50 -------------------------------- -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0-9667 ---------------- WINMILL & CO. INCORPORATED - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) 11 Hanover Square New York, New York 10005 (212) 785-0900 - -------------------------------------------------------------------------------- (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Class A Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Titles of each class of securities covered by this Form) None - -------------------------------------------------------------------------------- (Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) [ ] Rule 12h-3(b)(1)(i) [ ] Rule 12g-4(a)(1)(ii) |X| Rule 12h-3(b)(1)(ii) |X| Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(i) [ ] Rule 12g-4(a)(2)(ii) [ ] Rule 12h-3(b)(2)(ii) [ ] Rule 15d-6 |X| Approximate number of holders of record as of the certification or notice date: 306 ------------------------------ Pursuant to the requirements of the Securities Exchange Act of 1934, Winmill & Co. Incorporated has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. Date: August 5, 2004 By: /s/ Thomas B. Winmill ---------------------- --------------------------------- Thomas B. Winmill President Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature. 118525.1 -----END PRIVACY-ENHANCED MESSAGE-----